Compliance & Monitoring Officer (Contract)

THE COMPANY: Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with...

Compliance & Monitoring Officer needed in Enfield, £17.54ph PAYE – Reference: RQ1251414 The provision of good quality, secure, private housing solutions for Enfield residents is a key priority in the Good Growth Housing Strategy. The Private Housing Team’s role is to be the strategic lead in this area; understanding the market, pressures for residents...

Compliance & Monitoring Officer needed in Enfield, £17.54ph PAYE - Reference: RQ1251414 The provision of good quality, secure, private housing solutions for Enfield residents is a key priority in the Good Growth Housing Strategy. The Private Housing Team’s role is to be the strategic lead in this area; understanding the market, pressures for residents...

THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...

Compliance & Monitoring OfficerEnfield We are looking for a proactive person who will be responsible for ensuring all properties within the Housing Gateway Ltd. (HGL) and Enfield Let (EL) portfolios (the portfolios) have all statutory certificates and licences. The Compliance & Monitoring Officer (CMO) will be expected to liaise with contractors, tenants and...

Our client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Spearheading the development and implementation of the...

Job Description Our client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Spearheading the development and...

Our client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Spearheading the development and implementation of the...

Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...

Compliance & Monitoring OfficerEnfield We are looking for a proactive person who will be responsible for ensuring all properties within the Housing Gateway Ltd. (HGL) and Enfield Let (EL) portfolios (the portfolios) have all statutory certificates and licences. The Compliance & Monitoring Officer (CMO) will be expected to liaise with contractors, tenants and...

Compliance Monitoring Role | London - Hybrid | Competitive Day Rate Contract | Fintech Trading Firm Finitas are delighted to be working with a Fintech Trading firm, who are a globally recognised as a market leader. Due to their rapid expansion and growth targets for the year, they are looking to add a Compliance Monitoring Officer to their roster, to...

Compliance & Monitoring Officer needed in Enfield, £17.54ph PAYE – Reference: The provision of good quality, secure, private housing solutions for Enfield residents is a key priority in the Good Growth Housing Strategy. The Private Housing Team’s role is to be the strategic lead in this area; understanding the market, pressures for residents and...

Compliance & Monitoring Officer needed in Enfield, £17.54ph PAYE - Reference: The provision of good quality, secure, private housing solutions for Enfield residents is a key priority in the Good Growth Housing Strategy. The Private Housing Team’s role is to be the strategic lead in this area; understanding the market, pressures for residents and creating...

We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...

My client are a London Based Housing Association. As the Compliance Contract Manager, your main responsibilities are as follows: Take operational responsibility for ensuring the businesses compliance with its landlord statutory and non-statutory duties and obligations are met and maintained for planned and major works programmes and responsive repairs...

Under the oversight of the Deputy Head of Compliance & MLRO, the Compliance Monitoring and Testing Officer will be responsible for: Supporting the monitoring and testing program across the Bank; Providing input into the development and maintenance of the Compliance testing reviews methodology and related procedures; Maintaining the Compliance annual testing...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. THE RESPONSIBILITIES: Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Complete necessary sections of Regdata reports and...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a Risk and Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations...

Ref: 36418Compliance Monitoring OfficerOur client – a leading Asset Manager – is looking for a Compliance Monitoring Consultant to join the Compliance Monitoring team in London. The role will be focused on end to end Thematic reviews. They are ideally looking for someone with good Monitoring experience, preferably within an asset management firm.  The...