Associate Director, Control Testing

2 weeks ago


London, United Kingdom The Risk Partners London Full time

Salary: £65,000 - £75,000

Investment Bank seeks a control expert to support the Head of Control Testing & Assurance in the delivery of independent control testing & assurance programme.

**Key Responsibilities**
- Facilitating workshops with process and control owners
- Identifying gaps in the current control structures and implement new controls
- Supporting process owners in documenting controls
- Challenge to ensure accuracy and quality of control inventory
- Oversight and maintenance of annual assurance
- Develop and drive improvements to the assurance processes, procedures and methodology
- Performance of Risk opinion and deep dives on controls groups underpinning particular processes or regulatory activity
- Own the relationship between risk reporting and 2LoD & 3LOD control functions.

**Your skills and experiences**:

- You will be an expert independent control tester. Both conducting design and operating effectiveness assessments.
- You will have strong experience in assessing and testing control across the front office and shared services (good knowledge of financial products).
- Capability to critically analyse processes, procedures and data streams to identify, propose and implement necessary enhancements
- Awareness of regulatory expectations in relation to control testing & assurance programmes (including UK SOX regime).

**Job Types**: Full-time, Permanent

**Salary**: £65,000.00-£75,000.00 per year

Schedule:

- Monday to Friday

Work Location: Hybrid remote in London



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