Senior Compliance Advisor
3 weeks ago
Our client a leading UK Investment Management firm are recruiting for a Senior Compliance Advisor to join their London based team.
**Description**
The Senior Compliance Advisor will be responsible for:
- To provide a proactive and technical service to the business on the interpretation and guidance of the FCA's rules (and any other relevant regulatory or legal issues that may apply).
- To provide impact assessment and gap analysis for any new FCA initiatives.
- Liaison with the monitoring team to update risk assessments, scheduling and focus of the compliance monitoring programme.
- To provide assistance in the resolution of errors, breaches or incidents
- To assist with the preparation of Management Information to management committees as required.
- To provide technical advice and assistance to the data privacy advisers.
- To assist in and or be responsible for ad hoc tasks, projects
- To assist with policy and procedure reviews, updates and enhancement as required.
- Attend and contribute to compliance team meetings.
- Network with peer firms to understand their interpretation of new rules.
- Attend trade bodies and or external meetings, seminars/events.
- Assisting the HOC in coaching, developing and mentoring newer or junior team members as and when required.
- To take on any role or duty, within reasonable boundaries, that the HOC deems necessary.
**Profile**
The Senior Compliance Advisor should have the following skills:
? 5+ years of experience in Compliance/Legal financial services firm.
? Genuine interest in pursuing a career in compliance within investment management.
? Educated to degree level or equivalent is desirable.
**Job Offer**
Salary of £55,000 -£75,000 plus attractive benefits package
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