Head of Compliance

3 weeks ago

London, United Kingdom Compliance Recruitment Solutions Full time

Head of Compliance & MLRO – Wealth Management Experience Required
Head of Compliance & MLRO – Wealth Management Experience Required
120K - £150K + Bonus & Benefits Hybrid (City of London)
We have been appointed by our Client, a leading Financial Services Group, who are looking to hire a Head of Compliance & MLRO holding SMF16/17. Perform the SMF16 role of the business including remaining current with all relevant regulatory changes that impact the business and ensuring the business and senior management remain abreast of their obligations.
Provide support, guidance and advice to the Board, Managers and colleagues to support and facilitate a strong compliance framework and culture, ensuring open and effective communication and resolution of compliance issues.
As the MLRO, oversee the company’s anti-money laundering activities, policies and procedures including day to day AML investigation and reporting.
Participation in entity-wide processes providing financial crime compliance representation and signoffs.
Ensure ongoing monitoring and review of controls and key processes are in place throughout the business.
The successful candidate must have gained significant senior Compliance & Financial Crime experience from a wealth management firm and have previously held SMF 16 and/or 17 (or CF10 or 11).
Ethical, Expert & Professional Recruitment by former Compliance Officers, specialising in AML & Financial Crime (including Anti Bribery & Corruption, ...
More Jobs From Compliance Recruitment Solutions

  • Head of Compliance

    Found in: Talent UK 2A C2 - 3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Head of Compliance

    Found in: Appcast Linkedin GBL C2 - 3 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Head of Compliance

    Found in: Appcast UK C2 - 2 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Head of Compliance

    Found in: Appcast UK C C2 - 2 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Head of Compliance

    Found in: Whatjobs ES C2 - 1 week ago

    London Area, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The Client We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Head of Risk

    6 days ago

    London, United Kingdom AJ Fox Compliance Full time

    We are working with a fantastic, fast-growing independent UK law firm to hire a Head of Risk & Compliance to join their team in London. This position will be responsible for the firm’s compliance and risk management frameworks. There will also be the opportunityto take on the titles of COLP, COFA, and MLRO. Key roles and responsibilities will include: -...

  • Head of Group Risk and Compliance

    2 days ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global industrial commodities business, specialising in the production and trading of industrial commodities. They are looking to hire a Head of Group Risk and Compliance for their London business. **THE RESPONSIBILITIES**: - Evaluating business activities to evaluate or assess compliance risk - Manging the Group’s...

  • Senior Compliance Manager

    3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

  • Compliance Manager/Senior Manager

    3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...

  • Senior Compliance Manager

    Found in: Talent UK 2A C2 - 3 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance.THE RESPONSIBILITIES:Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

  • Compliance Generalist exclusive Instruction

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a subsidiary of an international bank, providing capital market and securities trading services. **THE RESPONSIBILITIES**: - To support the Head of Compliance & MLRO as part of team to cover all aspects of the Compliance Monitoring Program, including AML & KYC and other regulatory issues that affect the Company. - To...

  • Compliance Advisory Officer

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

  • Senior Compliance Manager

    Found in: Appcast Linkedin GBL C2 - 2 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance.THE RESPONSIBILITIES:Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

  • Senior Compliance Manager

    Found in: Appcast UK C2 - 3 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance.THE RESPONSIBILITIES:Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

  • Senior Compliance Manager

    Found in: Appcast UK C C2 - 3 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance.THE RESPONSIBILITIES:Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

  • Senior Compliance Manager

    Found in: Whatjobs ES C2 - 2 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory...

  • Head of Compliance

    2 weeks ago

    London, United Kingdom Compliance Recruitment Solutions Full time

    Head of Compliance & MLRO – Wealth Management Experience Required     Ref: 4014G   £120K - £150K + Bonus & Benefits                                                     Hybrid (City of London)   We have been appointed by our Client, a leading Financial Services Group, who are looking to hire a Head of...

  • Compliance Manager

    3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. THE RESPONSIBILITIES: Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due...

  • Business Unit Compliance Officer Asset Management

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. To build a close working relationship with each of the business units to support Compliance matters as required. To work...

  • Compliance Advisory Officer

    Found in: Talent UK 2A C2 - 7 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES:To build a close working relationship with each of the business units to support Compliance...