Compliance Monitoring Manager

**Accountabilities**: - Planning, scoping and conducting regular monitoring independently to a high quality - Conducting root cause analysis of issues identified, addressing these with management to agree next steps and then track appropriate management actions to closure per the agreed target date - Providing critical feedback and challenge to managers at...

**Who are Diligenta?** Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded...

**Salary**: From £31828-£39785 **Who are Diligenta?**: Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we...

**Who are Diligenta?** Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded...

Compliance Monitoring Officer Salary: £39,785 Location: Liverpool, Basingstoke, Bristol Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has...

Compliance Monitoring Officer Salary: £39,785 Location: Liverpool, Basingstoke, Bristol Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has...

Compliance Monitoring Officer Salary: £39,785 Location: Liverpool, Basingstoke, Bristol Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has...

Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on...

Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on...

This role can be office based, hybrid or remote, with a couple of days a month in the office (reasonable travel and accommodation paid for). **The Role** - Key person in implementing the groups Compliance Monitoring Plan - Challenge Key Stakeholders on the results of the above Monitoring - Looking at Compliance policies and procedures with the view to make...

**Have you recently graduated with your law degree?** **Are you a strong and confident communicator?** **Do you want to work in law firm risk and compliance?** We have an exciting opportunity for a bright law graduate to join the compliance team of a UK law firm in Bristol. In this position, you will be responsible for running the client and matter...

**Did you graduate with your law degree this year?** **Do you want to work at an international law firm?** **Are you a strong and confident communicator?** We have an exciting opportunity for a bright law graduate to join the compliance team of an international law firm in Bristol. You will be undertaking tasks associated with business acceptance to...

Senior Compliance Monitoring Officer Salary: £50,571 Location: Liverpool, Basingstoke, Bristol Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business...

Senior Compliance Monitoring Officer Salary: £50,571 Location: Liverpool, Basingstoke, Bristol Who are Diligenta? Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business...

Who are Diligenta?Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we drive a culture that is founded on...

Have you recently graduated with your law degree?Are you a strong and confident communicator?Do you want to work in law firm risk and compliance?We have an exciting opportunity for a bright law graduate to join the compliance team of a UK law firm in Bristol. In this position, you will be responsible for running the client and matter inception process and...

Did you graduate with your law degree this year?Do you want to work at an international law firm?Are you a strong and confident communicator?We have an exciting opportunity for a bright law graduate to join the compliance team of an international law firm in Bristol. You will be undertaking tasks associated with business acceptance to ensure the firm is...

**Excited to grow your career?** Our mission is to 'help people save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at HL. **About HL** Here at HL, we're the UK's number 1 investment platform for private investors, based in Bristol. For more than 40 years we've helped investors save time,...

Are you a compliance professional with strong financial crime experience? Are you able to work in central Bristol 2 days a week? Do you have a background in financial services? If the answer to all these questions is yes then we would be keen to hear from you as we are working with a market leading business who need to bolster their second line of defence...

Are you a compliance professional with strong financial crime experience? Are you able to work in central Bristol 2 days a week? Do you have a background in financial services? If the answer to all these questions is yes then we would be keen to hear from you as we are working with a market leading business who need to bolster their second line of defence...