Deputy Head of Compliance

2 weeks ago

London, United Kingdom Rutherford Full time

Rutherford is currently partnered with a successful hedge fund that are looking to hire a 'Deputy Head of Compliance'. The role will work closely with the Head of Compliance on all global compliance matters, including coverage across US, APAC and EMEA. The firm are currently c.$8bn AUM and London headquartered.

Responsibilities:

  • Be the point of contact for all compliance related questions from the business and investment teams.
  • Review and develop the global compliance monitoring program and make enhancements where appropriate
  • Advise senior management and business heads on relevant regulatory change matters.
  • Conduct compliance monitoring and complete regulatory fillings.
  • Manage external relationships including regulators, vendors and consultants.
  • Develop training for investment teams and wider stakeholders.

Requirements

  • 7 - 12+ years of experience, ideally within a hedge fund or alternative investment fund.
  • Expert knowledge of AIFMD and MIFID

  • Deputy Head of Compliance

    Found in: beBee jobs GB - 2 weeks ago

    London, Greater London, United Kingdom Apollo Solutions Full time

    Deputy Head of Compliance - PaymentsLondon - HybridCirca £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success.Reporting directly and working closely with the Head of Compliance, this role offers:Substantial autonomy and exposure, A unique...

  • Deputy Head of Compliance

    6 days ago

    London, United Kingdom Apollo Solutions Full time

    Deputy Head of Compliance - Payments London - Hybrid Circa £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success. Reporting directly and working closely with the Head of Compliance, this role offers: - Substantial autonomy and exposure, - A unique...

  • Deputy Head of Compliance

    Found in: Jooble UK C2 - 3 weeks ago

    London, United Kingdom Apollo Solutions Full time

    Deputy Head of Compliance London - Hybrid - Payments Circa £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success. This role offers: Report directly and work closely with the Head of Compliance. Substantial autonomy and exposure. A unique...

  • Deputy Head of Compliance

    3 weeks ago

    London, United Kingdom Apollo Solutions Full time

    Deputy Head of Compliance London - Hybrid - Payments Circa £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success. This role offers: Report directly and work closely with the Head of Compliance. Substantial autonomy and exposure. A unique...

  • Deputy Head of Compliance

    Found in: Talent UK 2A C2 - 3 weeks ago

    London, United Kingdom Apollo Solutions Full time

    Deputy Head of ComplianceLondon - Hybrid - PaymentsCirca £85k starting base salary + benefitsA global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success.This role offers:Report directly and work closely with the Head of Compliance.Substantial autonomy and exposure.A unique opportunity to...

  • Deputy Head of Compliance

    Found in: Whatjobs ES C2 - 7 days ago

    London Area, United Kingdom Apollo Solutions Full time

    Deputy Head of Compliance London - Hybrid - Payments Circa £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success. This role offers: Report directly and work closely with the Head of Compliance. Substantial autonomy and exposure. A unique...

  • Deputy Head of Compliance

    Found in: Appcast Linkedin GBL C2 - 2 weeks ago

    London Area, United Kingdom Apollo Solutions Full time

    Deputy Head of ComplianceLondon - Hybrid - PaymentsCirca £85k starting base salary + benefitsA global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success.This role offers:Report directly and work closely with the Head of Compliance.Substantial autonomy and exposure.A unique opportunity to...

  • Deputy Head of Compliance

    Found in: Appcast UK C2 - 2 weeks ago

    London Area, United Kingdom Apollo Solutions Full time

    Deputy Head of ComplianceLondon - Hybrid - PaymentsCirca £85k starting base salary + benefitsA global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success.This role offers:Report directly and work closely with the Head of Compliance.Substantial autonomy and exposure.A unique opportunity to...

  • Deputy Head of Compliance

    Found in: Appcast UK C C2 - 2 weeks ago

    London Area, United Kingdom Apollo Solutions Full time

    Deputy Head of ComplianceLondon - Hybrid - PaymentsCirca £85k starting base salary + benefitsA global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success.This role offers:Report directly and work closely with the Head of Compliance.Substantial autonomy and exposure.A unique opportunity to...

  • Deputy Head of Compliance

    Found in: Jooble UK C2 - 3 weeks ago

    London, United Kingdom Apollo Solutions Full time

    Deputy Head of Compliance London - Hybrid - Payments Report directly and work closely with the Head of Compliance. Execute financial crime and compliance responsibilities. Provide support to the Compliance Director and MLRO in all aspects of UK compliance. Contribute to the monitoring and development of the UK compliance team. Proficient in AML...

  • Deputy Head of Compliance

    3 weeks ago

    London, United Kingdom Apollo Solutions Full time

    Deputy Head of Compliance London - Hybrid - Payments Report directly and work closely with the Head of Compliance. Execute financial crime and compliance responsibilities. Provide support to the Compliance Director and MLRO in all aspects of UK compliance. Contribute to the monitoring and development of the UK compliance team. Proficient in AML...

  • Deputy Head of Compliance – International Banking

    2 weeks ago

    London, United Kingdom Rothstein Recruitment Full time

    Deputy Head of Compliance – International Banking   Excellent opportunity opens for an experienced Deputy Head of Compliance/ Compliance Manager from an International Banking background to join an International Bank's London office and work in a crucial capacity.    Closely support the Head of Compliance and Deputy Money Laundering Reporting Officer...

  • Head of Compliance

    Found in: Talent UK 2A C2 - 3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Compliance Advisory Officer

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

  • Business Unit Compliance Officer Asset Management

    6 days ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. To build a close working relationship with each of the business units to support Compliance matters as required. To work...

  • Head of Compliance

    Found in: Appcast Linkedin GBL C2 - 2 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Head of Compliance

    Found in: Whatjobs ES C2 - 7 days ago

    London Area, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The Client We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Head of Compliance

    Found in: Appcast UK C2 - 2 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Head of Compliance

    Found in: Appcast UK C C2 - 2 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Compliance Advisory Officer

    Found in: Whatjobs ES C2 - 6 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...