Senior Core Compliance Officer, Crypto

3 weeks ago


United Kingdom Dnevo Partners Limited Full time
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Enabling organisations to overcome Compliance, Risk & Reg. challenges

Our client, an exciting & leading Crypto Exchange are looking to add a key hire to their London Office.

Your mission

As a Senior Core Compliance Officer your role will be to support the business and day to day operations by undertaking Compliance oversight activities to ensure the trading platform and OTC brokerage lines of business (for institutional and professional clients) remain in adherence with their relevant regulatory requirements. Such activities include Monitoring and Surveillance, Testing and Thematic reviews, Risk Assessments, Reporting (both internal and external), leading and overseeing Conduct controls, and working closely with various business and support functions to ensure a robust compliance control framework.

What you’ll do

  • Conducting monitoring and testing including in relation to AML and Market Abuse, as well as conducting Thematic Desk reviews (i.e. Structured Product distribution).
  • Lead and manage internal and external reporting .
  • Manage Conduct related activities, i.e. PA Dealing, Gifts and Entertainment, Conflicts of Interest oversight and related Register maintenance.
  • Providing training to the business in relation to all Compliance related matters.
  • Support Regulatory change initiatives and projects.

Who you are

  • Strong product knowledge covering multiple asset classes with a focus on cryptocurrency, derivatives (Futures, Options, Swaps) and structured products.
  • Significant experience in a similar role covering Monitoring, Surveillance and/or Testing
  • Strong analytical and organisation skills.
  • Excellent interpersonal, communication and stakeholder management skills.

Additional Information

  • Fluency in English and another European language is preferable
  • Experience in cryptocurrency and/or MiFID II highly beneficial
  • Our client is not able to provide via sponsorship for this role
  • Flexible and support a hybrid working environment.
  • A competitive salary and attractive equity plan.
  • Huge development and progression opportunities in a high growth environment.
  • Exclusive employee incentives and benefits (including premiums for trading).
  • Global team across multiple European locations
Seniority level
  • Seniority level Mid-Senior level
Employment type
  • Employment type Full-time
Job function
  • Job function Finance

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