Director Wealth Financial Operations
2 weeks ago
This position is responsible for all finance functions within the Wealth Management department of the Bank. Oversees functions including First Citizens Investor Services Broker/Dealer and RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting, and incentive compensation to ensure the financial accuracy and cost-effectiveness of department operations.
Responsibilities:- Financial Oversight - Manages all financial information for the Investor Services Broker/Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding the filings. Oversees the annual budget process and external audit.
- Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates.
- Business Strategy - Identifies and recommends strategies for improving the financial performance of the Wealth Management division. Provides analytical information to executive management that allows for crucial business insight. Leads projects that involve business analysis, strategic planning, and product pricing.
- Managerial Functions - Establishes and monitors expectations to achieve company and department goals. Makes appropriate changes to team policies, procedures, and efficiencies in order to meet objectives. Manages the performance, training, and evaluation of assigned staff.
- Vendor Management - Oversees the relationship between Investor Services and EAI Information Systems, Inc. regarding the software system and database. Negotiates pricing and assists in problem-solving. Plans and approves system changes in collaboration with vendor.
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Client Director
Found in: Jooble UK C2 - 4 days ago
England, United Kingdom Aaron Wallis Sales Recruitment Full timeHome Based Client Director (RDR Level 4 Qualified) - Remote Working Basic £60,000 OTE £200,000 Year 1 Do you thrive on building strong client relationships and delivering exceptional wealth management advice? Our client is a leading wealth management firm with a reputation for excellence. They offer a comprehensive suite of financial planning and...
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Client Director
Found in: Jooble UK C2 - 4 days ago
England, United Kingdom Aaron Wallis Sales Recruitment Full timeHome Based Client Director (RDR Level 4 Qualified) - Remote Working Basic £60,000 OTE £200,000 Year 1 Do you thrive on building strong client relationships and delivering exceptional wealth management advice? About: Our client is a leading wealth management firm with a reputation for excellence. They offer a comprehensive suite of financial planning and...
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Found in: Appcast UK C C2 - 5 days ago
England, United Kingdom Aaron Wallis Sales Recruitment Full timeHome Based Client Director (RDR Level 4 Qualified) - Remote WorkingBasic £60,000 OTE £200,000 Year 1Do you thrive on building strong client relationships and delivering exceptional wealth management advice?About:Our client is a leading wealth management firm with a reputation for excellence. They offer a comprehensive suite of financial planning and...
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Found in: Appcast Linkedin GBL C2 - 5 days ago
England, United Kingdom Aaron Wallis Sales Recruitment Full timeHome Based Client Director (RDR Level 4 Qualified) - Remote WorkingBasic £60,000 OTE £200,000 Year 1Do you thrive on building strong client relationships and delivering exceptional wealth management advice?About:Our client is a leading wealth management firm with a reputation for excellence. They offer a comprehensive suite of financial planning and...
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Found in: Whatjobs ES C2 - 5 days ago
England, United Kingdom Aaron Wallis Sales Recruitment Full timeHome Based Client Director (RDR Level 4 Qualified) - Remote Working Basic £60,000 OTE £200,000 Year 1 Do you thrive on building strong client relationships and delivering exceptional wealth management advice? About: Our client is a leading wealth management firm with a reputation for excellence. They offer a comprehensive suite of financial planning...
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England, United Kingdom Aaron Wallis Sales Recruitment Full timeHome Based Client Director (RDR Level 4 Qualified) - Remote Working Basic £60,000 OTE £200,000 Year 1 Do you thrive on building strong client relationships and delivering exceptional wealth management advice? About: Our client is a leading wealth management firm with a reputation for excellence. They offer a comprehensive suite of financial planning and...
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Found in: Appcast UK C2 - 5 days ago
England, United Kingdom Aaron Wallis Sales Recruitment Full timeHome Based Client Director (RDR Level 4 Qualified) - Remote WorkingBasic £60,000 OTE £200,000 Year 1Do you thrive on building strong client relationships and delivering exceptional wealth management advice?About:Our client is a leading wealth management firm with a reputation for excellence. They offer a comprehensive suite of financial planning and...
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Found in: Whatjobs ES C2 - 5 days ago
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England, United Kingdom Baker Charles Full timeFinance DirectorPE Owned Residential Property Business£90 – 110,000 + packageRemote with frequent travel to sites across UK and Central London OfficeA Private Equity owned Residential Property Business is recruiting a new Finance Director. This is newly created role which has arisen due to the acquisition of the business. The business owns 30 sites across...
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England, United Kingdom Baker Charles Full timeFinance DirectorPE Owned Residential Property Business£90 – 110,000 + packageRemote with frequent travel to sites across UK and Central London OfficeA Private Equity owned Residential Property Business is recruiting a new Finance Director. This is newly created role which has arisen due to the acquisition of the business. The business owns 30 sites across...
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Financial Director
Found in: Appcast UK C C2 - 5 days ago
England, United Kingdom Baker Charles Full timeFinance DirectorPE Owned Residential Property Business£90 – 110,000 + packageRemote with frequent travel to sites across UK and Central London OfficeA Private Equity owned Residential Property Business is recruiting a new Finance Director. This is newly created role which has arisen due to the acquisition of the business. The business owns 30 sites across...
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