Assurance Officer

3 weeks ago


London, United Kingdom Advantage Resourcing Full time

Assurance Officer

6 month contract

City of London

£450 per day umbrella company

Assurance Officer (Compliance Reviews & QA)

Reporting to the Head of Central Compliance, the role will be to perform periodic testing and quality assurance (QA) reviews on the compliance topics as well as execute Compliance reviews to assess the effectiveness of the Bank's policies, procedures andcontrols.

This role will require competence across the following areas:

- Demonstrate an understanding of the London Branch's business requirements and ensuring the relevant functions are performing to the relevant regulatory requirements
- Demonstrate thorough understanding of the Three Lines of Defence and Controls Framework.
- Be a key member of the second line of defence with regards to adherence to compliance policies & procedures

Key activities and key competencies
- Possess knowledge of UK regulatory and legislative compliance risk pillars requirements, and awareness of industry best practise and standards
- Analyse regulatory expectations and developments, adjusting Compliance monitoring accordingly
- Conduct ad-hoc investigations, projects, assignments, upon request
- Participate in team meetings with senior stakeholders
- Assist in departmental projects as required and any other tasks assigned by the respective line manager.
- Whilst working with the company, you will conduct yourself in accordance with the FCA's Conduct Rules at all times. These rules are:
Key Requirements (Work Experience/Formal Education)
- Experience within Assurance world, or Audit work or similar investigations into risk/control functions
- Strong analytical thinking and critical reasoning skills
- Strong written and verbal communications skills
- Able to research and resolve issues independently and to work across teams to acquire information
- Be able to recognize and escalate risks and issues appropriately
- Be self-motivated and have the ability to work independently
- Able to handle confidential information with appropriate discretion
- Meticulous attention to detail
- Knowledge of UK, EU and German regulation
- German and / or other European language skills advantageous



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