M&A Compliance Manager

2 weeks ago


Newcastle upon Tyne, United Kingdom MERJE Ltd Full time

Acquisitions Compliance Manager
MERJE,United Kingdom (Remote)
Our client, a specialist Wealth Management firm are looking for an Acquisitions Compliance Manager to join and assist the Head of Acquisitions Compliance with understanding a target firm's culture, in order to summarise a formal written Report for Board consideration.
You will be responsible for comprising reviews of systems and controls, investment propositions, advice and service propositions. As well as the assessment of the target firm's compliance with applicable FCA rules.
Support the execution of regulatory due diligence and assist in ensuring findings/conclusions are appropriately considered in line with regulatory and internal compliance requirements.
Identify regulatory risks, escalating significant concerns to the Head of Acquisitions Compliance.
Interpretation and analysis of information provided.
Assist and support delivery of other ad-hoc projects, playing a supporting role to senior members within the team and other areas of Compliance as required.
Be comfortable writing up finding in a clear, concise and professional way to contribute to wider Reports.
Have experience working for a consultancy or compliance service provider or contributing to Regulatory Due Diligence exercises.
Experience of working as part of a team and able to work remotely with colleagues often in virtual environments i.e. Microsoft Teams.
A reliable person who has the ability to manage and prioritise workloads on simultaneous projects and communication streams.
Experience with Microsoft Excel, capable of the creation and maintenance of often complex spreadsheets and the analysis of data with experience in cleansing data, able to perform trend analysis and troubleshooting.
Competent working with a range of Office 365 applications, particularly Teams, SharePoint, Excel, Word and Outlook.


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