Vice President Compliance Officer

1 week ago

London, United Kingdom WeAreTechWomen Full time

Wealth Management (WM)
Across Wealth Management (WM), Goldman Sachs helps empower clients and customers around the world reach their financial goals. Our advisor-led wealth management businesses provide financial planning, investment management, banking, and comprehensive advice to a wide range of clients, including ultra-high net worth and high net worth individuals, as well as family offices, foundations and endowments, and corporations and their employees. Our wealth management business provides digital solutions for consumers to better spend, borrow, invest, and save. Across WM, our growth is driven by a relentless focus on our people, our clients and leading-edge technology, data and design.
Private Wealth Management (PWM)
Goldman Sachs Private Wealth Management (PWM) specializes in creating comprehensive wealth management plans for high net worth individuals and families, as well as select institutions, including foundations and endowments. PWM Teams work one-on-one with clients to advise and deliver customized strategies drawn from our deep investment experience, diverse wealth management capabilities and global reach. Our Private Wealth Advisors (PWAs) deliver an unparalleled investment platform inclusive of the full product and service offerings of Goldman Sachs and beyond, which may include tax and estate planning, philanthropic planning and private banking and lending services. The Private Wealth Management Regulatory Implementation and Strategy Team (RIS) is a dynamic, multi-faceted team that oversees select regulatory implementation analysis and reporting requirements for PWM. RIS leads the analysis of regulatory change initiatives and provides SME input into discretionary business programmes with a regulatory impact. To achieve this, the team partners with internal and external stakeholders including Regulators, Trading Desks, Private Wealth Advisors and their support teams, other Operations teams, Engineering, Legal and Compliance.
You will effectively contribute towards the Wealth Management business achieving compliance with its key regulatory obligation such as fulfilling reporting requirements to regulatory bodies.
# You will actively work with business sponsors and stakeholders to understand changes in business practice and make recommendations on how the team and supporting infrastructure should evolve to consistently meet regulatory obligations.
# You will play an instrumental role in implementation of large-scale regulatory initiatives across Wealth Management, including business analysis, requirements definition and user acceptance testing.
# You will analyse front to back system infrastructure to understand booking models, data flows, and the logic required to capture data.
# Exert influence and impact to drive business engagement and lead strategic cross-divisional discussions on regulatory change matters.
# Build strong senior stakeholder relationships that will be required when performing complex analysis across multiple businesses.

Bachelors degree
#Knowledge of MS Office (Word, Excel) as well as proficiency with web-based applications
# Strong communication skills to clearly articulate complex regulatory change requirements and solutions
# Flexible and able to work well under pressure in a team environment.
# Good understanding of the financial industry including active interest in UK & EU regulatory initiatives.

Experience in Financial Services (Asset Management preferred but not essential)
# Experience in a Regulatory or Change Management environment
# Regulatory experience of MiFID II, EMIR, SFTR, or SWISS Reporting
# Good understanding of financial products
# Working experience with operating on large data sets (incl. SQL)

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
#

  • Senior Vice President and Vice President

    3 weeks ago

    London, United Kingdom Altair Global Full time

    Job Title: Senior Vice President and Vice President Altair Global is seeking a highly experienced Senior Vice President and Vice President to lead our global service capabilities and regional growth initiatives. Key Responsibilities: Develop and implement strategies to advance Altair's global service capabilities and regional growth. Collaborate with...

  • Senior Vice President and Vice President

    3 weeks ago

    London, United Kingdom Altair Global Full time

    Job Title: Senior Vice President and Vice PresidentAltair Global is seeking a highly experienced Senior Vice President and Vice President to lead our global service capabilities and regional growth initiatives.Key Responsibilities:Develop and implement strategies to advance Altair's global service capabilities and regional growth.Collaborate with sales staff...

  • Senior Vice President and Vice President

    3 weeks ago

    London, United Kingdom Altair Global Full time

    Job Title: Senior Vice President and Vice President Altair Global is seeking a highly experienced Senior Vice President and Vice President to lead our global service capabilities and regional growth initiatives. Key Responsibilities: Develop and implement strategies to advance Altair's global service capabilities and regional growth. Collaborate with...

  • Vice President

    46 minutes ago

    London, United Kingdom Grafton Recruitment Full time

    **VICE PRESIDENT / VP** **LONDON** **c£200k DOE** Grafton Recruitment are looking to recruit a Vice President to join one of the biggest Telecommunications Company in the world. As part of their long-term commitment to quality and continued growth, they are looking to recruit a Vice President. This role would suit someone with experience in...

  • Compliance Vice President

    7 days ago

    London, Greater London, United Kingdom ENGINEERINGUK Full time

    Compliance Vice President Job DescriptionWe are seeking a highly experienced Compliance Vice President to join our team at ENGINEERINGUK. In this role, you will be responsible for overseeing the financial crime compliance function and ensuring that our company adheres to regulatory requirements.Key Responsibilities:Develop and maintain financial crime...

  • Vice President Compliance

    7 months ago

    London, United Kingdom Gresham Hunt Full time

    Vice President Compliance Investment Banking London – Up to £100,000   Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer.   Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the Fixed Income and FX markets, and they are...

  • Vice President Market

    3 weeks ago

    London, United Kingdom Black Swan Group Full time

    Our client is seeking a skilled Compliance Advisor to join their growing compliance team. This position is ideal for a Vice President or a strong Assistant Vice President looking to step up into a dynamic and expanding governance function. The role involves providing hands-on, trading floor-based compliance advice to commodities business units, managing...

  • Vice President Market

    3 weeks ago

    London, United Kingdom Black Swan Group Full time

    Our client is seeking a skilled Compliance Advisor to join their growing compliance team. This position is ideal for a Vice President or a strong Assistant Vice President looking to step up into a dynamic and expanding governance function. The role involves providing hands-on, trading floor-based compliance advice to commodities business units, managing...

  • Vice President of Regulatory Compliance

    7 days ago

    London, Greater London, United Kingdom Goldman Sachs Bank AG Full time

    Key ResponsibilitiesThe successful candidate for this Vice President of Regulatory Compliance role will be responsible for ensuring that the firm meets all financial control and reporting obligations of a global, regulated, and public financial institution.You will work closely with other teams to assess the creditworthiness of counterparties, monitor market...

  • Vice President Marketing, A

    3 weeks ago

    London, United Kingdom Mason Blake Full time

    Vice President – Client Marketing (Europe) Job Type: Permanent Description A fantastic opportunity has arisen with our client, a global investment management house. Due to continued business success, they are looking to recruit a Vice President – Client Marketing (Europe) to join their high-performing Marketing team on a permanent basis. ...

  • Vice President, Financial Analysis

    3 weeks ago

    London, United Kingdom Altair Global Full time

    Job Title: Senior Vice President and Vice President Altair Global is seeking a highly experienced Senior Vice President and Vice President to lead our global service capabilities and regional growth initiatives. Key Responsibilities: # Develop and implement strategies to advance Altair's global service capabilities and regional growth. # Collaborate...

  • Vice President

    2 months ago

    London, United Kingdom Finitas Full time

    Job Description Vice President - Senior Fixed Income Analyst Up to £130,000 per annum London, UK Finitas has teamed up with a leading insurance company to recruit a Vice President - Senior Fixed Income Analyst who will drive impactful decision-making by supporting on various investment management activities. Requirements: Bachelor's degree (2:1 or...

  • Vice President

    4 weeks ago

    London, United Kingdom Finitas Full time

    Vice President - Senior Fixed Income Analyst Up to £130,000 per annum London, UKFinitas has teamed up with a leading insurance company to recruit a Vice President - Senior Fixed Income Analyst who will drive impactful decision-making by supporting on various investment management activities.Requirements:Bachelor's degree (2:1 or higher) with CFA, CA, or...

  • Vice President

    3 weeks ago

    London, United Kingdom Finitas Full time €130,000

    Job Description Vice President - Senior Fixed Income Analyst Up to £130,000 per annum London, UK Finitas has teamed up with a leading insurance company to recruit a Vice President - Senior Fixed Income Analyst who will drive impactful decision-making by supporting on various investment management activities. Requirements: Bachelor's degree (2:1 or...

  • Vice President of Compliance

    1 week ago

    London, Greater London, United Kingdom Rutherford Full time

    Career OpportunityRutherford offers a Vice President position for a skilled Governance Professional to lead the EMEA Counsel team.The ideal candidate will have c. 10 years of experience in corporate governance within Tier 1 financial services, preferably with in-house Company Secretary expertise and asset management experience.The role requires strong...

  • Vice President

    4 weeks ago

    City Of London, United Kingdom Finitas Full time

    Vice President - Senior Fixed Income Analyst Up to £130,000 per annum London, UKFinitas has teamed up with a leading insurance company to recruit a Vice President - Senior Fixed Income Analyst who will drive impactful decision-making by supporting on various investment management activities.Requirements:Bachelor's degree (2:1 or higher) with CFA, CA, or...

  • Vice President

    3 weeks ago

    London, United Kingdom ATTB - The Big Jobsite Full time

    Vice President - England - Attb - The Big JobsiteH9 Technical Recruitment are partnered with a Renewable Energy advisory client and hiring for a Vice President to be responsible for assisting with strong deal-flow to maintain the market position and enable future growth covering their Renewable Energy, Power and Infrastructure...

  • Vice President

    4 weeks ago

    City Of London, UK, Central London, United Kingdom Finitas Full time

    Vice President - Senior Fixed Income Analyst Up to £130,000 per annum London, UKFinitas has teamed up with a leading insurance company to recruit a Vice President - Senior Fixed Income Analyst who will drive impactful decision-making by supporting on various investment management activities.Requirements:Bachelor's degree (2:1 or higher) with CFA, CA, or...

  • Senior Vice President

    3 weeks ago

    London, United Kingdom Nucleus Global Full time

    Senior Vice President, UK Nucleus Global is part of Inizio, a global healthcare consulting and communications group that supports some of the world’s leading life sciences companies by providing a full suite of advisory, medical, marketing, communications, patient, and stakeholder engagement services. Nucleus Global is a global leader in the medical...

  • Senior Vice President

    2 weeks ago

    London, Greater London, United Kingdom Black Swan Group Full time

    We are looking for a highly skilled Senior Vice President - Risk and Compliance to join our leadership team and drive our risk management strategy forward.You will be responsible for developing and implementing effective risk management programs, policies, and procedures.An estimated annual salary of $150,000-$190,000 will be offered, depending on location...