Senior Compliance Advisory

**THE COMPANY**: Our client is a leading independent Brokerage firm based in the City. **THE RESPONSIBILITIES**: - Providing compliance advisory support to a cash equity business control - Trade and communications surveillance - SMCR support - AML/KYC account opening and reassessment - General research issues **EXPERIENCE REQUIRED**: - General compliance...

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

CONTRACT TYPE: - Permanent- LOCATION: - City of London- INDUSTRY: - Compliance & Legal- Financial Services- SALARY: - Negotiable- START DATE: - ASAP- REF: - BN373239_1677240766- JOB PUBLISHED: - 1 day ago**Compliance Advisory** **£90000 - £100000 + Bonus + Benefits** **London** **THE COMPANY** Growing London banking group, part of one of the world's...

Job Description I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!! You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and...

Job Description I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!! You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and...

Job Description I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and...

Job Description I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!! You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and...

CONTRACT TYPE: Permanent LOCATION: City of London INDUSTRY:Compliance & LegalFinancial ServicesSALARY: Negotiable START DATE: ASAP REF: BN373239_ JOB PUBLISHED:1 day agoCompliance Advisory£ £ Bonus + BenefitsLondonTHE COMPANYGrowing London banking group, part of one of the world's largest banks by assets, has a new role within their Legal & Compliance...

**Key Responsibilities**: - Monitoring, interpreting and overseeing key regulatory developments, including identifying changes to these that could affect the business - Offering advice and guidance to other business units as required - Implementation of suitable compliance controls to new business initiatives and new products - Working closely with key...

Greater London - £ - 60,000 Per Year - Permanent Reference: 28802 **Description**: We have partnered with a UK leading private bank who are looking to bring in a Compliance Advisory Officer. They have grown progressively over the years and are keen to ensure that this continues with this hire. The role will exist to ensure that all areas of the bank will...

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Senior Associate, Debt Advisory Group Interpath Advisory London, United Kingdom Senior Associate, Debt Advisory Group Interpath Advisory London, United Kingdom Posted 14 hours ago Permanent Competitive Debt Advisory Group - Who are we? The Debt Advisory business advises borrowers (listed and private businesses including private equity funds)...

Senior Associate, Debt Advisory Group Interpath Advisory London, United Kingdom Senior Associate, Debt Advisory Group Interpath Advisory London, United Kingdom Posted 14 hours ago Permanent Competitive Debt Advisory Group - Who are we? The Debt Advisory business advises borrowers (listed and private businesses including private equity funds)...

Senior Associate, Debt Advisory Group Interpath Advisory London, United Kingdom Senior Associate, Debt Advisory Group Interpath Advisory London, United Kingdom Posted 14 hours ago Permanent Competitive Debt Advisory Group - Who are we? The Debt Advisory business advises borrowers (listed and private businesses including private equity funds)...