Associate Director, Mlro/mlco/co

1 month ago

Saint Helier, United Kingdom Royal Bank of Canada Full time

**Come Work with Us**

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

**Job Title**

Associate Director, MLRO/MLCO/CO (Jersey)

**What is the opportunity?**

To act as the Money Laundering Reporting Officer, Money Laundering Compliance Officer and Compliance for several entities within the Funds business. The successful applicant will support the delivery and ongoing maintenance of the financial crime and regulatory compliance programs across the Jersey Funds business. In addition, they will continue to enhance and manage the compliance monitoring plan while reporting the findings and key updates to the relevant Boards.

**What will you do?**

Support the ongoing operation of the Compliance model in Jersey, as it relates to the business and its administered Funds. The core activities impacting on the employee in connection to the fund services business will include:

- Acting as MLRO, MLCO and CO for the business and its administered Funds in Jersey
- Investigating internal SARs submitted from the Business, including any escalation to the relevant Fund Board, as appropriate.
- Responsibility for ensuring that appropriate business and customer risk assessments are in place and appropriate for the specific Fund
- Developing or maintaining Compliance Monitoring Plans (CMPs) for each Fund
- Acting as line manager to the resource responsible for the completion of CMP testing and ensuring that all testing is carried out in a timely and effective manner
- Primary day-to-day contact for the Business, including related project work and committee membership, as required.
- Preparing board and management reports.
- Oversight and support management of higher risk business activities and relationships (including PEPs) as well as specific AML/CFT issues and exposures.
- Escalation of issues to senior management of the Business and functional Heads, as appropriate.
- Managing responses to local regulator inquiries, surveys, questionnaires and lead preparation for onsite reviews or audits
- Oversight of the maintenance, or development, of local procedures for the Funds as they relate to Financial Crime and Regulatory Compliance
- Supporting the Senior Management team on ad hoc initiatives as required.
- Keeping abreast of changes to regulatory and legislative rules and principles including attending lectures, seminars and training courses (where possible) and manage process for providing updates for Compliance, business and functional partners

**What do you need to succeed?**

**Must-have**
- University degree and/or appropriate designations as compliance professional, professional designation in other appropriate areas such as law, risk management and/or audit.
- A broad knowledge of the Jersey Financial Crime and Regulatory framework
- Proven experience holding key person roles in the Financial Services industry, preferably in Jersey
- Ability and willingness to accept accountability, demonstrate initiative, work with limited direct supervision and support effective cross unit co-operation information sharing etc
- Creative/strategic/analytical thinker able to demonstrate sound analysis and judgement and prove sound, clear and practical advice to businesses
- Strong Verbal and written skills; ability to generate concise reports

**Nice-to-have**
- Hold a recognised relevant professional qualification
- Have experience as a key person in the Funds industry

**What is in it for you?**

We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- Leaders who support your development through coaching and managing opportunities
- Opportunities to work with the best in the field
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- Flexible working options fully supported

**Job Summary**

**Address**:
Saint Helier, Jersey

**City**:
JEY-ST_HELIER-SAINT HELIER

**Country**:
Jersey

**Work hours/week**:
36.25

**Employment Type**:
Full time

**Platform**:
**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2023-03-22

**Application Deadline**:
2023-04-07

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We

  • Mlco / Mlro to Managed Licensees

    1 month ago

    Saint Peter Port, United Kingdom LRI Invest Full time

    Description Apex is looking for a Money Laundering Reporting Officer in Guernsey. This full-time role comes with an attractive salary and many excellent benefits. You will support the Guernsey FCC Manager and FCC Team, the Group Head of Compliance, Senior Management, and operational staff by providing Financial Crime, including AML/CFT/Sanctions/ABC...

  • Head of Compliance

    4 weeks ago

    Saint Helier, United Kingdom Alter Domus Full time

    **ABOUT US** We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the...

  • Head of Compliance

    1 month ago

    Saint-Helier, United Kingdom Alter Domus Full time

    Head of Compliance Location: Saint-Helier, JE ABOUT US  We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.  With a deep understanding of what it takes to succeed in...

  • Associate Director

    1 month ago

    Saint-Helier, United Kingdom Apex Group Full time

    Residency5 years residency NOT requiredEmployerApex GroupClosing date02 April 2024Reference55729ContractPermanentHoursFull TimeSalaryNegotiableAs an Associate Director / Director, you will be responsible for overseeing administration obligations and the management of client relationships to support the growing team. You will also focus on developing the...

  • Associate Director

    1 month ago

    Saint-Helier, United Kingdom Apex Group Full time

    Residency5 years residency NOT requiredEmployerApex GroupClosing date02 April 2024Reference55728ContractPermanentHoursFull TimeSalaryNegotiableApex Group has an exciting opportunity for an experienced Associate Director. As an Associate Director, you will support Line Managers in delivering the operational service to clients. In your first few weeks in this...

  • Associate Director

    1 month ago

    Saint-Helier, United Kingdom Apex Group Full time

    Residency5 years residency NOT requiredEmployerApex GroupClosing date02 April 2024Reference55722ContractPermanentHoursFull TimeSalaryNegotiableThe Associate Director will support the business in the delivery of the operational & administration service to their clients. This is a varied role which will involve promoting & supporting the aims of the company &...

  • Associate Director, Fiduciary Management

    1 month ago

    Saint Helier, United Kingdom Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Associate Director

    4 weeks ago

    St Helier, United Kingdom Apex Group Full time

    Associate Director - Pensions Location: St. Helier, Jersey Date Posted: Jun 6, 2023 **Description** Do you have Employer & Executive Services experience, and are you seeking a new job in the Channel Islands? The Apex Group is looking for an Associate Director (Employer & Executive Services) in Jersey, and the hybrid role comes with an attractive salary...

  • Director, Private Clients

    4 weeks ago

    Saint Helier, United Kingdom CSC Full time

    The position To act as Client Director on Private Client cases, providing fiduciary services in accordance with the relevant Client Services Agreements and the various laws and regulations pertaining to the Group's Guernsey regulatory licences. The key responsibilities for the role are noted below and as Director, Private Clients you will also be expected...

  • Head of Team/associate Director

    4 weeks ago

    Saint Peter Port, United Kingdom CSC (Corporation Service Company) Full time

    **Head of Team/Associate Director - Client Solutions Delivery** **Location: Guernsey** **Department: Corporate and Legal Solutions** **Vacancy type: Permanent At Intertrust Group, a CSC Company, we are looking for a Head of Team/Associate Director - Client Solutions Delivery to join our Corporate Legal Solutions business unit. **The Position** The...

  • Compliance Administrator

    4 weeks ago

    St Helier, United Kingdom Moore Stephens Full time

    **Job Description**: Job title: Compliance Administrator Department: Compliance Reporting to: Compliance Manager Job Level: 2 Role purpose: To provide assistance to the Compliance Manager in developing and maintaining an effective compliance culture across the range of regulated services, to provide assistance to all staff, relating to compliance issues,...

  • Senior Manager, Operations

    1 month ago

    Saint-Helier, United Kingdom Apex Group Full time

    Residency5 years residency NOT requiredEmployerApex GroupClosing date02 April 2024Reference55725ContractPermanentHoursFull TimeSalaryNegotiableWe are seeking a Senior Manager to manage the Private Equity Operations Team responsible for the provision of administrative and project support to the Jersey Private Equity Division, reporting to the Central...

  • Associate Director

    4 weeks ago

    St Helier, United Kingdom IQ-EQ Full time

    **Company Description** IQ EQ is part of a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description** Office**: Jersey - Gaspé House - In order to fulfil the requirements of the...

  • Director – Private Equity Funds Jersey

    4 days ago

    Saint-Helier, United Kingdom SS&C Technologies Holdings Full time

    Job Description SS&C Financial ServicesA leading innovator in alternative investment technology solutions and services, SS&C is also home to the industry’s largest fund administrator: SS&C GlobeOp, helping funds of all sizes from start-ups to today's largest funds.Named "Best Administrator: Technology" in the 2020 HFM US Services Awards. Across all of...

  • Associate Dentist

    11 hours ago

    Saint Leonards, United Kingdom Zest Business Group Full time

    Associate Dentist Jobs in St Leonards-on-Sea, East Sussex. High private opportunity at 50%, visa sponsorship available if necessary, superb practice, full or part-time position, flexible working hours. ZEST Dental Recruitment working in partnership with an established dental practice is seeking to recruit an Associate Dentist.Full or part-time Associate...

  • Associate Dentist

    1 month ago

    Saint Leonards, United Kingdom Zest Business Group Full time

    Associate Dentist Jobs in St Leonards-on-Sea, East Sussex. High private opportunity at 50%, superb practice, full or part-time position, flexible working hours. ZEST Dental Recruitment working in partnership with an established dental practice is seeking to recruit an Associate Dentist.Full or part-time Associate DentistSt Leonards-on-Sea, East SussexGood...

  • Associate Dentist

    2 days ago

    Saint Leonards, United Kingdom Zest Business Group Full time

    Associate Dentist Jobs in St Leonards-on-Sea, East Sussex. High private opportunity at 50%, visa sponsorship available if necessary, superb practice, full or part-time position, flexible working hours. ZEST Dental Recruitment working in partnership with an established dental practice is seeking to recruit an Associate Dentist.Full or part-time Associate...

  • Fund Accounting Manager

    7 days ago

    Saint Helier, United Kingdom Alter Domus Full time

    About US We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the alternative, and...

  • Fund Administration

    1 month ago

    Saint-Helier, United Kingdom Alter Domus Full time

    Fund Administration & Governance Manager Location: Saint-Helier, JE ABOUT US  We are Alter Domus. Meaning “The Other House” in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.  With a deep understanding of what it takes to...

  • Assistant Director

    2 days ago

    Saint Andrews, Fife, United Kingdom University of St Andrews Full time

    Student Services provides a comprehensive support service for all students, which includes:Disability, Finance, and academic advice.Pastoral support in halls of residenceOut of Hours supportInformation service to students at The Advice and Support Centre (ASC).Wellbeing, Coaching, Counselling, CBT and Mental Health coordination, working within a Matching...