See more Collapse

Prudential Compliance Officer

2 months ago


United Kingdom Lutine Bell Full time

Lutine Bell are supporting a leading Financial Services firm in the Midlands to appoint a Prudential Compliance Officer.

You’ll support the firm in ensuring adherence to applicable regulatory requirements. Your will lease with stakeholders, where you’ll have the opportunity to build strong relationships, helping them to understand and comply with their regulatory responsibilities. You will also help to manage the relationship with one of our financial services regulators – the Prudential Regulation Authority (PRA). You will be responsible for identifying and highlighting risks and influencing the relevant stakeholders to accept your recommendations for improvements. You will also keep abreast of regulatory change and support the business in ensuring it meets any new requirements.

Experience:

The ideal candidate will possess a comprehensive understanding of regulatory frameworks and compliance requirements, coupled with the ability to interpret complex regulations effectively and summarising key elements in an engaging manner to non-technical audiences.

You'll have:

  • Experience of working within the Financial Services industry.
  • Demonstrable risk management and / or compliance experience.
  • Excellent communication skills (written and verbal) and proficiency in formal report writing.
  • Digital literacy skills to effectively operate in your role.


We have other current jobs related to this field that you can find below

  • Stress Testing

    3 weeks ago


    United Kingdom Spa 23 Fitness and Lifestyle Full time

    Company Description Wise is a global technology company, building the best way to move and manage the world’s money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and receiving international payments, Wise is on a mission to make their life easier and save them money. As...


  • United Kingdom Lutine Bell Full time

    Lutine Bell are supporting a leading Financial Services firm in the Midlands to appoint a Prudential Compliance Officer. You’ll support the firm in ensuring adherence to applicable regulatory requirements. Your will lease with stakeholders, where you’ll have the opportunity to build strong relationships, helping them to understand and comply with their...

  • Compliance Lawyer

    1 month ago


    United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified lawyer with a passion for compliance? Do you have experience gained at an international law firm? We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

  • Compliance Lawyer

    1 month ago


    United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified lawyer with a passion for compliance? Do you have experience gained at an international law firm? We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...


  • United Kingdom Compliance Professionals Full time

    Our client is a multinational banking organisation. Good experience of tracking and operationally implementing AML regulations Good and practical understanding of financial crime matters Good and practical understanding of CDD/KYC customer on-boarding Good breadth of tracking and implementing the relevant regulatory Good and practical...


  • United Kingdom Compliance Professionals Full time

    Our client is a multinational banking organisation. Good experience of tracking and operationally implementing AML regulations Good and practical understanding of financial crime matters Good and practical understanding of CDD/KYC customer on-boarding Good breadth of tracking and implementing the relevant regulatory Good and practical...

  • Compliance Officer

    4 weeks ago


    United Kingdom QED Legal Full time €75,000

    Senior Compliance Officer Guernsey-based This is a brilliant opportunity to join a leading Offshore Law firm with offices across BVI, Cayman, Jersey, Guernsey, Bermuda and more. Known as the Offshore Magic Circle Now with a brilliant opportunity to join them and lead on all elements of compliance across Guernsey, this is a sole role within the...

  • Compliance Officer

    4 weeks ago


    United Kingdom QED Legal Full time €75,000

    Senior Compliance Officer Guernsey-based This is a brilliant opportunity to join a leading Offshore Law firm with offices across BVI, Cayman, Jersey, Guernsey, Bermuda and more. Known as the Offshore Magic Circle Now with a brilliant opportunity to join them and lead on all elements of compliance across Guernsey, this is a sole role within the...

  • Testing Lead

    3 weeks ago


    United Kingdom Spa 23 Fitness and Lifestyle Full time

    Wise is a global technology company, building the best way to move and manage the world’s money. As part of our team, you will be helping us create an entirely new network for the world's money. The Stress Testing & Prudential Risk Lead role is pivotal within Wise. We proactively identify emerging risks, while raising and managing capital and liquidity...


  • United Kingdom Eames Consulting Full time

    Eames is working with Lloyd’s of London Insurance Broker on a Compliance Monitoring Officer appointment that offers very flexible hybrid working. The individual will work within the compliance team and develop a unified view of regulatory risk. Core Responsibilities: to the Chief Compliance Officer and Senior Management. and review data. in...


  • United Kingdom Robert Half Full time

    Robert Half are recruiting a Trade Compliance Import and Export Officer for a Swindon based business on a contract basis for 6 months. You will be ensuring all products are imported and exported with correct compliance in strict compliance with all applicable HMRC laws and regulations, in the most cost and time efficient manner. Keeping up to date with...


  • United Kingdom Robert Half Full time

    Robert Half are recruiting a Trade Compliance Import and Export Officer for a Swindon based business on a contract basis for 6 months. You will be ensuring all products are imported and exported with correct compliance in strict compliance with all applicable HMRC laws and regulations, in the most cost and time efficient manner. Keeping up to date with...


  • United Kingdom Empirical Search Limited Full time

    We are supporting a retail financial services provider in the South East of England with their search for a new Head of Prudential Risk, on a part time basis. The purpose of this role is to work closely with the Chief Risk Officer to establish and then manage the second line oversight of capital, credit, liquidity, operational and interest rate risk. Partner...


  • United Kingdom Empirical Search Limited Full time

    We are supporting a retail financial services provider in the South East of England with their search for a new Head of Prudential Risk, on a part time basis. The purpose of this role is to work closely with the Chief Risk Officer to establish and then manage the second line oversight of capital, credit, liquidity, operational and interest rate risk. Partner...

  • Head of Practice

    4 weeks ago


    United Kingdom Danos Group Full time

    Our client is a specialist consultancy who are currently undergoing an exciting expansion across different financial services sectors, one of which being the banking service line. For a Head of Banking position, they are seeking a highly experienced regulatory compliance candidate with extensive experience advising banking clients within reputable...


  • United Kingdom Danos Group Full time

    Our client is a specialist consultancy who are currently undergoing an exciting expansion across different financial services sectors, one of which being the banking service line. For a Head of Banking position, they are seeking a highly experienced regulatory compliance candidate with extensive experience advising banking clients within reputable...

  • Head of Practice

    4 weeks ago


    United Kingdom Danos Group Full time

    Our client is a specialist consultancy who are currently undergoing an exciting expansion across different financial services sectors, one of which being the banking service line. For a Head of Banking position, they are seeking a highly experienced regulatory compliance candidate with extensive experience advising banking clients within reputable...


  • United Kingdom Danos Group Full time

    Our client is a specialist consultancy who are currently undergoing an exciting expansion across different financial services sectors, one of which being the banking service line. For a Head of Banking position, they are seeking a highly experienced regulatory compliance candidate with extensive experience advising banking clients within reputable...


  • United Kingdom Empirical Search Limited Full time

    We are supporting a retail financial services provider in the South East of England with their search for a new Head of Prudential Risk, on a part time basis. The purpose of this role is to work closely with the Chief Risk Officer to establish and then manage the second line oversight of capital, credit, liquidity, operational and interest rate risk. Partner...


  • United Kingdom IDEX Consulting Ltd Full time

    Idex are working with an Insurance client in Manchester who are looking for a Compliance Officer / Business Partner. This is a great 'second role' for a Compliance professional who wants to broaden their experience in an international business. This is a small team meaning you will get exposure across all areas of Compliance. The client are growing in...