Compliance Officer
1 month ago
Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK, Dubai & US.
Key Responsibilities:
- Ensure FCA & SEC regulatory compliance requirements are adhered too
- Operate core compliance programme (PAD, Conflicts, Gifts and entertainment)
- Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines
- ·Assist with International long/short daily filings·
- Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required
- Review of trade errors, market abuse related matters and market soundings
- Organise compliance training
Experience Required:
- 5+ years compliance experience, ideally within a hedge fund or investment manager
- Strong understanding of surveillance and knowledge of various asset classes including fixed income, equity, and derivatives
- An in-depth understanding of the hedge fund industry & strong general compliance experience
- Good level of knowledge of FCA, CFTC, SEC & EU regulatory requirements.
- Strong stakeholder management skills
- High energy, drive for excellence, stamina and ability to excel in a fast-paced environment
For a confidential discussion or for further information, please get in touch with chris.wood@coopman.uk
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.
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