Compliance Officer

4 weeks ago


Cheshire, United Kingdom Page Personnel Full time

A leading insurance business headquartered in Cheshire, is recruiting for a Compliance Officer to join on a permanent basis.

Client Details

This firm specialises in providing a wide range of financial products and services to their clients, ensuring their financial well-being and security. The company is committed to maintaining the highest standards of regulatory compliance and ethical conduct in all operations.

Description

As Compliance Officer, you will play a key role in ensuring that the firm adheres to all regulations, laws and other industry standards. Your key responsibilities will be:

Carrying out formal compliance reviews according to company policies
Taking a best practice approach to collecting, assessing and reporting on data
Reporting findings and working with management to implement plans
Identifying areas for improvement from a compliance perspective
Providing compliance advice and supporting the business on advice for compliance requirements
Ensuring processes and policies are adhered to the correct regulatory requirements
Being the compliance representative at governance forums
Researching new rules and guidance, assessing the implications on the business and translating into action through monitoring the implementation
Ensuring all GDPR policies are applied
Preventing financial crime by supporting the MLRO to ensure the correct frameworks are implemented and followed
Oversight of financial crime structures such as AML, fraud, counter-terrorism etcProfile

To be successful in the Compliance Officer role, you must have:

Studying towards, or full qualification, of a compliance, insurance, risk - related qualification
Good understanding of the FCA sourcebooks and PRA handbook including ICOBS, COBS, DISP, SUP, Prod, APER, FIT
Be proactive in approach, well organised and able to manage both routine and ad hoc tasks
Excellent communication skills
Excellent analytical skills
Experience of risk management and/or internal audit would be desirable

Job Offer

As Compliance Officer, you will get:

£(phone number removed)
25 days holiday
Company pension scheme
Working from home 1-2 days a week
Social events
Healthcare
Plus many more


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