Prudential Regulatory Consultant

3 weeks ago


London, United Kingdom Colyer Dodd & Co Ltd Full time

We believe this represents a fantastic opportunity to considerably enhance your compliance career by joining an established and highly respected regulatory consulting firm. The company is looking to recruit a talented and ambitious individual to add furtherto its growing brand and reputation.

Specializing within the Asset Management sector; this role will focus on your technical understanding of UK Investment Firms Prudential Regulation (IFPR) particularly in relation to FCA Capital Adequacy filings/returns; drafting and reviewing IndividualCapital Adequacy and Risk Assessments (ICARA) and Public Capital Adequacy (MIFIPRU 8) disclosures and providing Prudential advice and guidance to client firms. We are hugely excited about the prospects available and truly believe that this role could helpto shape and further your compliance career, potentially broadening into Conduct Risk compliance should you so wish.

In order to succeed you will need to demonstrate a broad Prudential compliance/regulatory background ideally gained within an asset management environment. You will also need to be educated to degree standard and able to interact with people at every level;with capacity to manage all aspects of client projects to satisfactory completion and to fully utilize and build upon your existing Prudential experience.

**This is one of a number of roles we are currently dealing with, should you wish to learn more about this vacancy or have a confidential discussion about career opportunities that may be available to you, please do not hesitate to call Stephen Colyer.



  • London, United Kingdom eFinancialCareers Full time

    Responsibilities will include: - Providing high quality advice and support to clients on all prudential-related matters, which may include: ICARAs, ICAAPs, ILAAPs, Recovery Planning and Wind down plans, - Conducting prudential reviews, - Preparing and review of Annex 4 returns, - GABRIEL reporting, - Assisting with authorisations, - Drafting policies and...


  • London, United Kingdom Prudential Financial Full time

    PGIM Fixed Income | Client ManagementLondonA GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTUREAs the Global Asset Management business of Prudential, we’re always looking for ways to improve financial services. We’re passionate about making a meaningful impact - touching the lives of millions and solving financial challenges in an...


  • London, United Kingdom Wintermann Search Full time

    My client is an International Bank. They are looking to hire a Regulatory Reporting Manager with a focus on Prudential Capital.Overview:This role reports into the Head of Finance. The core aspects of the role encompass delivery of regulatory reporting for the entity, specifically this role delivers prudential capital regulatory reporting covering CoRep core,...


  • London, United Kingdom Prudential Financial Full time

    A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTUREAs the Global Asset Management business of Prudential, we’re always looking for ways to improve financial services. We’re passionate about making a meaningful impact - touching the lives of millions and solving financial challenges in an ever-changing world.We also believe talent is key to...


  • City of London, Greater London, United Kingdom Wintermann Search Full time

    My client is an International Bank. They are looking to hire a Regulatory Reporting Manager with a focus on Prudential Capital. Overview: This role reports into the Head of Finance. The core aspects of the role encompass delivery of regulatory reporting for the entity, specifically this role delivers prudential capital regulatory reporting covering CoRep...


  • City of London, Greater London, United Kingdom Wintermann Search Full time

    My client is an International Bank. They are looking to hire a Regulatory Reporting Manager with a focus on Prudential Capital. Overview: This role reports into the Head of Finance. The core aspects of the role encompass delivery of regulatory reporting for the entity, specifically this role delivers prudential capital regulatory reporting covering CoRep...


  • London, United Kingdom Empirical Search Limited Full time

    A specialist financial services provider with a strong lending capability, and a banking licence, are looking to build out their London based Finance team with the addition of a Prudential Regulation Manager. This is a key role responsible for assessing and managing risks related to the Bank’s financial soundness and stability through analysing the...


  • City Of London, United Kingdom Wintermann Search Full time

    My client is an International Bank. They are looking to hire a Regulatory Reporting Manager with a focus on Prudential Capital.Overview:This role reports into the Head of Finance. The core aspects of the role encompass delivery of regulatory reporting for the entity, specifically this role delivers prudential capital regulatory reporting covering CoRep core,...


  • City Of London, United Kingdom Wintermann Search Full time

    My client is an International Bank. They are looking to hire a Regulatory Reporting Manager with a focus on Prudential Capital.Overview:This role reports into the Head of Finance. The core aspects of the role encompass delivery of regulatory reporting for the entity, specifically this role delivers prudential capital regulatory reporting covering CoRep core,...


  • City Of London, United Kingdom Wintermann Search Full time

    My client is an International Bank. They are looking to hire a Regulatory Reporting Manager with a focus on Prudential Capital. Overview: This role reports into the Head of Finance. The core aspects of the role encompass delivery of regulatory reporting for the entity, specifically this role delivers prudential capital regulatory reporting covering CoRep...


  • City of London, United Kingdom Wintermann Search Full time

    Job DescriptionMy client is an International Bank. They are looking to hire a Regulatory Reporting Manager with a focus on Prudential Capital.Overview:This role reports into the Head of Finance. The core aspects of the role encompass delivery of regulatory reporting for the entity, specifically this role delivers prudential capital regulatory reporting...

  • Audit Manager

    4 weeks ago


    London, United Kingdom eFinancialCareers Full time

    The Audit Manager will be responsible for delivering independent, objective assurance and consulting activity to the Audit Committee, Board and Management on the quality and effectiveness of the Group’s internal control, risk management and governance systemsand processes, specifically relating to the Prudential risks of Close Brothers Group. As part of...

  • Senior Policy Advisor

    4 weeks ago


    London, United Kingdom eFinancialCareers Full time

    **An exciting and visible new role - working with the leading trading firms in Europe** The European Principal Traders Association (FIA EPTA) is looking for an **experienced senior policy advisor to lead our work programme in Prudential Regulation & Risk.** This is a role which can be based out of Amsterdam or London. **What you will do**: You will have...

  • Audit Manager

    4 weeks ago


    London, United Kingdom Careers In Group Full time

    The Audit Manager will be responsible for delivering independent, objective assurance and consulting activity to the Audit Committee, Board and Management on the quality and effectiveness of the Group’s internal control, risk management and governance systemsand processes, specifically relating to the Prudential risks of Close Brothers Group. As part of...

  • Senior Manager

    1 week ago


    London, United Kingdom Arthur Full time

    At the moment one of my clients are recruiting for an experienced risk professional to join their market leading insurance risk and regulatory team. Are you an experienced risk management professional seeking your next career move? You will be working alongside an experienced director who will guide and support you to refine your skills. Joining as...


  • London, United Kingdom Oliver James Associates Full time

    Prudential Regulation and Risk SME London and wider UK Banking, Wealth and Asset Management I am looking for a number of prudential regulatory and risk professionals for a global financial services brand based out of London. Expsoure to any of the following is of interest; IFPR, ICAAP, ILAAP, regualtory reporting, RRP, Pillar I and II, S166,...


  • London, United Kingdom Oliver James Full time

    Prudential Regulation and Risk SME London and wider UK Banking, Wealth and Asset Management I am looking for a number of prudential regulatory and risk professionals for a global financial services brand based out of London. Expsoure to any of the following is of interest; IFPR, ICAAP, ILAAP, regualtory reporting, RRP, Pillar I and II, S166,...


  • London, United Kingdom Additional Resources Full time

    **Location: Central London (Office Based)** **Salary: circa £35k + Excellent Benefits** **Job Type: Full Time, Permanent** Our client who are a prominent foreign bank, seeks a **Prudential Risk Officer** to join their team in London. Working within the Risk Management unit, you will provide key support in the management of prudential risk, focusing on...


  • London, United Kingdom Sanderson PLC Full time

    Prudential Risk Modeller Industry: Banking Fully remote £450 - £500 per day (Inside IR35) Role overview: Collaborating with key figures in Finance and other relevant departments to empower the Bank in accurately modeling its financial standing, both in the present and future, both tactically and strategically. This involves focusing on crucial areas...


  • London, United Kingdom Sanderson Recruitment Full time

    Prudential Risk Modeller Industry: Banking Fully remote £450 - £500 per day (Inside IR35) Role overview: Collaborating with key figures in Finance and other relevant departments to empower the Bank in accurately modeling its financial standing, both in the present and future, both tactically and strategically. This involves focusing on crucial areas such...