Deputy Head of Compliance – International Banking

1 month ago

London, United Kingdom Rothstein Recruitment Full time

Deputy Head of Compliance – International Banking

 

Excellent opportunity opens for an experienced Deputy Head of Compliance/ Compliance Manager from an International Banking background to join an International Bank's London office and work in a crucial capacity. 

 

  • Closely support the Head of Compliance and Deputy Money Laundering Reporting Officer (MLRO), in ensuring the London branch follows the UK regulatory regime.
  • Ensuring that Compliance framework is continued to be developed, enhanced, and embedded within the branch and to promote a robust compliance framework.
  • Closely work with CM and DMLRO in ensuring that the branch meets its commitments under Financial Crime obligations.
  • Assist Head of Compliance (HOD) for all regulatory matters in CM and DMLRO’s absence or as and when required by the HOD.
  • To oversee and manage the Regulatory Compliance and Financial Crime functions in the absence of the CM and DMLRO.

 

Ideal Experience 

 

  • 5 + years of experience demonstrating strong understanding of the UK regulatory regime which provides a good foundation across all aspects of general compliance obligation’s good working technical regulatory knowledge of the UK regulatory requirements.
  • Solid experience working with International Banks 
  • APAC Banking background a Significant bonus. 
  • Familiar with UK regulatory requirements in a banking branch environment (AML/KYC, Sanctions risks, TCF, BCOBS, PSD, MiFID, EMIR, SFTR and other relevant regulatory matters.
  • Must have the ability to interpret regulatory requirements and provide relevant stakeholders with advice on implementation.

 

Interested? Please Apply

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