Compliance Monitoring Officer
4 weeks ago
Our clients are an exciting, forward-thinking brand in financial services. They are looking for a Compliance Monitoring Officer to support the growth of the business and increased amount of workload.
You will report directly into the Compliance Manager and provide knowledge of FCA regulatory requirements pertaining to the sale of consumer finance and/or general insurance.
**Role Responsibilities**:
- Conducting desk top compliance audit reports on dealerships within the group
- Conducting one-off thematic reviews on a variety of topics as required
- Working constructively with the company's Internal Audit Department
- Assisting other members of the Compliance Department with various reports and assessments as require
- Other duties commensurate with the position
- Ability to conduct root cause analysis, conduct trend analysis and offer solutions to identified problems
**Key Skills and Responsibilities**:
- Experience of working in a regulated financial services or general insurance business
- Experience of working in a retail environment - preferably the motor trade
- At least 2 years previous experience working in a Compliance role.
- Knowledge of TCF and the NEW Consumer Duty is desirable.
- Basic knowledge of data protection/GDPR
If you would like this job advertisement in an alternative format, please contact MERJE directly.
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