Compliance Officer

Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client screening, risk assessments, policies and procedures. They will be heavily involved in the delivery of the...

Are you a qualified lawyer with a passion for compliance? Do you have experience gained at an international law firm? We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

Are you a qualified lawyer with a passion for compliance? Do you have experience gained at an international law firm? We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

Our client is a multinational banking organisation. Good experience of tracking and operationally implementing AML regulations Good and practical understanding of financial crime matters Good and practical understanding of CDD/KYC customer on-boarding Good breadth of tracking and implementing the relevant regulatory Good and practical...

Our client is a multinational banking organisation. Good experience of tracking and operationally implementing AML regulations Good and practical understanding of financial crime matters Good and practical understanding of CDD/KYC customer on-boarding Good breadth of tracking and implementing the relevant regulatory Good and practical...

THE COMPANY: Our client is a multinational banking organisation. THE RESPONSIBILITIES: Good and practical understanding of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (UK ML Regs). Good and practical understanding of JMLSG – Good experience of tracking and operationally implementing AML...

THE COMPANY: Our client is a multinational banking organisation. THE RESPONSIBILITIES: Good and practical understanding of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (UK ML Regs). Good and practical understanding of JMLSG – Good experience of tracking and operationally implementing AML...

Our client is an international bank, with offices based in the City. They specialise in both private and retail banking. General Administrative support on client onboarding and retention, Account opening, Client screening and KYC Documentation checks Maintain accurate records for Wealth management trades via the Custodian . Update AuM database promptly...

Idex are working with an Insurance client in Manchester who are looking for a Compliance Officer / Business Partner. This is a great 'second role' for a Compliance professional who wants to broaden their experience in an international business. This is a small team meaning you will get exposure across all areas of Compliance. The client are...

Rutherford is currently partnered with an elite private equity firm that are looking to hire a Compliance Officer into the London team. Responsibilities : Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks. Support on global regulatory projects and help the firm prepare for...

Are you ready to make a difference in ensuring regulatory adherence within a dynamic environment? Do you thrive in a fast-paced workplace where every day brings new challenges? Look no further! We're seeking a talented Compliance Officer to join our vibrant team in Lozells, Birmingham. As a Compliance Officer, you will be responsible for analysing the...

THE COMPANY: Our client is an international bank, with offices based in the City. They specialise in both private and retail banking. THE RESPONSIBILITIES: Respond and promptly treat client requests, queries, and enquiries. Unresolved requests by COB should be duly escalated daily. General Administrative support on client onboarding and retention,...

Compliance Officer Salary range: £23,000 to £26,500 per annum, pro rata, depending upon experience. We have a fantastic opportunity to join our People Team supporting our Recruitment function as Compliance Officer. Our Compliance Officer is responsible for leading and managing the background check process for all new starters, to ensure the effective,...

A fantastic opportunity for a Compliance & Regulatory Officer to join our client’s growing team. If you're passionate about ensuring adherence to regulations and enjoy tackling new challenges, then this role is perfect for you. This is a new role due to the growth of the company Our client is a dynamic and forward-thinking manufacturing company based in...

Communications Compliance Senior Specialist Join a leading fintech company that's democratizing finance for all. Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers and providing greater access to financial information. Together, we...

Start your career as a Compliance Officer (Mortgages) Exciting opportunity for a CIMA / CIM / Banking past finalist/ graduate to work in the UK Financial sector(officebased in Sri Lanka) The WIS Group, a fast-growing group of companies in the Accountancy and Financial services industry in the UKseeksto recruit a Compliance Officer (Mortgages) to be employed...

Eames is working with Lloyd’s of London Insurance Broker on a Compliance Monitoring Officer appointment that offers very flexible hybrid working. The individual will work within the compliance team and develop a unified view of regulatory risk. Core Responsibilities: to the Chief Compliance Officer and Senior Management. and review data. in...

Robert Half are recruiting a Trade Compliance Import and Export Officer for a Swindon based business on a contract basis for 6 months. You will be ensuring all products are imported and exported with correct compliance in strict compliance with all applicable HMRC laws and regulations, in the most cost and time efficient manner. Keeping up to date with...

Robert Half are recruiting a Trade Compliance Import and Export Officer for a Swindon based business on a contract basis for 6 months. You will be ensuring all products are imported and exported with correct compliance in strict compliance with all applicable HMRC laws and regulations, in the most cost and time efficient manner. Keeping up to date with...

A European Hedge Fund is looking to recruit a Compliance Officer into the London team. Potential candidates must have experience of US and UK regulations and have 5+ years experience as a compliance officer in the financial sector, ideally in a Hedge Fund or Asset Management company. the role reports into the CCO and there will be some travel required to...