Senior Compliance Associate

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with...

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. THE RESPONSIBILITIES: Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. This particular role is within a team who provide support to insurance firms along with those undertaking consumer...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. This particular role is within a team who provide support to insurance firms along with those undertaking consumer...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. This particular role is within a team who provide support to insurance firms along with those undertaking consumer...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. This particular role is within a team who provide support to insurance firms along with those undertaking consumer...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. This particular role is within a team who provide support to insurance firms along with those undertaking consumer...

Job description FinTech Compliance is a consultancy providing compliance advice to a wide variety of FCA regulated financial services firms, with a particular focus on technology-based, innovative and alternative finance businesses. Our core services include FCA authorisations, ongoing advice and support, the authoring of policies/procedures, compliance...

My client is a global advisory firm who specialise in commercial disputes, valuation advisory, litigation & international arbitration, investigations/intelligence, compliance/monitoring, forensic technology and data analytics. A single global p&l they have for many years been adept at resourcing projects with their international as well as domestic staff, a...

My client is a global advisory firm who specialise in commercial disputes, valuation advisory, litigation & international arbitration, investigations/intelligence, compliance/monitoring, forensic technology and data analytics. A single global p&l they have for many years been adept at resourcing projects with their international as well as domestic staff, a...

Coopman Search and Selection are delighted to partner with an alternatives asset manager who are looking hire a Senior Compliance Associate due to their continued growth planned within Europe. The role will report direct into the Head of Compliance will be the second hire into the team.A variety of soft skills and experience may be required for the following...

Coopman Search and Selection are delighted to partner with an alternatives asset manager who are looking hire a Senior Compliance Associate due to their continued growth planned within Europe. The role will report direct into the Head of Compliance will be the second hire into the team.In this role you will be responsible for assisting the head of compliance...

Coopman Search and Selection are delighted to partner with an alternatives asset manager who are looking hire a Senior Compliance Associate due to their continued growth planned within Europe. The role will report direct into the Head of Compliance will be the second hire into the team.In this role you will be responsible for assisting the head of compliance...

Coopman Search and Selection are delighted to partner with an alternatives asset manager who are looking hire a Senior Compliance Associate due to their continued growth planned within Europe. The role will report direct into the Head of Compliance will be the second hire into the team.Please make an application promptly if you are a good match for this role...

We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy. Promote a strong...

We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy. Promote a strong...

Our client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Spearheading the development and implementation of the...

Our client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Spearheading the development and implementation of the...

Our client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with...

Our client - an international law firm - is seeking a Senior Conflicts Lawyer to join their growing team in London. This is an exciting opportunity to work closely with the firm’s senior management, and the wider business, in ensuring the development and maintenance of the highest standard of professional conduct, as well as ensure global compliance with...