Compliance Analyst

3 weeks ago

London, United Kingdom Risk Free Recruitment Ltd Full time

Compliance Analyst - Payments - 2LoD The opportunity We’re looking for a Compliance Associate to join the expanding team of our Payments group client based in London. Reporting to the Head of Compliance, the purpose of your role is to implement and maintain the firm’s 2nd line Compliance Oversight Programme with the support of the Compliance team to ensure that the business is meeting its regulatory obligations and risks are mitigated. You will join a fast-paced business environment and you will be part of a dynamic Compliance team supporting you in your career growth. What you’ll be doing

  • Implement the 2nd line Compliance Oversight Programme, including conducting periodic risk assessments on different departments within the firm, performing regular procedures and policy reviews, and drafting reports of the reviews performed to be shared with Senior Management. This is to assure relevant Boards and sub-committees on the adequacy of systems and controls in the business.
  • Continuous development and improvement of the monitoring methodology and overall approach. Annual review of the policies and procedures.
  • Proactively engage with stakeholders at all levels and build collaborative, effective relationships across the business while maintaining the Compliance Indicators register and horizon scanning log.
  • Providing support to business lines for audit actions and compliance-related matters (that is, Anti-Corruption & Anti- Bribery, Sanctions, Visa/Mastercard rules, the FCA Handbooks, and JMSLG guidance).
  • Be responsible for managing the overall training program.
  • Responsible for regulatory and card scheme reporting.
  • Maintaining and processing all categories for records participating in all compliance committee meetings and maintaining records of all minutes for the same.
  • Ongoing assignment of the card schemes (Visa and Mastercard) bulletins and follow-up with the main stakeholders to ensure a positive compliance status.
  • How success is measured: Accountable for delivery of the Compliance monitoring plan and written reports on all monitoring reviews performed to time and quality.
  • Ideally you are familiar with Risk & Compliance tools such as WorldCheck, LexisNexis, Creditsafe, MATCH, VMSS, and Compliance Assist.
What you’ll need to succeed
  • Minimum 4 years of experience working in a compliance role (at least 2 years of which in monitoring/audit) in an FCA-regulated financial service business, ideally within the Payments industry.
  • Experience in designing monitoring plans and managing continuous improvement of the compliance monitoring methodology.
  • Passionate about Payments (acquiring or issuing) and be a strategic thinker with a clear understanding of the FCA and Card Schemes principles, rules, and best practices.
  • Ability to work with other compliance team members and business colleagues to promote good conduct risk and compliance culture so that regulatory expectations are met.
  • Excellent writing skills and ability to communicate complex regulatory matters in clear and plain English.
  • Self-starter, professional, proactive thinking, open door mindset which is solution focussed and drives key activities under own initiative are key attributes we are looking for.
  • ICA/ACAMS Qualifications are preferred but not a must. Minimum holds a bachelor’s degree or equivalent.
PLEASE ONLY APPLY IF YOU HAVE WORKED FOR A PAYMENT GROUP BEFORE IN A 2LoD POSITION. THANK YOU

  • Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To...

  • Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm.To apply...

  • Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To...

  • Compliance Analyst

    7 days ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionDo you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global...

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm.To apply...

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm.To apply...

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm....

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm.To apply...

  • Regulatory Compliance Analyst

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

  • Regulatory Compliance Analyst

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. The role is a 3 to 6 month contract THIS ROLE IS NOT SUITABLE FOR KYC AND AML CANDIDATES - IT IS A REGULATORY COMPLIANCE FOCUSSED ROLE. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of...

  • Senior Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To apply for this role, you must have...

  • Senior Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To apply for this role, you must have...

  • Senior Compliance Analyst

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...

  • Compliance Analyst

    5 days ago

    London, United Kingdom Page Personnel Finance Full time

    This is a new Compliance Analyst position working for a Financial Services firm in the City of London. The Compliance Analyst will be required to travel to the office 3 days per week and must have a compliance monitoring background. **Client Details** The client is a financial services firm within wealth management located in the City of London. They are...

  • Compliance Analyst

    5 days ago

    London, Greater London, United Kingdom cer Financial Full time

    Compliance Analyst City of LondonPermanent/Office based 5 days p/week£45,000 pacer Financial are working alongside a bank based in the City of London. They are looking for a Compliance Analyst to work with them on a permanent basis who will be office based 5 days per week.The successful candidate will need to assist the Compliance function and the Senior...

  • Compliance Analyst

    1 week ago

    London, United Kingdom Lawson Clark Recruitment Full time

    AML COMPLAINCE ANALYST £65,000 This is an opportunity for someone who has 2 years plus previous compliance experience to join one of the City's leading law firms. Exceptional working conditions and a chance to impress at the highest level, the person who takes this role will be focusing on customer due diligence and conflicts of interest, providing...

  • Compliance Analyst

    3 weeks ago

    London, United Kingdom Lawson Clark Recruitment Full time

    AML COMPLAINCE ANALYST £65,000 This is an opportunity for someone who has 2 years plus previous compliance experience to join one of the City's leading law firms. Exceptional working conditions and a chance to impress at the highest level, the person who takes this role will be focusing on customer due diligence and conflicts of interest, providing...

  • Compliance Analyst

    3 weeks ago

    London, United Kingdom Lunaria Partners Full time

    Compliance Analyst Conflicts and AML Top Tier City Law Firm £30-37k A top tier city law firm is seeking a law graduate with a real interest in a long term career in compliance to join their risk and compliance team. The Firm The law firm is leading in IP, technology, media, entertainment and sport and has teams that do corporate, litigation,...

  • Compliance Analyst

    3 weeks ago

    London, United Kingdom Lunaria Partners Full time

    Compliance Analyst Conflicts and AML Top Tier City Law Firm £30-37k A top tier city law firm is seeking a law graduate with a real interest in a long term career in compliance to join their risk and compliance team. The Firm The law firm is leading in IP, technology, media, entertainment and sport and has teams that do corporate, litigation,...

  • Compliance Analyst

    3 weeks ago

    London, United Kingdom Lunaria Partners Full time

    Compliance AnalystConflicts and AMLTop Tier City Law Firm£30-37kA top tier city law firm is seeking a law graduate with a real interest in a long term career in compliance to join their risk and compliance team.The FirmThe law firm is leading in IP, technology, media, entertainment and sport and has teams that do corporate, litigation, employment and...