Compliance Manager
2 weeks ago
Waterhouse-Kern Associates are delighted to be working with the UK Branch of an Overseas Bank to find a Compliance Manager. This will be a hybrid role.
About the Role:
As a Compliance Manager, you will play a crucial role in shaping the compliance landscape for the Bank in the UK. Reporting directly to the Head of Compliance, you will work closely with AML/Fraud and Compliance Monitoring teams to develop and implement a robust compliance agenda. Your expertise will be pivotal in guiding the business through regulatory changes, ensuring compliance with UK industry standards, and embedding a strong compliance culture across the organisation.
Key Responsibilities:
- Lead regulatory horizon scanning and provide risk-based analysis to guide the bank's strategic decisions.
- Drive regulatory change projects and deliver clear progress reporting to senior management.
- Champion the bank’s approach to Consumer Duty, providing constructive challenge and ensuring compliance.
- Coordinate compliance activities and ensure clear communication of compliance objectives across the organization.
- Provide day-to-day compliance guidance to business units, develop relevant UK policies, and maintain compliance frameworks.
What We’re Looking For:
- Extensive 2nd Line of Defense experience in retail and/or corporate banking compliance, with a deep understanding of relevant FCA and PRA rules.
- Strong background in policy and procedure writing, with a focus on best practice compliance and risk management frameworks.
- Experience in a challenger or start-up environment is preferred, with a proven ability to deliver clear, technology-driven reporting.
- Expertise in payment services, merchant acquiring, commercial lending, retail deposit-taking, and consumer lending.
- A proactive approach to developing compliance systems, fostering a culture of compliance, and providing constructive solutions to emerging issues.
Key relevant business/regulation:
- Payment Services, especially banking as a service business models.
- Merchant Acquiring and card issuing, including payment scheme rules.
- Provision of safeguarding accounts.
- Commercial lending, including unregulated secured loans via broker distribution.
- Retail deposit-taking, including via deposit aggregators and depositor protection rules.
- Consumer lending.
- Conduct risk and emerging knowledge of consumer duty.
-
Compliance Manager
1 week ago
United Kingdom Compliance Professionals Full timeTHE COMPANY: Our global is a global fintech banking group who are looking for a Compliance Manager to join the London business. THE RESPONSIBILITIES: Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s strategic decisions. Drive regulatory change projects and deliver clear progress reporting to senior management. Champion...
-
Compliance Manager
1 week ago
United Kingdom Compliance Professionals Full timeTHE COMPANY: Our global is a global fintech banking group who are looking for a Compliance Manager to join the London business. THE RESPONSIBILITIES: Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s strategic decisions. Drive regulatory change projects and deliver clear progress reporting to senior management. Champion...
-
Compliance Manager/Senior Manager
2 weeks ago
United Kingdom AJ FOX COMPLIANCE Full timeOur client is a Top 100 Law Firm with an opening for an ambitious Compliance Manager to join their team in Bath. This role is perfect for someone with expertise in AML/CDD processes gained from compliance positions within a law firm. Manage client onboarding software and review incoming reports Deliver firmwide CDD and CMI training Assist in AML and...
-
Compliance Director
1 week ago
United Kingdom Compliance Professionals Full timeOur global is a global fintech banking group who are looking for a Compliance Manager to join the London business. Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s strategic decisions. Drive regulatory change projects and deliver clear progress reporting to senior management. Champion the bank’s approach to...
-
Compliance Director
1 week ago
United Kingdom Compliance Professionals Full timeOur global is a global fintech banking group who are looking for a Compliance Manager to join the London business. Lead regulatory horizon scanning and provide risk-based analysis to guide Bank’s strategic decisions. Drive regulatory change projects and deliver clear progress reporting to senior management. Champion the bank’s approach to...
-
Head of Banking Policy and Compliance
1 week ago
United Kingdom Compliance Professionals Full timeOur client is an international banking organisation based in the City. They are looking for a Head of Compliance & MLRO to join the Business on permanent basis. To constantly develop and maintain policies and procedures of the AML/CTF Conduct an annual risk assessment To be point of contact with NCA and other regulatory, law enforcement and...
-
Head of Banking Policy and Compliance
1 week ago
United Kingdom Compliance Professionals Full timeOur client is an international banking organisation based in the City. They are looking for a Head of Compliance & MLRO to join the Business on permanent basis. To constantly develop and maintain policies and procedures of the AML/CTF Conduct an annual risk assessment To be point of contact with NCA and other regulatory, law enforcement and...
-
Head of Compliance
1 week ago
United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international banking organisation based in the City. They are looking for a Head of Compliance & MLRO to join the Business on permanent basis. THE RESPONSIBILITIES: Accountable for ensuring all managers fulfil their responsibilities Overseeing and assisting Senior Management as required To constantly develop and maintain...
-
Head of Compliance
1 week ago
United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international banking organisation based in the City. They are looking for a Head of Compliance & MLRO to join the Business on permanent basis. THE RESPONSIBILITIES: Accountable for ensuring all managers fulfil their responsibilities Overseeing and assisting Senior Management as required To constantly develop and maintain...
-
Compliance Team Leader
4 months ago
United Kingdom AJ FOX COMPLIANCE Full timeA top global law firm is looking for a Compliance Team Leader to support the Compliance Manager in providing tailored training to new joiners into the Business Acceptance and supervise a team of compliance professionals. This role is ideal for someone with a keen eye for detail and an enthusiastic approach to prioritising complex tasks. You’ll support...
-
Compliance Team Leader
4 months ago
United Kingdom AJ FOX COMPLIANCE Full timeA top global law firm is looking for a Compliance Team Leader to support the Compliance Manager in providing tailored training to new joiners into the Business Acceptance and supervise a team of compliance professionals. This role is ideal for someone with a keen eye for detail and an enthusiastic approach to prioritising complex tasks. You’ll support...
-
Compliance Manager
1 week ago
United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and processes through monitoring...
-
Compliance Manager
1 week ago
United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and processes through monitoring...
-
Compliance Manager
1 week ago
United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager Role Responsibilities Include: Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and...
-
Compliance Manager
1 week ago
United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager Role Responsibilities Include: Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and...
-
Head of Compliance
2 weeks ago
United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent has partnered with a Retail Investment Platform as they look to hire a new Head of Compliance ⤵ Reporting into the Director of Risk & Compliance, role responsibilities include Lead the Compliance team on a day to day basis & manage relationships across the business Continuously looking at where the Compliance framework can be improved ...
-
Compliance Manager
1 week ago
United Kingdom THC Recruitment Ltd Full timeJob Title: Compliance ManagerLocation: RemoteEmployment Type: Full-Time / PermanentSalary: £45k to £55k depending on experienceWe have partnered with one of our niche Finance Lease clients, seeking a highly skilled Compliance Manager to join their team. Compliance Manager will play a pivotal role in ensuring our company meets its compliance obligations and...
-
Compliance Manager
1 week ago
United Kingdom THC Recruitment Ltd Full time €45,000 - €55,000Job Title: Compliance Manager Location: Remote Employment Type: Full-Time / Permanent Salary: £45k to £55k depending on experience We have partnered with one of our niche Finance Lease clients, seeking a highly skilled Compliance Manager to join their team. Compliance Manager will play a pivotal role in ensuring our company meets its compliance...
-
Compliance Manager
1 week ago
United Kingdom THC Recruitment Ltd Full time €45,000 - €55,000Job Title: Compliance Manager Location: Remote Employment Type: Full-Time / Permanent Salary: £45k to £55k depending on experience We have partnered with one of our niche Finance Lease clients, seeking a highly skilled Compliance Manager to join their team. Compliance Manager will play a pivotal role in ensuring our company meets its compliance...
-
Compliance Manager
7 days ago
United Kingdom THC Recruitment Ltd Full timeJob Title: Compliance Manager Location: Remote Employment Type: Full-Time / Permanent Salary: £45k to £55k depending on experience We have partnered with one of our niche Finance Lease clients, seeking a highly skilled Compliance Manager to join their team. Compliance Manager will play a pivotal role in ensuring our company meets its compliance...
