Legal Risk and Compliance Officer
4 weeks ago
Our Douglas-based Client is a leading specialist provider of corporate and fiduciary services to a range of private and commercial Clients around the world. They now require an experienced Compliance Officer to join the team.
Reporting to the Head of compliance and MLRO, the Compliance Officer will, collectively with the other team members, be responsible for the compliant management of the Client companies by ensuring adherence to all legislative and regulatory requirements to promote the highest standards of client relationship management.
IOMFSA Annual AML Statistical return
* Annual Regulatory Return
* FATCA/CRS reporting
* The ideal candidate for the role of Compliance Officer will:
* Have a minimum of 2 years' experience within a Financial Services firm in a compliance capacity
* A practical understanding and application of high-quality client service delivery
* Good problem analysis and resolution skills
* Ability to identify, operational risk and controls
* Clear understanding of Regulatory requirements
Has Regulatory / Legal Knowledge and Awareness in the following areas:
* FSA Anti Money Laundering Requirements
* Proceeds of Crime Procedures
* Data Protection
* Trust Acts (Apply online only)
* Foundation Legislation (Relevant Jurisdictions)
* FATCA/CRS Legislation
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