Compliance Consultant

2 weeks ago


Newcastle upon Tyne, United Kingdom IQ-EQ Full time

Company Description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

**Job Description**:
Office: London or Newcastle

Department: Compliance Consulting - operational due diligence team

Reports to: Principal Consultant within Compliance Consulting team

**Responsibilities (how we will measure success)**

The Compliance Consultant will work on conducting operational due diligence reviews for our portfolio of clients, primarily in the asset management sector. The reviews are designed to assess a manager’s internal operations to protect investors from losses relating to operational failures of frauds.

This is a small but growing team and we expect ODD reviews to be a major driver of growth within the team.

**Tasks (what does the role do on a day-to-day basis)**
- Conduct ODD and vendor due diligence (VDD) reviews as directed
- This involves following IQ-EQ’s proprietary methodology and producing reports using our in-house tech platform
- Strategies covered include equity, credit, fixed income, fund of fund, private equity and real estate
- The role holder may also get involved in providing general compliance consulting services to our portfolio of c250 clients.

**Key competencies for position and level**
- Following a methodology
- Report writing
- Research and analysis
- Drawing appropriate conclusions
- Time management
- Attention to detail
- Strong communication skills, written and verbal

**Qualifications**:

- Experience working within a comparable compliance consulting firm or in professional services/audit firms; or experience gained within the compliance department of an asset management firms
- A legal background would be useful
- Experiencing carrying out due diligence is preferable
- Excellent working knowledge of FCA regulations
- Excellent communication skills, keen and enthusiastic approach to client support.
- Bachelors degree / CISI Diploma preferred
- Asset management market knowledge preferred

Additional Information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.


  • Admin Compliance Consultant

    Found in: Jooble UK C2 - 2 weeks ago


    Newcastle upon Tyne, United Kingdom Alpha Capital Group UK Full time

    About Alpha Capital Group UK: Alpha Capital Group UK is a prominent proprietary trading firm committed to providing market analysts from around the world a platfrom to succeed and grow. With a focus on excellence and integrity, we strive to empower traders with our cutting-edge technology and unparalleled support. Job Description: We are currently seeking...

  • Tax Consultant

    19 hours ago


    Newcastle upon Tyne, United Kingdom Clark Wood Full time

    Clark Wood is a specialist Recruitment Consultancy operating throughout the United Kingdom within the Public Practice Accountancy & Tax sectors. Our core client base consists of Accountancy Practices ranging from Big 4, Top 10 & Mid-Tier firms through to independent regional firms and sole traders. Clark Wood are currently working with a specialist tax...

  • Cyber Security Consultant

    Found in: Talent UK C2 - 1 week ago


    Newcastle upon Tyne, United Kingdom Arctic Wolf Full time

    Cyber Security Consultant Arctic Wolf, with its unicorn valuation, is the leader in security operations in an exciting and fast-growing industry—cybersecurity. We have won countless awards for our excellence in security operations andfr remain dedicated to providing an industry-leading customer and employee experience. Our mission is simple: End Cyber...

  • Payroll Consultant

    Found in: Talent UK 2A C2 - 2 weeks ago


    Newcastle upon Tyne, United Kingdom JSS Search Full time

    We are on the lookout for a an interim Payroll Consultant for an established organisation in the UK. Joining them at a period of exciting change, they need someone to with a project mindset to help navigate through the new role out of SAP SuccessFactors. This role would be outside of IR35, and can offer remote working - Immediate start, or short notice...


  • Newcastle upon Tyne, United Kingdom Stantec Full time

    **Redefine your personal best.** As part of continued and ambitious UK growth, Stantec has identified opportunities to grow its teams across the UK, which specialises in Environmental Permitting and Regulatory Compliance. The role(s) could be based in any one of our UK offices. The team provides bespoke and expert advice and services to clients across...


  • Newcastle upon Tyne, United Kingdom NCG Full time

    The Learner Recruitment Consultant will engage with a diverse client base, they’ll have strong communication and influencing skills. They will be the point of contact for learners and employers and will actively source their own employer / learner pipeline through a variety of business development activities. Learner Recruitment Consultant will be able to...


  • Newcastle upon Tyne, United Kingdom Royal HaskoningDHV Full time

    Do you want the opportunity to work on a broad range of industrial projects, using your skills and experience to help support our clients with your consenting, compliance, EIA and sustainability expertise? This role will provide you with these opportunities whilst working within a market leading environmental consultancy team. About Our Environment...


  • Newcastle upon Tyne, United Kingdom The Newcastle upon Tyne Hospitals NHS Foundation Trust Full time

    **Duties and Responsibilities**: Clinical: This post is based within the Peri-operative and Critical Care Directorate (RVI) of the Newcastle upon Tyne Hospitals Foundation Trust. The allocated clinical sessions will be based at the Great North Childrens Hospital in paediatric anaesthesia; on call is for paediatric emergencies (approximately 1 in 10). The RVI...


  • Newcastle upon Tyne, United Kingdom Cundall Full time

    The Team: The world’s first engineering consultant to be certified carbon neutral. Cundall’s mission is to provide a pathway to net-zero-carbon for all the buildings we design. We need engineers who share this passion for sustainability. Winners of the 2021 CIBSE Innovation Award, Cundall are at the forefront of the industry, priding ourselves on our...


  • Newcastle upon Tyne, United Kingdom The Green Energy Advice Bureau Full time

    The Green Energy Advice Bureau is dedicated to providing sustainable energy solutions that align with the financial and environmental objectives of our customers. We’ll do this by welcoming high-performing individuals dedicated to helping businesses overcome the challenges they face with their energy needs. Focused on the revenue and growth of every...

  • Regulatory Reporting and Due Diligence Analyst

    Found in: beBee S GB - 2 weeks ago


    Newcastle Upon Tyne, United Kingdom IQ-EQ Full time

    Job DescriptionOffice: London or NewcastleDepartment: Due Diligence and Compliance Reporting Reports to: Principal Consultant within Compliance Reporting and Due Diligence team Responsibilities (how we will measure success)The Due Diligence & Compliance Reporting Analyst will assist principal consultants with regulatory compliance reporting, vendor due...

  • Regulatory Reporting and Due Diligence Analyst

    Found in: beBee jobs GB - 2 weeks ago


    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom IQ-EQ Full time

    Job DescriptionOffice: London or NewcastleDepartment: Due Diligence and Compliance Reporting Reports to: Principal Consultant within Compliance Reporting and Due Diligence team Responsibilities (how we will measure success)The Due Diligence & Compliance Reporting Analyst will assist principal consultants with regulatory compliance reporting, vendor due...


  • Newcastle upon Tyne, United Kingdom Royal HaskoningDHV Full time

    This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board. Are you looking for your next career step? Do you want the opportunity to work on a broad range of industrial projects, using your skills and experience to help support our clients with your consenting, compliance, EIA and sustainability expertise? This...


  • Newcastle upon Tyne, United Kingdom Opencast Software Full time

    **Ready for a new challenge?** **Inside IR35** **Please note, you must hold active SC Clearance for this role.** Are you looking for work that makes a difference? Do you want to work with people who learn and grow together? If so, Opencast could be the place for you. We’re a growing tech consultancy that creates user-centred solutions with purpose for...


  • Newcastle Upon Tyne, United Kingdom Savills Full time

    **Team Information** A small but growing UK-wide team made up of one Director, one Associate Director, one Associate and a part-time administrator who advise landowners, charities, institutional clients, public sector bodies and leisure businesses on establishing and developingrural diversification projects **Key Responsibilities** An opportunity has...

  • Healthcare Assistant Newcastle

    Found in: beBee jobs GB - 2 weeks ago


    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Clinical24 NI Full time

    Clinical24 Northern Ireland is an established supplier of medical staff.As a trusted name in the industry, we offer a variety of full-time and part-time opportunities in the public and private sectors. By working with us, you will gain access to great rewards including refer-a-friend bonusses, shopping vouchers, cash back offers, your own dedicated...


  • Newcastle Upon Tyne, United Kingdom Manpower Full time

    **Hours**: - Full Time hours between 8:00am-20:00pm Monday - Friday **Pay -**£10.65 per hour **Contract Type -** Temporary ongoing **Training period -** Full time training provided **Responsibilities of the role**: - Dealing with both inbound and outbound calls - Conducting video Interviews - Administration duties - Checking basic compliance...


  • Burton upon Trent, United Kingdom RhinoRecruitment.com Full time

    My client is looking to make a positive difference in the industrial, marine, and offshore sectors' journey towards a sustainable and innovative future. Their vision is to be an organisation driven by meaningful external and internal relationships. They will continuously invest in those relationships to ensure their clients achieve their goals and create...


  • Newcastle upon Tyne, United Kingdom Ad Warrior Ltd Full time

    Relationship and Account Manager Location: Cobalt Business Park, North Shields (With Element of Travel) Salary Competitive plus Commission Hours: 8:30/9am - 4:30/5pm Mon - Friday Our client is committed to providing building compliance and survey services. Their innovative approach and dedication to excellence have established them as a leader...

  • Associate Director

    2 weeks ago


    Newcastle upon Tyne, United Kingdom Carrington West Full time

    Associate Town Planning Director Employment Type: Permanent We are working with a well established multi-disciplinary planning consultancy who are looking for an Associate Director of planning to come in and join their growing team in their Newcastle office. They do offer hybrid working with a requirement of 3 days a week in the office. Lead and manage...