PMI Careers | Compliance Officer Jobs in London

A high profile Financial Services, Banking organisation requires a permanent Senior Compliance Officer to be based in their City, Central London office (3 days homeworking). The Senior Compliance Officer is a role within the Compliance advisory team of the bank, working closely with Savings management to ensure regulatory and compliance risks are managed in...

Job Description Junior Compliance Officer - Bank Our Client an bank based in Central London are looking to recruit a Junior Compliance Officer. You will have at least 1 to 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and Compliance at the...

My Client is a rapidly growing IFA firm based in London where long term client relationships based on trust are the result of regular ongoing referrals and recommendations. Due to their success and growth, they are looking to offer this excellent careerdeveloping opportunity to an experienced individual with a strong Compliance background to provide guidance...

**THE COMPANY**: Our client is a rapidly growing boutique investment banking firm providing financial services to a range of clients. **THE RESPONSIBILITIES**: - Conducting financial crime and regulatory compliance monitoring in accordance with the firm’s Annual Monitoring Plan (AMP) and Compliance Monitoring Plan (CMP); - Conducting surveillance...

Have you been seeking an opportunity to elevate your career and join an industry leader? This is your golden ticket to the world of recruitment excellence. **About Us**: We are not just another name in the recruitment business; we are a benchmark in quality and a beacon for professionals around the globe. Specialising in Healthcare Divisions, our...

Our client **KEB Hana Bank London Branch** is recruiting a **Compliance Officer **to join their business in the UK. ** Location**: 8 Old Jewry London EC2R 8DN United Kingdom --------------------------------------------------------------------------------------- - **1. PURPOSE OF THE JOB** - Occupational category_:_**Compliance Officer**: - Personnel: 1 -...

Job Description Junior Compliance Officer - Bank Our Client an bank based in Central London are looking to recruit a Junior Compliance Officer. You will have at least 1 to 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and Compliance at the...

**Starting salary**:£40,652** **Job Level**: Level 4, Zone 1 **Work Location**: York Way Depot, Freight Lane, York Way, London N1C 4BE **Hours per week**:36 **Contract type**: Permanent **Closing date: Wednesday 22nd February 2023 at 23:59** **Interviews to be held: TBC** **Alternative flexible working options available / open to discussion** **This role...

Job Description Junior Compliance Officer - Bank Our Client an bank based in Central London are looking to recruit a Junior Compliance Officer. You will have at least 1 to 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and Compliance at...

**The Audit and Risk Recruitment Company* (ARRC) **has been exclusively mandated by our client, a global insurance business, in their search for a Compliance Officer to join their Governance team on a 12 month fixed term basis to cover maternityleave, ideally starting in May/June. The business offers a large portfolio of innovative products, targeted...

**Our Client**: We are working with a boutique Asset Management firm, supporting their search for a Compliance Officer in their London based office. The roles primary function will be carrying out tasks related to the Compliance Monitoring Programme, however there will be wider tasks given the small team. **Responsibilities**: - Compliance Monitoring -...

Are you experienced within Compliance with a wealth management background looking for your next step up the ladder? Reporting to the Head of Compliance within this fast-growing London based independent IFA firm, you will be required to maintain a collegiaterelationship with both advisers and support staff to foster a positive approach to compliance across...

Are you experienced within Compliance with a wealth management background looking for your next step up the ladder? Reporting to the Head of Compliance within this fast-growing London based independent IFA firm, you will be required to maintain a collegiaterelationship with both advisers and support staff to foster a positive approach to compliance across...

Job Description Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank / financial institutions.Main Focus or role: To promote and manage the culture and practice of...

An international law firm is looking for an experienced compliance professional to join their Risk and compliance team to oversee their offices in London. Their ideal candidate is someone who has strong experience of working within a Compliance or risk function within a Law firm, and can work fluently in German and English. Role responsibilities: Working...

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. THE RESPONSIBILITIES: Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Complete necessary sections of Regdata...

THE COMPANY:Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business.THE RESPONSIBILITIES:Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries.Complete necessary sections of Regdata reports and...

Job Description Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank / financial institutions. Main Focus or role: To promote and manage the culture and practice...

THE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...

**THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and asset and wealth managements services. **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and keeping updated, the departments...