Compliance Business Partner

4 weeks ago

City of London, United Kingdom AVENTUM GROUP LIMITED Full time

**Role Summary**:
**Role Responsibilities**:

- Work directly in the Aventum MGA vertical to support the business areas in implementing and maintaining the Compliance Framework in their departments.
- Act, with support from Aventum Group Compliance, as the primary point of contact for AMGA day-to-day compliance queries.
- Work closely with the AMGA Senior Leadership Team to support the AMGA to implement pragmatic solutions by providing aexpert advice and opinion on regulatory impacts.
- Support AGC in ensuring that the firm's activities comply at all times with its internal procedures, FCA, and other legislative requirements.
- Provide Compliance advice and challenge to AMGA on issues and risks relating to their business or function, including the development and launch of new business models, new products, and new functional processes.
- Take an active role in projects for the implementation of new regulatory regimes, such as the Consumer Duty within the AMGA.
- Actively assist AMGA in ensuring the products they manufacture comply with the FCA’s product oversight and governance requirements and work with AGC to carry out reviews evidencing compliance.
- Support AMGA in their preparation for external coverholder audits.
- Promote an open line of communication between AGC and AMGA to provide the business with updates on current Compliance initiatives and projects.
- Assist AGC in the design, drafting, review, and implementation of the firm's compliance policy documents and procedures to ensure they are suitable for AMGA.
- Work with AGC to provide training sessions to the AMGA staff on core compliance topics.
- Provide clear, unambiguous written and oral feedback in response to requests for advice/guidance on regulatory matters presented by the AMGA
- Support the firm to ensure that adequate records are kept throughout the organisation to demonstrate compliance with FCA requirements and to facilitate regulatory reporting.
- Conduct periodic health checks that provide risk-based oversight and assurance regarding AMGA compliance with policies, procedures, systems, controls, and governance requirements.
- Assist AMGA in identifying and logging their ongoing regulatory risk exposure and guide the design/remediation of those risks.

**Skills and Experience**:

- At least 3 years of relevant compliance experience within the reinsurance, ideally having worked in a compliance role in an MGA, reinsurer, or Managing Agent.
- A strong understanding of the FCA’s and Lloyd’s rules and guidance particularly applicable to the (re)insurance sector.
- A personable individual who is keen, willing to learn, and comfortable working in a diverse, face paced environment.
- High attention to detail.
- Preferably educated to A-level standard or equivalent.
- Good level of IT literacy particularly in Excel and Word.

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