Trade Surveillance Officer
3 weeks ago
Our Client is a global leader wthin Transportation Trading with offices across the globe and a strong international presence.
Role Overview:
An exciting opportunity has arisen for an enthusiastic and self-motivated individual to join the Compliance team as a Communications and Trade Surveillance Officer. This role is ideal for someone looking to broaden their compliance experience in a dynamic and supportive environment. The Compliance Team is small, providing opportunities to be involved in a wide range of compliance workstreams.
Responsibilities:
- Take ownership of the trade and communications surveillance function for a regulated entity consisting of brokers.
- Lead the completion and implementation of the trade surveillance system.
- Review daily alerts on the SteelEye Comms Surveillance system, tracking and escalating issues to the Head of Compliance.
- Provide monthly reports on alerts and escalations for senior management.
- Ensure that business communications are consistently recorded.
- Respond to regulator or exchange requests.
- Support training and daily interaction with brokers.
- Assist in updating the Market Abuse Risk Assessments.
- Be prepared to undertake other ad hoc compliance work with support from the Head of Compliance.
Key Skills & Qualifications:
-The successful incumbent will have experience from a regulated financial services institution
- Significant experience in a communications and surveillance role.
- Previous experience in a commodities business is advantageous.
- Strong writing skills with the ability to organize and structure complex ideas effectively.
In return you can expect:
- A role within a globally recognized company with opportunities to work on a broad range of compliance workstreams.
- A collaborative and supportive team environment.
- Opportunities for career development and growth.
Please note this role does not offer hybrid working and is office based.
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