Compliance Business Partner

4 weeks ago


London, United Kingdom Arthur Full time
We are working with a leading insurance broker that are looking to expand their team by hiring a Compliance Business Partner.In this broad role, you will be expected to implement and lead on all matters in respect to product governance, consumer duty and conduct risk, as well as demonstrating impeccable regulatory knowledge, relaying all relevant changes across the wider business.As the principal referral point for the business regarding techinical expertise, you will be expected to carry out the following:Key Duties
  • Provides relevant management information relating to their specified division(s) to senior management and governance fora.
  • Works closely with the first and second line monitoring functions to determine whether or not conduct risk and general compliance related metrics are suitably designed and incorporated and, where issues are identified, are being addressed in a timely manner.
  • Creating a framework to ascertain regular review of the performance of different compliance systems and controls, which do not fall within BAU Compliance Monitoring Team activities.
  • Supplying oversight in respect of all regulatory matters, including but not limited to Consumer Duty, Product Governance, ARs, SMCR etc.
  • Communicating regulatory changes in relation to conduct risk and general compliance, providing recommendations to improve performance and mitigate risks.
  • Staying aware of all regulatory and legal changes which impacts on the job role.
  • Ensuring that all escalations are communicated to the relevant Executives,Compliance or Governance Committees on all matters of concern or emerging risks
  • Writing and successfully communicating regular reports and deliverables across the business.
  • Ensuring records are accurate and dealing with all correspondence in a timely and appropriate manner.
  • Strictly complying with the code of conduct which is a direct reflection of the FCA’s code of conduct that all regulated entities must adhere to.
About You:
  • You will have SME-like experience on regulatory expectations with regard to first line compliance (product governance, conduct risk, consumer duty etc.), as well as the FCA habook and all principles and guidelines.
  • Extensive experience of operating in the compliance department of an insurance broker or general insurer.
  • Strong commercial background with an understanding as to the relevance of this in the insurance market
  • Experienced in building strong and constructive relationships with stakeholders and business executives.
  • You will have experience in working on different change projects.
  • A proven track record of successfully collaborating with different teams.
  • Impeccable analytical and both verbal and written communication skills.


  • London, United Kingdom Simply Business Full time

    **We’re Simply Business** We insure small businesses and enable big dreams - not just for our customers, but for our people and communities too. With over 1,000,000 active insurance policies, we protect builders, bakers, landlords, and more than 1,000 other trades. We harness cutting-edge data ability, believe in experimentation, and build our own...


  • London, United Kingdom Partner Financial Full time

    **Finance Business Partner** **Media** **12-month FTC** **Up to £70.000 Per annum** **Central London** Partner Financial are working with an international listed media business that has a growing reputation for delivering best-in-class service across marketing, event planning, event promotion, and advertising planning. The business also takes great pridein...


  • London, United Kingdom Lutine Bell Full time

    **Role overview**: We are looking for a Compliance Business Partner from an Insurance Broker / Insurer background. This role will partner with the business to deliver effective oversight and advice, regarding compliance policies, procedures, systems, controls and governance. **Responsibilities**: - Act as a trusted advisor and point of contact for any...


  • London, United Kingdom Hays Specialist Recruitment Limited Full time

    Compliance Business Partner - Broking I am pleased to be partnered with a market leading insurance group, currently going through a rapid growth phase, to help provide support to their compliance function. This role will sit within the broking arm of the group, providing assistance to the companyas they broke risks over a number of classes of...


  • London, United Kingdom Partner Financial Full time

    **Finance Business Partner** **£75k FTC** **Up to 12-months** **Retail** **Central London** Partner Financial are working with a listed retail business with a growing reputation in the market for excellent product offering and customer service. The business is going through a period of functional change, development, and expansion into new marketsand are...


  • London, United Kingdom Partner Financial Full time

    **Finance Business Partner** **Up to £75,000** **Consumer** **Central London** Partner Financial are working with a listed consumer business with a growing reputation in the market for excellent product offering and customer service. The business provides a welcoming, engaging environment and are looking for forward-thinking, diverse,and client-centric...


  • London, United Kingdom Partner Financial Full time

    **Finance Business Partner - Global FP&A** **Services** **Central London** **Up to £70,000 + benefits** Partner Financial are working with a high growth listed services business based in Central London with operations internationally. The business has grown significantly over the years and have developed a global footprint in the market with turnover in...


  • London, United Kingdom Partner Financial Full time

    **Finance Business Partner** **Up to £65,000 + Benefits** **Consumer** **West London** Partner Financial are working with a listed global organisation. Present in over 80 countries, the business has grown significantly over the years, developing a global footprint in the market due to their customer focus and strong product offering. The businessemploys...


  • London, United Kingdom Partner Financial Full time

    **Finance Business Partner** **Up to £60,000 + benefits** **Consumer** **West London** Partner Financial are working with a listed global organisation. Present in over 80 countries, the business has grown significantly over the years, developing a global footprint in the market due to their customer focus and strong product offering. The businessemploys...


  • City of London, United Kingdom BCT Resourcing Full time

    Compliance Business Partner - Advisory City of London £70,000 per annum I am currently recruiting for a Compliance Business Partner for one of my very large clients. Locations: London, Worcester, Newcastle, Glasgow. You can work from any of these locations - 3 days a week in the office / 2 days at home. Experience Required: - Compliance Advisory...


  • London, Greater London, United Kingdom Marsh McLennan Full time

    Compliance Business PartnerWhat you can expect? Marsh is seeking candidates for the following position based in the London office: Marsh are seeking a Compliance Business Partner from an Insurance Broker / Insurer background. This role will partner with the Marsh business to deliver effective oversight and advice, regarding compliance policies, procedures,...


  • London, Greater London, United Kingdom Marsh McLennan Full time

    Compliance Business PartnerWhat you can expect? Marsh is seeking candidates for the following position based in the London office: Marsh are seeking a Compliance Business Partner from an Insurance Broker / Insurer background. This role will partner with the Marsh business to deliver effective oversight and advice, regarding compliance policies, procedures,...


  • Uxbridge, Greater London, United Kingdom Daiichi Sankyo Full time

    Select how often (in days) to receive an alert: Compliance Business Partner Date: 16 May 2024 Location: Uxbridge , United Kingdom, UB8 1DH Passion for Innovation. Compassion for Patients. With over 120 years of experience and more than 17,000 employees in over 20 countries, Daiichi Sankyo is dedicated to discovering, developing, and delivering new...


  • Uxbridge, Greater London, United Kingdom Daiichi Sankyo Full time

    Select how often (in days) to receive an alert: Compliance Business Partner Date: 16 May 2024 Location: Uxbridge , United Kingdom, UB8 1DH Passion for Innovation. Compassion for Patients. With over 120 years of experience and more than 17,000 employees in over 20 countries, Daiichi Sankyo is dedicated to discovering, developing, and delivering new...


  • Uxbridge, Greater London, United Kingdom Daiichi Sankyo Full time

    Select how often (in days) to receive an alert: Compliance Business Partner Date: 16 May 2024 Location: Uxbridge , United Kingdom, UB8 1DH Passion for Innovation. Compassion for Patients. With over 120 years of experience and more than 17,000 employees in over 20 countries, Daiichi Sankyo is dedicated to discovering, developing, and delivering new...


  • Uxbridge, Greater London, United Kingdom Daiichi Sankyo Full time

    Select how often (in days) to receive an alert: Compliance Business Partner Date: 16 May 2024 Location: Uxbridge , United Kingdom, UB8 1DH Passion for Innovation. Compassion for Patients. With over 120 years of experience and more than 17,000 employees in over 20 countries, Daiichi Sankyo is dedicated to discovering, developing, and delivering new...


  • London, United Kingdom Partner Group Full time

    Finance Business PartnerLike the look of this opportunity Make sure to apply fast, as a high volume of applications is expected Scroll down to read the complete job description.ConsumerUp to £65,000West LondonPartner Financial are working with an international, FTSE 100 consumer business based in West London. The business continues to grow and has developed...


  • London, United Kingdom Partner Group Full time

    Finance Business PartnerBe one of the first applicants, read the complete overview of the role below, then send your application for consideration.ConsumerUp to £65,000 West LondonPartner Financial are working with an international, FTSE 100 consumer business based in West London. The business continues to grow and has developed a global footprint due to...


  • London, United Kingdom Partner Group Full time €65,000

    Job Description Finance Business Partner Consumer Up to £65,000 West London Partner Financial are working with an international, FTSE 100 consumer business based in West London. The business continues to grow and has developed a global footprint due to their strong product and customer service offering. This role has been created to support the...


  • London, United Kingdom Partner Group Full time €65,000

    Finance Business Partner Consumer Up to £65,000 West London Partner Financial are working with an international, FTSE 100 consumer business based in West London. The business continues to grow and has developed a global footprint due to their strong product and customer service offering. This role has been created to support the driving of key...