Compliance Monitoring Officer

4 weeks ago


Lancashire, United Kingdom MERJE Ltd Full time

Our clients are an exciting, forward-thinking brand in financial services. They are looking for a Compliance Monitoring Officer to support the growth of the business and increased amount of workload.

You will report directly into the Compliance Manager and provide knowledge of FCA regulatory requirements pertaining to the sale of consumer finance and/or general insurance.

**Role Responsibilities**:

- Conducting desk top compliance audit reports on dealerships within the group
- Conducting one-off thematic reviews on a variety of topics as required
- Working constructively with the company's Internal Audit Department
- Assisting other members of the Compliance Department with various reports and assessments as require
- Other duties commensurate with the position
- Ability to conduct root cause analysis, conduct trend analysis and offer solutions to identified problems

**Key Skills and Responsibilities**:

- Experience of working in a regulated financial services or general insurance business
- Experience of working in a retail environment - preferably the motor trade
- At least 2 years previous experience working in a Compliance role.
- Knowledge of TCF and the NEW Consumer Duty is desirable.
- Basic knowledge of data protection/GDPR

If you would like this job advertisement in an alternative format, please contact MERJE directly.



  • Lancashire, United Kingdom Ultimate Banking Ltd Full time

    Our client is a customer focussed, mortgage and savings provider who are seeking a Risk and Compliance Officer to join their Risk and Compliance Team. Whilst our clients head office is based in Lancashire, they currently operate a hybrid approach to the working week. Currently, their head office is being completely refurbished and all employees go in once a...


  • Preston, Lancashire, United Kingdom Pioneer Selection Ltd Full time

    Join Our Team as an Environmental Compliance Officer! Shift: Days Are you passionate about protecting the environment and ensuring compliance with environmental regulations? Do you thrive in roles that involve technical support, monitoring, and optimization of facilities to minimize environmental impacts? If so, we have an exciting opportunity for you...


  • Preston, Lancashire, United Kingdom Pioneer Selection Ltd Full time

    Join Our Team as an Environmental Compliance Officer! Salary: £37,440 Shift: Days Location: Barrow, Cumbria Are you passionate about protecting the environment and ensuring compliance with environmental regulations? Do you thrive in roles that involve technical support, monitoring, and optimization of facilities to minimize environmental impacts? If so,...

  • Compliance Officer

    2 weeks ago


    Preston, Lancashire, United Kingdom adi.tv Full time

    Over thirty years we’ve helped revolutionise the live events market, and bring unrivalled expertise, creativity and passion to our projects. We’re proud to supply UEFA, Formula 1, Tour De France, Extreme E and the NFL, amongst many other high-profile clients, and we’re successfully building our brand internationally. If you would like to see some...


  • Blackpool, Lancashire, United Kingdom Tandem Full time €9 - €17

    Job Title: Compliance Manager 12 Month Fixed term contract, ideal start date September 2024 Working Pattern: Monday to Friday (09:00-17:00) Salary: up to £50,000 Location: Flexible, we support hybrid working from our London or Blackpool Offices (approx. 2/3 days a Month)   Our Team The Compliance Team is part of the second line of defence at...


  • Preston, Lancashire, United Kingdom CRG TEC Full time

    Fleet Compliance Officer Based in Preston Salary £35-£50k The opportunity: This is your chance to bring your Fleet Compliance skills to a local success story in Preston. For over 30 years, this company has partnered with some of the world's most famous sporting teams, brands, events, and venues to bring content services that are seen worldwide. ...


  • Lancaster, Lancashire, United Kingdom Adele Carr Financial Recruitment Full time

    We are seeking a dynamic and experienced Senior Human Resources & Compliance Officer to join our clients team. In this role, you will play a crucial part in driving talent management initiatives, maintaining compliance with regulations, and fostering a culture of recognition and engagement within the organisation. Collaborate with the Head of HR to...


  • Lancaster, Lancashire, United Kingdom Adele Carr Financial Recruitment Full time

    We are seeking a dynamic and experienced Senior Human Resources & Compliance Officer to join our clients team. In this role, you will play a crucial part in driving talent management initiatives, maintaining compliance with regulations, and fostering a culture of recognition and engagement within the organisation. Collaborate with the Head of HR to...


  • Preston, Lancashire, United Kingdom CRG TEC Full time €35,000 - €50,000

    Fleet Compliance Officer The experience expected from applicants, as well as additional skills and qualifications needed for this job are listed below. Based in Preston Salary £35-£50k The opportunity: This is your chance to bring your Fleet Compliance skills to a local success story in Preston. For over 30 years, this company has partnered with some...


  • Lancaster, Lancashire, United Kingdom Adele Carr Financial Recruitment Full time

    We are seeking a dynamic and experienced Senior Human Resources & Compliance Officer to join our clients team. In this role, you will play a crucial part in driving talent management initiatives, maintaining compliance with regulations, and fostering a culture of recognition and engagement within the organisation. Key Responsibilities: Collaborate with...


  • Lancaster, Lancashire, United Kingdom Adele Carr Financial Recruitment Full time

    We are seeking a dynamic and experienced Senior Human Resources & Compliance Officer to join our clients team. In this role, you will play a crucial part in driving talent management initiatives, maintaining compliance with regulations, and fostering a culture of recognition and engagement within the organisation. Key Responsibilities: Collaborate with...


  • Lancashire, United Kingdom ISS Facility Services UK Full time

    ASSET ANALYSIS & COMPLIANCE COORDINATOR Contract Type: Permanent Are you ready to take on a diverse and impactful role in asset management and compliance? We are currently seeking a talented individual to join our team as an Asset Analysis & Compliance Coordinator. In this role, you will play a crucial role in providing clerical, administrative, and...


  • Lancashire, United Kingdom ISS Facility Services UK Full time

    ASSET ANALYSIS & COMPLIANCE COORDINATOR Contract Type: Permanent Are you ready to take on a diverse and impactful role in asset management and compliance? We are currently seeking a talented individual to join our team as an Asset Analysis & Compliance Coordinator. In this role, you will play a crucial role in providing clerical, administrative, and...


  • Lancaster, Lancashire, United Kingdom Adele Carr Financial Recruitment Full time

    We are seeking a dynamic and experienced Senior Human Resources & Compliance Officer to join our clients team. In this role, you will play a crucial part in driving talent management initiatives, maintaining compliance with regulations, and fostering a culture of recognition and engagement within the organisation. Ready to make your application Please do...


  • Lancaster, Lancashire, United Kingdom Adele Carr Financial Recruitment Full time

    We are seeking a dynamic and experienced Senior Human Resources & Compliance Officer to join our clients team. In this role, you will play a crucial part in driving talent management initiatives, maintaining compliance with regulations, and fostering a culture of recognition and engagement within the organisation. Ready to make your application Please do...


  • Preston, Lancashire, North West, United Kingdom CRG TEC Full time

    Fleet Compliance OfficerThe experience expected from applicants, as well as additional skills and qualifications needed for this job are listed below.Based in PrestonSalary £35-£50kThe opportunity:This is your chance to bring your Fleet Compliance skills to a local success story in Preston.For over 30 years, this company has partnered with some of the...

  • Asset Analysis

    1 week ago


    Lancashire, United Kingdom ISS Facility Services UK Full time

    ASSET ANALYSIS & COMPLIANCE COORDINATORLocation: LancashireHours of work: 40Contract Type: PermanentAre you ready to take on a diverse and impactful role in asset management and compliance? We are currently seeking a talented individual to join our team as an Asset Analysis & Compliance Coordinator.Job DescriptionIn this role, you will play a crucial role in...

  • Asset Analysis

    7 days ago


    Lancashire, United Kingdom ISS Facility Services UK Full time

    ASSET ANALYSIS & COMPLIANCE COORDINATOR Location: Lancashire Hours of work: 40 Contract Type: Permanent Are you ready to take on a diverse and impactful role in asset management and compliance? We are currently seeking a talented individual to join our team as an Asset Analysis & Compliance Coordinator. Job Description In this role, you will play a...

  • Asset Analysis

    1 week ago


    Lancashire, United Kingdom ISS Facility Services UK Full time

    ASSET ANALYSIS & COMPLIANCE COORDINATORLocation: LancashireHours of work: 40Contract Type: PermanentAre you ready to take on a diverse and impactful role in asset management and compliance? We are currently seeking a talented individual to join our team as an Asset Analysis & Compliance Coordinator.Job DescriptionIn this role, you will play a crucial role in...

  • Asset Analysis

    7 days ago


    Lancashire, United Kingdom ISS Facility Services UK Full time

    ASSET ANALYSIS & COMPLIANCE COORDINATOR Location: Lancashire Hours of work: 40 Contract Type: Permanent Are you ready to take on a diverse and impactful role in asset management and compliance? We are currently seeking a talented individual to join our team as an Asset Analysis & Compliance Coordinator. Job Description In this role, you will play a...