Head of Compliance Advice and Guidance

2 weeks ago

London, United Kingdom Harrison Holgate Full time

A brand-new Head of Compliance (Advice & Guidance) job opportunity is available, working with a dynamic and growing Insurance Broker in the London Market.
**New Job Opportunity**
**Head Compliance (Advice & Guidance)**
**Insurance Broker**
**London (2-3 days in the office/week)**
**Salary - £90-£95,000 + Bonus + Benefits**
**Job Purpose**:
To provide efficient and effective support to the Chief Risk Officer and the wider Risk & Compliance team. To lead the Advice & Guidance Team and to assist in the implementation of an effective Compliance systems and controls regime for the UK regulated entitiesin the business
**Key Responsibilities**:

- Lead the team providing advice and guidance on all matters relating to compliance ensuring records of all advice and guidance given are maintained
- Provide day to day advice and guidance on all aspects of regulation including the FCA Handbook including SYSC and ICOBS as well as Lloyd's market standards
- Researching, advising and responding to Business Division compliance and regulation related queries
- Liaising with the Business Support Unit as needed in relation to Counterparty relationship matters and Compliance issues generally
- Formulating recommendations to address changes in the international sanctions and trade licence arena, agreeing appropriate reaction to those changes with the Chief Risk Officer and communicating resultant updated information and/or amended business practicesto Business Divisions affected
- Work with HR and R&C to ensure that all elements of the Senior Manager & Certification Regime framework are delivered, including F&P; Self-Assessment; Conflicts of Interest etc.
- Effectively manage direct line report staff and assist Chief Risk Officer in general day-to-day management of the Risk & Compliance team

**Skills and Knowledge**:

- Good working knowledge of UK regulatory requirements together with awareness of developing regulatory themes and issues
- Experience of working in the London Market (Ideally Broker Market)
- Knowledge of the regulatory landscape - Horizon scanning
- TOBA Management
- Understanding of the difference between US and UK regulations

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