IFA/Financial Services Compliance Administrator

NEjobsNE1 is representing a prominent financial advisory firm in Brighton, currently seeking an experienced IFA Administrator to join their dynamic team. The core responsibility of this position is to provide comprehensive support to financial advisers and paraplanners. This involves maintaining accurate data in the back office system, facilitating...

Our client is a successful and established multi branch Financial Services company and they are currently looking for a Compliance Officer to join the team The successful candidate will ideally be based in Shoreham but we could look at a base at the other offices Previous experience required in financial services, ideally a wealth management/financial...

My client is an Independent Financial Advisory firm, specialising in Financial Planning and Wealth Management, providing financial solutions that are tailored to the clients needs. We are seeking a Junior / Apprentice Investment / IFA Administrator to join the existing Administrative teams, generally you would be responsible for supporting both the...

Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in relevant laws, regulations and...

Background   In November 2023, the Board of Directors of the International Fertilizer Association (IFA) approved the Association’s Startup Strategy. The Strategy builds on IFA’s experiences with startups since 2019 and extensive discussions with member companies and AgTech startups. The Strategy focuses on three main pillars: (i) development of an...

Background   In November 2023, the Board of Directors of the International Fertilizer Association (IFA) approved the Association’s Startup Strategy. The Strategy builds on IFA’s experiences with startups since 2019 and extensive discussions with member companies and AgTech startups. The Strategy focuses on three main pillars: (i) development of an...

If you are an experienced FS Administrator or Junior Paraplanner looking for a new role then please apply The role is office based in Horsham Immediate start #

Compliance Administrator Department: Risk & Compliance Employment Type: Permanent - Full Time Location: Jersey Description We are looking for a dedicated and proactive administrator to join our Risk and Compliance team in Jersey or Guernsey. As part of this role, you will play a key part in conducting compliance monitoring reviews to help ensure...

Independent Financial Advisor Salary: £100k-£150k / OTE / Un-Capped Earnings Nationwide Roles YOUR NEW COMPANY A boutique Financial Planning business seeks to expand organically its network of Diploma Qualified Financial Advisor’s across the UK. A regulated, London Based, Independent Financial Adviser and Wealth Management firm, directly...

Independent Financial Advisor Salary: £100k-£150k / OTE / Un-Capped Earnings Nationwide Roles YOUR NEW COMPANY A boutique Financial Planning business seeks to expand organically its network of Diploma Qualified Financial Advisor’s across the UK. A regulated, London Based, Independent Financial Adviser and Wealth Management firm, directly...

Independent Financial AdvisorSalary: £100k-£150k / OTE / Un-Capped EarningsNationwide RolesYOUR NEW COMPANYA boutique Financial Planning business seeks to expand organically its network of Diploma Qualified Financial Advisor’s across the UK.A regulated, London Based, Independent Financial Adviser and Wealth Management firm, directly authorised, offering...

Independent Financial AdvisorSalary: £100k-£150k / OTE / Un-Capped EarningsNationwide RolesYOUR NEW COMPANYA boutique Financial Planning business seeks to expand organically its network of Diploma Qualified Financial Advisor’s across the UK.A regulated, London Based, Independent Financial Adviser and Wealth Management firm, directly authorised, offering...

Independent Financial AdvisorSalary: £100k-£150k / OTE / Un-Capped EarningsNationwide RolesYOUR NEW COMPANYA boutique Financial Planning business seeks to expand organically its network of Diploma Qualified Financial Advisor’s across the UK.A regulated, London Based, Independent Financial Adviser and Wealth Management firm, directly authorised, offering...

Wealth Adviser / Independent Financial Advisor Salary: £100k-£150k / OTE / Un-Capped Earnings Nationwide Roles YOUR NEW COMPANY A boutique Financial Planning business seeks to expand organically its network of Diploma Qualified Financial Advisor’s across the UK. A regulated, London Based, Independent Financial Adviser and Wealth Management firm,...

Wealth Adviser / Independent Financial Advisor Salary: £100k-£150k / OTE / Un-Capped Earnings Nationwide Roles YOUR NEW COMPANY A boutique Financial Planning business seeks to expand organically its network of Diploma Qualified Financial Advisor’s across the UK. A regulated, London Based, Independent Financial Adviser and Wealth Management firm,...

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We are seeking a Compliance Monitoring Analyst to join our Group Compliance team. The successful candidate will be responsible for...

Wealth Adviser / Independent Financial AdvisorSalary: £100k-£150k / OTE / Un-Capped EarningsNationwide RolesYOUR NEW COMPANYA boutique Financial Planning business seeks to expand organically its network of Diploma Qualified Financial Advisor’s across the UK.A regulated, London Based, Independent Financial Adviser and Wealth Management firm, directly...

Wealth Adviser / Independent Financial AdvisorSalary: £100k-£150k / OTE / Un-Capped EarningsNationwide RolesYOUR NEW COMPANYA boutique Financial Planning business seeks to expand organically its network of Diploma Qualified Financial Advisor’s across the UK.A regulated, London Based, Independent Financial Adviser and Wealth Management firm, directly...

Financial Services Account Manager Financial Services Account Manager. A Bradley Stoke based tech driven wills, trusts and power of attorney firm are recruiting a new Financial Services Account Manager to join the team. The Financial Services Account Manager may be a Business Development Manager or Telesales Advisor or Account Manager. The role will be...

Independent major player in execution services for financial transactions, in Paris and London, Aether Financial Services consists of a 35-person-plus multicultural team, who are experts in three business lines. In London, Aether Financial Services has achieved in 2022 and 2023 a 45% growth each year with strong ambition for the future.   Agency services...