Regulatory & Investigations Associate NQ-4PQE

2 weeks ago


London, United Kingdom Chase Portland UK Full time

Exciting opportunity for a Regulatory and Investigations Associate from NQ to 4 years' PQE to join a global law firm.

The successful candidate will advise clients on large projects such as M&A of regulated businesses, regulatory change and cross border expansion with the opportunityto develop their expertise over a broad range of consumer, payments and wholesale financial services.

The successful candidate will require:
  • Knowledge of the overall regulatory landscape in the UK and a good understanding of the upcoming regulatory reform in the UK under the Edinburgh Reforms.
  • A broad understanding of some of the major international regulatory initiatives impacting the financial sector including PSD2 & Open Banking, MIFID II, EMIR, MAR, DORA and MiCAR.
  • Knowledge of the UK regulatory perimeter, including issues relating to, the RAO, EMRs and PSRs.
  • Knowledge or experience providing regulatory transaction support to both M&A and corporate reorganisation.
  • Knowledge or experience of supporting firms with FCA/PRA licensing processes including authorisations, variation of permission, notifications andde-authorisation process.

Please contact Toby Nash at Chase Portland today for further information.

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