Cash & Assets Oversight Analyst

2 weeks ago


London, United Kingdom in Newbury Full time

JobTitle: Cash and Assets Oversight Analyst
JobType: Permanent (Full-Time)
London: London(Hybrid)
Salary: Competitive

The Cash & Assets Oversight Team is responsible foroverseeing all outsourced operational services relating to paymentsinto our out of Vanguard's UK Direct to Consumer (D2C) retailplatform. Amongst the products supported by the team are ISA, JISA,General Account, SIPP, and our Managed ISA. This role is anopportunity to join the Cash & Assets Oversight team, as an OversightAnalyst assisting with the team's responsibility to ensure thecompliance of platform service provider business activities with allapplicable regulatory and policy guidelines. The successful candidatewill proactively identify and remediate control gaps and ensure thatcontrols are designed and operating effectively.

As a UKPI Cash& Assets Oversight Analyst, you will;

Provide administration ofthe team mailbox, providing responses where possible andescalating

relevant items to senior team members orManager.

Timely completion of daily control checklist taskswith a high level of attention to detail.

Tasks include, butare not limited to:

Reviewing contribution payments andprocessing.

Ensuring tax relief receipts are collected andpassed on to clients.

Reviewing drawdown processing and clientpayments

Reviewing client documentation for completeness andaccuracy

Reviewing client money bank account positions.
Checking Internal Client Money Reconciliations, External ClientMoney Reconciliations and
Asset Reconciliations.

What ittakes:

* Undergraduate degree or equivalent combination oftraining and experience required.

* Experience performing asimilar role.

Sufficiently detailed solid understanding ofrelevant industry regulations/regulators (ie

HMRC, FCA, TPR,COBS, CASS, etc.)

* Experience with a D2C retail investmentplatform highly preferential.

* Knowledge and understanding ofinternal control theory and practices.

* Experience in workflowanalysis and documentation.

* Familiarity with a variety ofplatform technologies.

* Excellent oral and writtencommunication skills.

Proven analytical skills andunderstanding of processes, technology andoperational

concepts.

* Excellent time management andorganizational skills.

* Demonstrated flexibility and abilityto adapt to change.

* Strong proficiency with Microsoft Officeapplications.

Vanguard's continued dedication to diversityand inclusion is firmly rooted in our culture. Every decision we maketo best serve our clients, crew (internally employees are referred toas crew), and communities is guided by one simple statement: "Do theright thing."

We believe that a critical aspect of doing theright thing requires building diverse, inclusive, and highly effectiveteams of individuals who are as unique as the clients they serve. Weempower our crew to contribute their distinct strengths to achievingVanguard's core purpose through our values. When all crew membersfeel valued and included, our ability to collaborate and innovate isamplified, and we are united in delivering on Vanguard's corepurpose.

Our Recruitment Delivery Team are committed tooffering an inclusive recruitment experience to all candidates. If yourequire any accommodations or adjustments as a result of disability,impairment, or health condition, please do not hesitate to let me knowby emailing

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