Head of MCOBS Compliance, CCOR Compare Lloyds, Banking
4 weeks ago
Act as one of the Group's most senior Conduct & Compliance Risk leads and represent the organisation, building strong relationships with external partners, in particular regulators and other governing bodies.
Ensure risks are measured, monitored, controlled, and reported on a timely basis and consistently across the Group, and provide independent challenge to risk decisions, as they relate to your specialism.
Highlighting the direction of travel and anticipating the impact of the proposed changes across the whole Group.
Owns and leads the technical compliance and conduct based advice across all MCOB regulation including supporting Board and GEC level decision making.
Ensures there's levels of independent second-line compliance traceability to provide independent verification that the Group is aligned with all relevant regulations.
Owns horizon scanning on retail regulations, plays an active role in shaping policy and ensures new requirements are considered in strategic decision making and implemented effectively.
Delivers high quality compliance risk assessments to support strategic change and ensures there is a ‘compliance by design' attitude in place across business and own function.
Monitor adherence to policy and compliance to regulatory requirements. Provide appropriate reporting and escalation on the effectiveness of risk policies to senior management and Board.
Collaborate with risk and control owners to ensure first line actively own their compliance obligations and hold to account on delivery.
Accountable for the development of a regulatory engagement strategy with all relevant regulators for area of accountability.
Own and lead the definition/interpretation and the Group's risk appetite in relation to relevant regulatory requirements.
Responsible for maintaining the balance between risk-taking and risk mitigation, defining and developing a clear and comprehensive risk appetite that outlines risk tolerances and risk limits.
Establish continuous monitoring and reporting of our evidence with compliance with this area.
Lead the definition and development of appropriate control objectives to deliver compliance with relevant regulations. These objectives should be designed to manage and mitigate various risks, prevent errors, fraud, or non-compliance with regulations.
Provide support to risk and control owners to report incidents, exceptions, or non-compliance with control objectives. Take corrective action and implement changes when control objectives are not being met or when existing risks change and/or new risks emerge.
Contract
Lloyds Banking Group is a leading UK-based financial services group. We provide a wide range of banking and financial services, focused primarily on retail and commercial customers.
Birmingham, Bristol, Chester, Edinburgh, Glasgow, Halifax, Leeds, United Kingdom
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