Compliance Associate

3 weeks ago

London, United Kingdom Rev & Regs Limited Full time

Rev & Regs are recruiting for a Compliance Associate position for a well-established Reinsurance business in the City of London.

This is a great opportunity to work as part of a specialist Reinsurance compliance team. You will be working for a firm which has great company culture and career progression opportunities.

Responsibilities

  • Support the Head of Compliance with the development and implementation of an annual Compliance Plan. Tracking activities of the compliance resources against deliverables.
  • Manage Compliance Projects - preparing deliverables and reporting on progress.
  • Prepare all relevant managing information to the Head of Compliance, on all compliance matters.
  • Engage with internal stakeholders to find solutions that meet regulatory requirements in line with business objectives.
  • Provide regulatory support to divisional directors.
  • Work with Central Compliance team on completing the annual fitness and propriety assessments for the SMCR population in scope.
  • Be the liaison point between Operations, Finance and Compliance to compile and review quarterly returns to the FCA.
  • Work with Compliance Monitoring team, to complete Monitoring / Thematic reviews.
  • Work with Sanctions team to facilitate broking teams sanction screening processes, and act as escalation point.
  • Respond to Compliance queries from Broking teams.
  • Assist in the development of Policies and Procedures.

Experience

  • Good knowledge of FCA requirements relating to reinsurance.
  • Strong knowledge of FCA Handbook.
  • Minimum 3 years experience working in a second line compliance role within a non-life or reinsurance broker / insurer.
  • Strong organisational skills.
  • Strong written and verbal communication skills.

Location: Hybrid (2 days per week in City of London office)

Salary: £60,000 pa + bonus + benefits package.

Start: ASAP

If you are interested, please apply today. #J-18808-Ljbffr

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