Assistant Vice President, Emea Aml Advisory

4 weeks ago

London, United Kingdom MUFG - United Kingdom (BTMU) Full time

**Do you want your voice heard and your actions to count?**

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

**OVERVIEW OF THE DEPARTMENT/SECTION**

Within MUFG, Compliance is responsible for ensuring that the firm complies with laws, regulations, rules of exchanges and markets in all countries in which the firm conducts its business. Compliance assists senior management in establishing compliance policies and procedures and in monitoring their efficiency and effectiveness.

The Financial Crimes Office for EMEA (“FCOE”) is part of the Compliance function and works to mitigate the risks of money laundering, bribery, corruption and other financial crime. As a member of the FCOE, you will contribute to:

- Delivering high-quality and pro-active support to business activities, assisting the firm to do business in the right way and to grow its business-footprint.
- Ensuring key processes are run efficiently to deliver quality and reliable information, to support the firm’s business growth and control procedures.
- Deliver risk-based assurance to the firm’s senior management and the Group through independent challenge and quality reporting.

**MAIN PURPOSE OF THE ROLE**

Working as part of the EMEA AML Advisory team to:

- provide accurate and timely advice to enable business units to remain compliant with Anti-Money Laundering laws, rules, and regulations;
- support the Head of EMEA AML Advisory in the implementation of core global standards and procedures;
- support KYC and Transaction Monitoring teams with escalation in relation to money-laundering risks including assessment of material adverse news, PEP risks and complex transaction structures
- implement and maintain appropriate systems and controls framework to manage the risks arising from new products;
- assist with the resolution of issues identified via MUFG’s testing functions, audits, regulatory exams, programmatic reviews, and quality assurance efforts

**KEY RESPONSIBILITIES**

**AML Advisory & Escalations**:

- Provide advice and escalation to teams in First Line of Defence (FLoD) and Second Line of Defence (SLoD) in relation to all matters pertaining to money laundering and terrorist financing risk;
- Level 3 transaction monitoring investigations: investigate escalations from the Centre of Excellence - AML Investigations team;
- Suspicious Activity Reporting(“SAR”) in London: responsible for assessing when regulatory reporting of suspicious activity arising out of investigations is merited;
- Review and approve new products from a financial crime risk perspective;
- Provide an oversight of regulatory reporting post-SAR investigative actions across EMEA;
- Support key projects, such as Global Trade Finance Framework Rollout in London and EMEA.

**General**
- Support the EMEA Head of AML Advisory and Escalations in execution of responsibilities;
- Provide advisory support to MUFG London, MUFG Securities (EMEA) and EMEA offices in relation to money laundering and terrorist financing risk posed by high-risk products, customer and transactions;
- In conjunction with the EMEA AML Programmes and Technology team, drive improvements and change management process in relation to strategic AML systems (Siron, Actimize);
- Assist with training of EMEA teams in relation to AML risk;
- Build relationship with teams within CoE and first-line of defence teams responsible for the execution of AML related tasks (including investigations);
- Co-ordinate the implementation of AML-specific documentation across the EMEA;
- Represent the EMEA Advisory team in regional and global forums.

**WORK EXPERIENCE**

**Essential**:

- Solid experience within financial crimes area of a global bank, consulting firm or regulatory agency - in AML Investigations, Advisory or Financial Crime Intelligence Unit function (or similar);

**SKILLS AND EXPERIENCE**

**Functional / Technical Competencies**:
Essential
- Detailed regulatory knowledge relating to AML

**PERSONAL REQUIREMENTS**
- Excellent communication skills
- Results driven, with a strong sense of accountability
- A proactive, motivated approach.
- The ability to operate with urgency and prioritise work accordingly
- Strong decision making skills, the ability to demonstrate sound judgement
- Excell

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