Compliance Monitoring Assistant Manager

3 weeks ago


Leeds, United Kingdom Meraki Talent Limited Full time

* Compliance Monitoring
- Investment Management
A prestigious financial services firm is working with Meraki Talent to find an ambitious Compliance Monitoring Manager to join their vibrant team in Leeds.
If you are a meticulous professional with a significant interest in compliance or risk, this could be an excellent opportunity to develop your career with an extraordinary and unique firm.
As a Compliance Monitoring Assistant Manager, you will support senior management in controlling the risk related to breaches, incidents and the Risk and Compliance elements of the business.
Responsibilities of the Compliance Monitoring Assistant Manager include:

- Supporting the Manager in conducting compliance monitoring reviews
- Liaising with different departments across the business and maintaining strong working relationships
- Identifying and escalating any breaches within the business to senior management and producing reports.
- To assist in the delivery of the annual compliance monitoring plan
Background of the Compliance Monitoring Assistant Manager:

- Demonstrable experience within a similar role
- A clear understanding of regulations pertaining to compliance techniques and regulations within investment management
- Advanced analytical skills and a meticulous approach to work
This is a brilliant opportunity if you are looking for the next step in your career offering depth and professional growth for a competitive salary, please get in touch ASAP.



  • Leeds, United Kingdom Maples Group - Legal Services Full time

    **OVERVIEW** The Maples Group is a standard bearer in financial and legal services, trusted by many of the world’s largest hedge fund managers, private equity firms and international corporations. Our distinction flows from our carefully curated team: 2,500+ professionals characterised by tenacity, ethics and exacting excellence. We hire smart and...


  • Leeds, United Kingdom AJ Fox Compliance Full time

    Our client is a full-service commercial law firm operating across the north of England, seeking a Risk & Compliance Lawyer to support their compliance function. In this role, you will develop a broad understanding of the regulatory environment affectinglaw firms and advise the firm on all aspects of risk and compliance. Key roles and responsibilities will...


  • Leeds, United Kingdom Age Partnership Full time

    Compliance Manager Head of Compliance Circa £40,000 and comprehensive benefits package. 5 Per week (Hours of work will be flexible and dictated by the needs of the business, therefore it is expected that the successful applicant will work those hours necessary to successfully discharge the duties of the role). To support the business in...


  • Leeds, United Kingdom Reward Recruitment Full time

    **Compliance & Risk Manager** **Leeds** **Upto £50,000 (Subject to Experience) plus excellent benefits** **Key Accountabilities**: To provide support across the business for all regulatory requirements and set and monitor policy and advice best practice compliance standards across the company. **Responsibilities**: - Work closely with the directors...


  • Leeds, United Kingdom Drydensfairfax Solicitors Full time

    **Job Title**:Risk & Compliance Assistant **Location**:Leeds/Homeworking **Reports To**:Complaints Manager **Hours of Work**:35 hours per week (09.00 - 17.00 with 1 hour for lunch) Some flexibility may be required according to workloads **Salary**:£20,000 to £21,500 per annum **THE ROLE** drydensfairfax is a firm of solicitors that is dual regulated...

  • Compliance Manager

    2 weeks ago


    Leeds, United Kingdom Age Partnership Full time

    This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board. Job role: Compliance Manager Reports to: Head of Compliance Location Leeds Package Circa £40,000 and comprehensive benefits package. Hours of work 37.5 Per week (Hours of work will be flexible and dictated by the needs of the business,...

  • Compliance Manager

    5 days ago


    Leeds, United Kingdom Talk Recruitment Full time

    Wanted – Quality Compliance Manager – Yorkshire – Building / Construction Excellent opportunity to join one of the UK's fastest growing building contractors. Ideal opportunity for an already experienced Compliance Manager or a Compliance Advisor ready for promotion. COMPANY: We are recruiting for a Compliance Manager to join a reputable...

  • Compliance Manager

    3 weeks ago


    Leeds, United Kingdom CBRE Full time

    This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board. Compliance Manager Job ID 162551 Posted 10-Apr-2024 Service line GWS Segment Role type Full-time Areas of Interest Facilities Management Location(s) Leeds - England - United Kingdom of Great Britain and Northern Ireland JOB SUMMARY Oversees...

  • Compliance Manager

    4 weeks ago


    Leeds, United Kingdom Age Partnership Full time

    Package Circa £40,000 and comprehensive benefits package. Hours of work 37.5 Per week (Hours of work will be flexible and dictated by the needs of the business, therefore it is expected that the successful applicant will work those hours necessary to successfully discharge the duties of the role). The role Overview To support the...

  • Compliance Manager

    1 month ago


    Leeds, United Kingdom BCT Resourcing Full time

    I am currently recruiting for a Compliance Manager for my well established client in Leeds. - Strong reviewing/monitoring experience - FCA regulation knowledge - Strong communicator, team player, want to progress The role will provide: - Competitive salary and benefits - flexible working (2 days at home) - Exposure to a very good market - Opportunities and...

  • Compliance Manager

    5 days ago


    Leeds, United Kingdom Talk Recruitment Full time

    Wanted – Quality Compliance Manager – Yorkshire – Building / ConstructionExcellent opportunity to join one of the UK's fastest growing building contractors.Ideal opportunity for an already experienced Compliance Manager or a Compliance Advisor ready for promotion.COMPANY:We are recruiting for a Compliance Manager to join a reputable construction main...


  • Leeds, United Kingdom BAM Nuttall Full time

    Building a sustainable tomorrow, Bam Ritchies require an Instrumentation & Monitoring Engineer to join their team in our Godstone, Surrey office. Your work environment: BAM operates a flexible working policy. People are at the heart of what we do at Bam. We recognize that creating a diverse and inclusive environment that nurtures our employees and...


  • Leeds, United Kingdom Law Staff Ltd Full time

    Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis. You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail. Preferably, you'll have a minimum of three years of compliance...


  • Leeds, United Kingdom Law Staff Ltd Full time

    Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis. You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail. Preferably, you'll have a minimum of three years of...

  • Compliance Manager

    4 days ago


    Leeds, United Kingdom Talk Recruitment Full time

    Wanted - Quality Compliance Manager - Yorkshire - Building / Construction Excellent opportunity to join one of the UK's fastest growing building contractors. Ideal opportunity for an already experienced Compliance Manager or a Compliance Advisor ready for promotion. COMPANY: We are recruiting for a Compliance Manager to join a reputable construction...


  • Leeds, United Kingdom Lawcris Panel Products Ltd Full time

    Established in 1982 Lawcris Panel Products is a leading Distributor of wood panel products in the UK. It has developed over the last 40 years into a £100million turnover business, operating from its warehouse location in Leeds dealing with major UK manufacturers and distributing to 1000’s of customers. We pride ourselves in our strong compliance culture...


  • Leeds, United Kingdom Law Staff Legal Recruitment Full time

    Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis. You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail. Preferably, you'll have a minimum of three years of...


  • Leeds, United Kingdom Talk Recruitment Full time

    Wanted - Quality Compliance Manager - Yorkshire - Building / Construction Excellent opportunity to join one of the UK's fastest growing building contractors. Ideal opportunity for an already experienced Compliance Manager or a Compliance Advisor ready for promotion. We are recruiting for a Compliance Manager to join a reputable construction main...


  • Leeds, United Kingdom Talk Recruitment Full time

    Wanted - Quality Compliance Manager - Yorkshire - Building / Construction Excellent opportunity to join one of the UK's fastest growing building contractors. Ideal opportunity for an already experienced Compliance Manager or a Compliance Advisor ready for promotion. We are recruiting for a Compliance Manager to join a reputable construction main...


  • Leeds, United Kingdom Lawcris Panel Products Ltd Full time

    Established in 1982 Lawcris Panel Products is a leading Distributor of wood panel products in the UK. It has developed over the last 40 years into a £100million turnover business, operating from its warehouse location in Leeds dealing with major UK manufacturers and distributing to 1000’s of customers. We pride ourselves in our strong compliance culture...