Part Time Compliance Officer
3 weeks ago
My Client based in Shoeburyness have an opening for a part time qualified Compliance Officer to work alongside their current Compliance Administrator.
**Responsibilities will include**:
- Monitor and communicate with the business on all relevant legislative and compliance developments impacting on the business and the Company.
- Keep up to date with FCA, CBI and other regulatory body requirements to ensure all conduct requirements are met.
- Create implementation plans for necessary regulatory requirements.
- Investigate compliance risks and issues and provide feedback, as necessary.
- Reporting to the Operations Director, with a dotted line into the Commercial COO, ensure that procedure manuals and conduct risk policies are kept up to date and accurate, and they reflect the current regulatory and legislative requirements, including ProductOversight and Governance, Fair Value and Consumer Duty.
- Coordinate, review, update, and compliance of various internal reviews and assist the management in implementation of recommendations.
- Assist in the management and control of audit and review processes with either the underwriters or regulators.
- Assist in preparing regulatory return submissions.
**Skills required**:
- Experience includes at least 3 years in a compliance role/ department.
- Compliance and monitoring experience within a regulated environment.
- Highly organised, with ability to prioritise tasks.
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