Trainee Financial Planner

1 month ago


Lancashire, United Kingdom NJR Recruitment Full time

Trainee Financial Planner
Location: Lancashire (Offce & Home Based)

**Salary**: Ip to 35,000 + Car Allowance

Our client are an ambitious, forward thinking and established firm of Financial Advisers. Due to a number of new client wins they are not looking to expanding their advising team and are looking to recruit a Trainee Financial Planner.

**Responsibilities**:
" Ensure that all financial planning advice is delivered to the highest standards and appropriate to the clients involved.
" To identify those clients for whom our services are not appropriate and ensure that they are dealt with using the appropriate channels.
" Ensure that files are fully compliant with internal procedures and FCA regulations and that this can be evidenced if called upon in future.
" To clients from the market place by the generating referrals from the existing client bank and other sources.
" Deal with new client leads cases as assigned by the Financial Services Manager.
" Ensure all scheduled client reviews are undertaken in a timely and professional manner.
" To aid the Financial Services Manager in delivering short, medium and long term strategic planning to achieve the firm's objective of being the best regional financial planning business.
" To take ownership of client accounts, resolving enquiries and problems in a timely and efficient manner and maintaining a positive and growing relationship with clients.
" Actively seek feedback from clients and respond to feedback received.
" Identify, seek to mitigate and respond appropriately to any conflicts of interest which may arise.
" To take ownership of and comply with the FCA rules in relation to Continuous Professional Development.
" To always be in possession of an active Statement of Professional Standing as required by the FCA.
" To support the departmental Key Performance Indicators and targets as directed by the Financial Services Manager.

For Further information please contact one of our specialist consultants on 0161 834 4747 quoting REF: NJR 12212



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