Compliance Admin

5 days ago

Billericay, United Kingdom D&R Partners Recruitment Limited Full time

**_Compliance Admin_**

**_Up to £25,000 + 25 Days holiday + Birthdays off + Many more benefits_**

**_Location: Billericay, Essex_**
- Great progression routes
- Amazing training and development programme
- No.1 best company to work for in the UK, for 2 consecutive years running
- 160 industry awards
- Sociable and upbeat work environment

**Responsibilities**:

- Directly assisting the Compliance Manager in the execution of their regular and ad hoc duties
- Providing effective support and assistance in the undertaking of checks of all business partners, introducers, lenders, and networks
- Undertaking and providing feedback on Adviser file checks to ensure AML, regulatory and Company policies achieve the required standards
- Helping to maintain accurate and relevant business records and centralised compliance registers
- Proactively identifying new responsibilities and looking for opportunities to streamline and draw additional value from the governance and compliance processes.
- Any other duties as assigned and deemed commensurate with the role.

Skills and experience required
- Experience with the processes of file or audit checks, preferably within an FCA regulated environment
- Motivated and focused self-starter who could learn new skills
- Strong organisational and communication skills - Detail oriented with commercial awareness of business requirements
- Ability to manage multiple tasks and working to strict deadlines
- A strong grasp of written English and excellent proof-reading skills
- Computer literate in Word, Excel, and PowerPoint
- Ability to provide excellent customer service to customers and stakeholders
- A flexible approach to work, and the ability to work well as part of a dynamic team
- Positive attitude with a strong desire to learn and progress

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