Legal Risk and Compliance Officer

4 weeks ago


Isle of Man, United Kingdom Orchard Recruitment Ltd Full time

Our Douglas-based Client is a leading specialist provider of corporate and fiduciary services to a range of private and commercial Clients around the world. They now require an experienced Compliance Officer to join the team.

Reporting to the Head of compliance and MLRO, the Compliance Officer will, collectively with the other team members, be responsible for the compliant management of the Client companies by ensuring adherence to all legislative and regulatory requirements to promote the highest standards of client relationship management.

IOMFSA Annual AML Statistical return

* Annual Regulatory Return

* FATCA/CRS reporting

* The ideal candidate for the role of Compliance Officer will:

* Have a minimum of 2 years' experience within a Financial Services firm in a compliance capacity

* A practical understanding and application of high-quality client service delivery

* Good problem analysis and resolution skills

* Ability to identify, operational risk and controls

* Clear understanding of Regulatory requirements

Has Regulatory / Legal Knowledge and Awareness in the following areas:

* FSA Anti Money Laundering Requirements

* Proceeds of Crime Procedures

* Data Protection

* Trust Acts (Apply online only)

* Foundation Legislation (Relevant Jurisdictions)

* FATCA/CRS Legislation


  • Compliance Officer

    4 weeks ago


    Isle of Man, United Kingdom Orchard Recruitment Ltd Full time

    Our Douglas-based Client is a leading specialist provider of corporate and fiduciary services to a range of private and commercial Clients around the world. They now require an experienced Compliance Officer to join the team. Reporting to the Head of compliance and MLRO, the Compliance Officer will, collectively with the other team members, be responsible...

  • Compliance Officer

    4 weeks ago


    Isle of Man, United Kingdom Orchard Recruitment Ltd Full time

    Our Douglas-based Client is a leading specialist provider of corporate and fiduciary services to a range of private and commercial Clients around the world. They now require an experienced Compliance Officer to join the team. Reporting to the Head of compliance and MLRO, the Compliance Officer will, collectively with the other team members, be responsible...

  • Senior Risk

    3 weeks ago


    Isle Of Man, United Kingdom IQ-EQ Full time

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: **N.B. This is a contract role for 6 months.** We have an exciting opportunity for a**...


  • Isle Of Man, United Kingdom Isle of Man Government Full time

    **About the role and our team** Join our team as the Head of Risk Management & Compliance for Manx Care! As a senior leader within Manx Care’s central Care, Quality & Safety Team (CQST), you will ensure that Manx Care’s risk and compliance frameworks are robust, effective and up to date. You will work collaboratively with the CQST, actively promoting...


  • England, London, City of London, London, Central London, United Kingdom Jameson Legal. Part time

    This opportunity is an excellent role for an experienced Risk & Compliance Consultant to join a fast-growing law firm in London and operate as their Risk & Compliance Manager on a part-time basis. In this role, you will be responsible for chairing the Risk Management Committee, identifying risk areas within the business, implementing risk mitigation...

  • Senior Administrator

    2 months ago


    Isle of Man, United Kingdom Abacus Trust Group Full time

    We are seeking a motivated Senior Administrator to join our Compliance team in the Isle of Man. This is an excellent opportunity for a professional Senior Administrator seeking a new challenge in a well-established and successful independent fiduciary. The purpose of the role is to provide day to day compliance administration support to the Client Services...


  • Isle Of Man, United Kingdom IIM Limited Full time

    We are looking for a Graduate Trainee Compliance Officer to join our growing Financial Planning team in Douglas and to provide support to our Compliance Director. Our Financial Planning team offer advice on every aspect of financial planning, including investments, pensions, mortgages and later life finances. This is a highly regulated industry, and...

  • Senior Risk

    1 week ago


    Isle Of Man, United Kingdom IQ-EQ Full time

    Company DescriptionIQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.Job Description:N.B. This is a contract role for 6 months.We have an exciting opportunity for a Senior Risk &...


  • City of London, Greater London, United Kingdom Page Executive Full time

    About Our Client The firm is a globally recognised entity in the financial services sector, the London office plays a pivotal role in this international firm's operations. Job Description Taking responsibility for the firm's legal & compliance and risk management programmes, assessing the adequacy and effectiveness of compliance and risk...


  • City of London, Greater London, United Kingdom Page Executive Full time

    About Our Client The firm is a globally recognised entity in the financial services sector, the London office plays a pivotal role in this international firm's operations. Job Description Taking responsibility for the firm's legal & compliance and risk management programmes, assessing the adequacy and effectiveness of compliance and risk...

  • Senior Administrator

    2 weeks ago


    Isle of Man, United Kingdom JTC Group Full time

    **Join JTC where your contribution will be valued.**: We currently have an exciting opportunity for a Senior Administrator to join our team in Isle of Man. **Purpose of Job**: The role is to assist with managing and implementing the centralised risk business functions. **Main Responsibilities and Duties**: - Manage and maintain Compliance Registers to...


  • Isle Of Man, United Kingdom IQ-EQ Full time

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: We have an exciting opportunity for a Compliance Administrator to join our busy...


  • Douglas, Isle of Man, United Kingdom Orchard Recruitment Ltd Full time

    Our client is a long established, independent and family owned and managed group providing a wide range of trust, corporate management, accounting and business services to an international and local client base. As they continue to enjoy business growth, in support of a succession plan, they require an experience Compliance Manager-MLRO.The Compliance...


  • Isle Of Man, United Kingdom Isle of Man Government Full time

    **About the role and our team** We are seeking a forward-thinking and dedicated Health and Safety Compliance Officer to join our hardworking team within the Operations Division at Noble’s Hospital! The Health and Safety Compliance Officer is responsible for ensuring compliance with all relevant health and safety legislation and regulations. In this key...


  • City of London, Greater London, United Kingdom Compliance Professionals Full time

    We have been instructed by an international corporate & specialist finance bank who has their European hub in London. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting • Carry out regulatory and various other legal compliance (including AML, ABC, anti-fraud, DPA) advisory, monitoring and ad hoc activities, in...


  • City of London, Greater London, United Kingdom Coopman Search and Selection Full time

    Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK, Dubai & US. Ensure FCA & SEC regulatory compliance requirements are...


  • Isle Of Man, United Kingdom Isle of Man Government Full time

    About the role and our teamWe are seeking a forward-thinking and dedicated Health and Safety Compliance Officer to join our hardworking team within the Operations Division at Noble's HospitalThe Health and Safety Compliance Officer is responsible for ensuring compliance with all relevant health and safety legislation and regulations.In this key role, you...


  • City of London, United Kingdom Page Executive Full time

    About Our Client The firm is a globally recognised entity in the financial services sector, the London office plays a pivotal role in this international firm's operations. Job Description Taking responsibility for the firm's legal & compliance and risk management programmes, assessing the adequacy and effectiveness of compliance and risk management measures,...


  • City of London, United Kingdom Page Executive Full time

    About Our Client The firm is a globally recognised entity in the financial services sector, the London office plays a pivotal role in this international firm's operations. Job Description Taking responsibility for the firm's legal & compliance and risk management programmes, assessing the adequacy and effectiveness of compliance and risk management measures,...


  • City of London, Greater London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Applying for this role is straight forward Scroll down and click on Apply to be considered for this position. We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated...