Compliance Associate/Senior Associate

2 weeks ago


City of London Greater London, United Kingdom Coopman Search and Selection Full time

Coopman Search and Selection are delighted to partner with an alternatives asset manager who are looking hire a Senior Compliance Associate due to their continued growth planned within Europe. The role will report direct into the Head of Compliance will be the second hire into the team.

In this role you will be responsible for assisting the head of compliance with the day to day running of the compliance programme whilst also supporting with any ad hoc projects. The role would suit someone looking for a step up in responsibility or wanting to be part of a smaller compliance team where the coverage would be more broad.

Oversight of Code of Ethics reviews and certifications using online system.
• Creating, testing and revising procedures
• Researching & verifying performance analysis.
• Assist in preparing regulatory reporting, foreign licensing and application filings.
• Coordinating with internal groups in the collection of audit requests.
• Various ad hoc projects as requested.

Minimum 3 years within asset management (Private Equity or Venture Capital preferred)
• Generalist compliance experience
• UK & EU regulatory experience
• High energy, drive for excellence, stamina and ability to excel in a fast-paced environment

As a Certified B Corporation™, we take a different approach to how we do business. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.



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