Current jobs related to Deputy MLRO and Senior Compliance Manager - London - JSS Search

  • Deputy Head of Compliance

    8 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: We are working with a regular client of ours who are searching for a Deputy Head of Compliance & Deputy MLRO. The client are a commodities broker in the City close to Liverpool Street. You will Support the Head of Compliance/MLRO to deliver second line oversight of company’s activities to ensure the business operates within its regulatory...

  • Deputy Mlro

    2 weeks ago

    London, United Kingdom Hays Specialist Recruitment Limited Full time

    Deputy MLRO, Head of Compliance, Senior Compliance **Your new company** An international Bank is looking for a Deputy MLRO to join their small branch in London. This would be an excellent opportunity for you if you had experience working in a financial institution (preferably Bank) as a DMLRO, or perhaps working very closely withthe MLRO in the past. **Your...

  • Deputy Mlro/compliance Officer

    2 weeks ago

    London, United Kingdom eFinancial Careers Full time

    We are currently working on behalf of a very well respected financial services firm who are looking to recruit a Deputy MLRO/Compliance Officer to their well established team on a permanent basis. **Responsibilities**: To take over all responsibility for leading Financial Crime compliance across the business, including policies, procedures, controls and MI...

  • Deputy MLRO and Risk Compliance Specialist

    2 weeks ago

    London, Greater London, United Kingdom ENGINEERINGUK Full time

    Deputy MLRO and Risk Compliance SpecialistThis role will be responsible for ensuring Amazon Payments UK and Amazon Capital Services Limited operate in accordance with all legal and regulatory requirements. You will provide Financial Crime-related guidance, mitigate regulatory and legal risk, and support the development of a compliant and effective...

  • Senior Financial Crime Manager

    2 weeks ago

    London, United Kingdom Willow Resourcing Full time

    **Next step - MLRO** **Are you looking for a clear career path to an MLRO role? Because that’s precisely where this role leads.** You’re probably currently in a Financial Crime management role but your ultimate career goal is to become an MLRO.Your next move is critical if you’re going to successfully achieve your goal further down the line. What you...

  • Deputy Mlro

    3 weeks ago

    London, United Kingdom kevin. Full time

    kevin. is different. While everyone was talking about a payments revolution, we hit reset. We're rebuilding financial transactions from scratch. So they're faster, more efficient, and more secure for everyone. Our global team of experts has already made first-of-a-kind breakthroughs, creating account-to-account payments in-app and in-store. But we're just...

  • Deputy MLRO and Senior Compliance Manager

    2 months ago

    London,, UK, United Kingdom JSS Search Full time

    Key info:Permanent role paying up to 95kLending/retail banking experience essentialDeputy MLRO and member of Risk CommitteeProvide an effective 2nd line compliance, financial crime and data protection framework, plan, and maintain relations with 3rd line assurance.Own, develop and review all company policies (except credit), ensuring all employees are...

  • Deputy MLRO and Senior Compliance Manager

    2 months ago

    London, United Kingdom JSS Search Full time

    Key info:Permanent role paying up to 95kLending/retail banking experience essentialDeputy MLRO and member of Risk CommitteeProvide an effective 2nd line compliance, financial crime and data protection framework, plan, and maintain relations with 3rd line assurance.Own, develop and review all company policies (except credit), ensuring all employees are...

  • Deputy MLRO and Senior Compliance Manager

    2 months ago

    London, United Kingdom JSS Search Full time

    Key info:Permanent role paying up to 95kLending/retail banking experience essentialDeputy MLRO and member of Risk CommitteeProvide an effective 2nd line compliance, financial crime and data protection framework, plan, and maintain relations with 3rd line assurance.Own, develop and review all company policies (except credit), ensuring all employees are...

  • Part-time Deputy Mlro

    2 weeks ago

    London, United Kingdom Willow Resourcing Full time

    **Next step - MLRO** **Are you looking for a part-time role that offers a clear career path to an MLRO position? Because that’s precisely where this role leads.** You’re probably currently in a Financial Crime management but your ultimate career goal is to become an MLRO.Your next move is critical if you’re going to successfully achieve your goal...

  • Deputy MLRO and Senior Compliance Manager

    2 months ago

    London Area, United Kingdom JSS Search Full time

    Key info:Permanent role paying up to 95kLending/retail banking experience essentialDeputy MLRO and member of Risk CommitteeProvide an effective 2nd line compliance, financial crime and data protection framework, plan, and maintain relations with 3rd line assurance.Own, develop and review all company policies (except credit), ensuring all employees are...

  • Deputy MLRO and Senior Compliance Manager

    2 months ago

    London Area, United Kingdom JSS Search Full time

    Key info:Permanent role paying up to 95kLending/retail banking experience essentialDeputy MLRO and member of Risk CommitteeProvide an effective 2nd line compliance, financial crime and data protection framework, plan, and maintain relations with 3rd line assurance.Own, develop and review all company policies (except credit), ensuring all employees are...

  • Deputy Mlro

    7 months ago

    London, United Kingdom Barclay Simpson Full time

    **Deputy MLRO**: - London - £85000 - Job type: Permanent - Sector: Financial Services - Job reference: 41301 My client is a fast growing well known payments provider. We are seeking a Financial Crime professional who has experience of working in a Fintech digital business, building a 2nd line AML Financial Crime framework including drafting policies and...

  • Head of Compliance and MLRO

    2 months ago

    London,, UK, United Kingdom Albany Beck Full time

    Role Overview:Albany Beck is looking for a Head of Compliance & Money Laundering Reporting Officer (MLRO) to strengthen our Compliance Practice in the UK, supporting our clients across various Programmes. This individual will hold the CF 10 and CF 11 functions as required by the Financial Conduct Authority (FCA) and during the initial engagement, they will...

  • Head of Compliance and MLRO

    2 months ago

    London, United Kingdom Albany Beck Full time

    Role Overview:Albany Beck is looking for a Head of Compliance & Money Laundering Reporting Officer (MLRO) to strengthen our Compliance Practice in the UK, supporting our clients across various Programmes. This individual will hold the CF 10 and CF 11 functions as required by the Financial Conduct Authority (FCA) and during the initial engagement, they will...

  • Head of Compliance and MLRO

    2 months ago

    London, United Kingdom Albany Beck Full time

    Role Overview:Albany Beck is looking for a Head of Compliance & Money Laundering Reporting Officer (MLRO) to strengthen our Compliance Practice in the UK, supporting our clients across various Programmes. This individual will hold the CF 10 and CF 11 functions as required by the Financial Conduct Authority (FCA) and during the initial engagement, they will...

  • Head of Compliance

    7 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team on a part-time basis. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the business remains compliant with all relevant laws,...

  • Head of Compliance

    7 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...

  • Deputy MLRO

    5 days ago

    London,, UK, United Kingdom FS Talent Group Full time

    Job Title: Deputy Money Laundering Reporting Officer (DMLRO)Reporting To: Head of Compliance / MLROLocation: LondonBusiness: FX FirmJob Purpose:Assist the MLRO and Head of Compliance in ensuring compliance with anti-money laundering (AML) regulations. Support AML program implementation, risk assessments, transaction monitoring, and regulatory adherence.Key...

  • Deputy MLRO

    4 days ago

    London, United Kingdom FS Talent Group Full time

    Job Title: Deputy Money Laundering Reporting Officer (DMLRO)Reporting To: Head of Compliance / MLROLocation: LondonBusiness: FX FirmJob Purpose:Assist the MLRO and Head of Compliance in ensuring compliance with anti-money laundering (AML) regulations. Support AML program implementation, risk assessments, transaction monitoring, and regulatory adherence.Key...

Deputy MLRO and Senior Compliance Manager

1 month ago

London, United Kingdom JSS Search Full time

Key info:

  • Permanent role paying up to 95k
  • Lending/retail banking experience essential
  • Deputy MLRO and member of Risk Committee
  • Provide an effective 2nd line compliance, financial crime and data protection framework, plan, and maintain relations with 3rd line assurance.
  • Own, develop and review all company policies (except credit), ensuring all employees are educated on the latest regulation, process, and good practice.
  • Material focus on protecting the business from Financial Crime
  • 3 days in office, 2 from home

Financial Crime

  • Responsible for implementing and maintaining all Financial Crimes policies and procedures
  • Carry out a second line role
  • Maintain the firm’s financial crime risk assessment tool
  • Produce relevant management information regarding Financial Crime and draft the annual MLRO report
  • Investigate Suspicious Activity Reports and report the relevant law enforcement body if required
  • Maintain knowledge on financial crime legislation and good practice (including attending external training and CIFAS Mortgage Sector Working Party Group)
  • Keep the firm’s Board and Risk Committee up to date on any upcoming changes which would impact the firm
  • Provide ongoing training to firm on financial crime

Data Protection and Security

  • Responsible for ensuring Data Protection and Security Policies are in place and maintained
  • Responsible for maintaining appropriate registers such as Register of Processing Activities
  • Manage borrowers’ rights under data protection legislation e.g. Data Subject Access Requests
  • Data Security management – Review proposed changes and new IT software from a data protection and security perspective
  • Liaising with IT to conduct Phishing Exercises and similar

General Compliance

  • Own, maintain, develop and review compliance policies, advising management on possible risks
  • Maintain the compliance monitoring calendar
  • Advise management on the company’s compliance with regulation through regular reporting
  • Develop and implement audit calendar with is approved by Risk Committee for internal and external oversight
  • Engage with 3rd party auditors and manage audit process and findings
  • Create and manage action plans in response to audit findings and outcomes
  • Conduct Internal reviews against the firm’s own policies e.g. third party introducers
  • Complete all required regulatory returns and CIFAS returns/attendance at CIFAS meetings

Required skills/experience:

  • Proven experience in compliance role at a mortgage lender
  • Strong knowledge of PRA & FCA regulation of mortgage industry including CBTL
  • Able to work with minimum supervision
  • Strong attention to detail and analytical skills
  • Able to hold their own with senior colleagues