Compliance Co-ordinator

2 months ago


Mansfield, United Kingdom The Best Connection Employment Group Full time

**The Best Connection **are seeking an experienced **Compliance Officer**, based in **Mansfield**

You will be supporting the Compliance Manager and the Risk and Compliance Executive in ensuring statutory, regulatory and relevant Code compliance for designated functions...

**Job roles and responsibilities**:

- To assist with / carry out the development of plans, policies, procedures
- To interpret regulation / legislation in order to provide advice, support and guidance
- To carry out, evidence and report on 2nd line Compliance monitoring activity and monitoring reviews
- To carry out, evidence and report on 2nd line oversight of regulated complaints handling and management
- To provide input into internal department and Society wide projects as required
- To attend and represent the Society at external meetings/forums as required

**Working hours**:

- 0900-1700 (Monday to Friday)
- Hybrid working

**Required experience**:

- Previous experience in a similar role within Financial Services
- Minimum 2 years previous experience of 2nd line Compliance oversight

**Knowledge of**:

- FCA Regulatory rules and guidance, including BCOBS, MCOB, ICOB, Complaints; Financial Promotions
- Financial Crime - Anti-Money Laundering / Fraud Prevention
- Data Protection Regulation

**Benefits & Requirements**:

- Hourly rate as above (not age dependent)
- 28 days Paid Annual Leave pro-rata for PAYE (inclusive of statutory holiday)
- Canteen
- Ongoing Assignment
- Possible permanent position following a successful trial period

**How to achieve higher pay rate**:
Referenceable Work History or Experience



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