Legal Entity Risk Assessor

2 weeks ago

Bournemouth Dorset, United Kingdom JPMorgan Chase & Co. Full time

This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board.

Job Description

This role is in the chance to coordinate and conduct a variety risk assessments types across 48 legal entities in region. The team is constructed of members who perform quality assurance testing, metrics analysis, and dedicated Legal Entity risk assessors.

The Legal Entity Risk Assessment (LERA) is an annual aggregation and review of the legal entity's Processes, Risks, Controls and Issues as represented in the Compliance and Operational Risk Evaluation (CORE) platform and is a regulatory requirement. The purpose of the LERA is to provide the legal entity Boards with a view of the top inherent risks, overall control effectiveness, and top residual risks, and emerging risks for all lines of business and corporate function groups in the legal entity and helps inform 2LOD areas to focus testing. An assessment is performed on the 16 level 2 risks within the firm using qualitative reasoning and quantitative data points.

As a Legal Entity Risk Assessor in the Regional Controls team, you will report to the local team leader in Bournemouth and will have key responsibilities for performing complex data and business analysis supporting the creation of the annual (LERA). You support the location control manager (LCM) who governs the legal entity, and coordinates with business and functional control managers, and Compliance, Conduct and Operational Risk (CCOR) during a phase of check and challenge. You collate and assess multiple quantitative and qualitative data sources in order to inform the LERA.

Job responsibilities

  • Collate quantitative and qualitative data sources
  • Execute of the data analysis and identification of trends since the prior assessment
  • Coordinate of the overall legal entity CORS assessment ratings in conjunction with LCM and business control managers
  • Coordinate of the communications and ongoing tracking / reporting of progress against the LERA key milestones
  • Composite of the draft LERA assessment using extracts from all of the required data sources, and collation of qualitative commentary into the assessment from subject matter experts
  • Coordinate and disposition of the 2LOD challenges with relevant control managers

Required qualifications, capabilities, and skills

  • Strong team player with excellent partnering and influencing skill who is able to partner closely with peers who share the responsibility for data analysis and assessments
  • Highly motivated, energetic self-starter who takes ownership and able to make constructive observations and recommendations
  • Good organizational skills - manages & prioritizes multiple tasks and high focus on quality
  • Investigative mind-set, able to see issues at both a high-level and in detail, and understand applicability across the business
  • Strong analytical, problem solving & process re-engineering skills
  • Excel, PowerPoint, and Alteryx skills preferable
  • Exceptional verbal and written communication skills
  • Confident with communicating with and influencing stakeholders where appropriate
  • Good judgment, maturity, and poise to identify risks and escalate where required
  • Previous experience in CORE / Controls/ Operational Risk Management

About Us

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

About the Team

The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world.

Control Management maintains a strong and consistent control environment through a joint accountability model that aligns managers with each function and region to mitigate operational risk. The team focuses on four areas: Control Design & Expertise, Risks & Controls Identification/Assessment, Issues & Control Deficiencies and Control Governance & Reporting.

#J-18808-Ljbffr

  • Legal Entity Risk Assessor

    2 days ago

    Bournemouth, Dorset, United Kingdom JPMorgan Chase & Co. Full time

    This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board. Job Description This role is in the chance to coordinate and conduct a variety risk assessments types across 48 legal entities in region. The team is constructed of members who perform quality assurance testing, metrics analysis, and dedicated Legal...

  • Legal Entity Risk Assessor

    2 weeks ago

    Bournemouth, United Kingdom JPMorgan Chase & Co. Full time

    This role is in the chance to coordinate and conduct a variety risk assessments types across 48 legal entities in region. The team is constructed of members who perform quality assurance testing, metrics analysis, and dedicated Legal Entity risk assessors. The Legal Entity Risk Assessment (LERA) is an annual aggregation and review of the legal entity’s...

  • Legal Entity Risk Assessor

    1 week ago

    Bournemouth, United Kingdom JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** This role is in the chance to coordinate and conduct a variety risk assessments types across 48 legal entities in region. The team is constructed of members who perform quality assurance testing, metrics analysis, and dedicated Legal Entity risk assessors. The Legal Entity Risk Assessment (LERA) is an annual aggregation and review of the...

  • Senior Associate Underwriter

    2 days ago

    Bournemouth, Dorset, United Kingdom JPMorgan Chase & Co. Full time

    This role is in the chance to coordinate and conduct a variety risk assessments types across 48 legal entities in region. The team is constructed of members who perform quality assurance testing, metrics analysis, and dedicated Legal Entity risk assessors. The Legal Entity Risk Assessment (LERA) is an annual aggregation and review of the legal entity's...

  • Senior Associate Underwriter

    2 weeks ago

    Bournemouth, Dorset, United Kingdom JPMorgan Chase & Co. Full time

    This role is in the chance to coordinate and conduct a variety risk assessments types across 48 legal entities in region. The team is constructed of members who perform quality assurance testing, metrics analysis, and dedicated Legal Entity risk assessors. The Legal Entity Risk Assessment (LERA) is an annual aggregation and review of the legal entity's...

  • Legal Entity and Regulatory Change

    1 month ago

    Bournemouth, United Kingdom JPMorgan Chase Bank, N.A. Full time

    We are looking for a diverse and motivated team. In return we will provide an open and inclusive workplace where you will feel empowered to stretch yourself to your full potential. We offer robust coaching and training to develop and support your career as well as stimulating and challenging work where you will make an impact. You will work Firmwide and be...

  • Legal Entity Market Risk Reporting

    1 month ago

    Bournemouth, United Kingdom JPMorgan Chase Bank, N.A. Full time

    As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and...

  • Compliance & Risk Manager

    7 days ago

    Bournemouth, Bournemouth, United Kingdom Grist Legal Recruitment Full time

    Compliance & Risk Manager The Compliance & Risk Manager role is with an award winning regional law firm based in North Dorset. The CompanyA regional law firm with a strong reputation for empowering a positive working and supportive culture whilst remain conscious of their role within local communities. They are an award winning firm with a down to earth...

  • Administrator Law/Legal

    3 weeks ago

    Bournemouth, Dorset, United Kingdom Hays Full time

    The distinguished law firm has gained a strong reputation in various practice areas, including corporate law, real estate, dispute resolution, and more. Their team of legal experts are dedicated to providing exceptional service and consistently delivering favourable outcomes for our clients. Monitoring Compliance: Regularly review and assess the firm's...

  • CASS & UK Outsourcing Accountability, Governance and Risk - Associate

    2 weeks ago

    Bournemouth, United Kingdom JPMorgan Chase & Co. Full time

    This is a fantastic opportunity to grow your career within CASS Governance & Oversight and UK Outsourcing Governance team. If you want to be responsible for the design, implementation and oversight of the governance frameworks that ensure that the CIB is able to comply with UK client asset rules set by the Financial Conduct Authority (FCA) and outsourcing...

  • Compliance & Onboarding Admin / Legal

    2 weeks ago

    Bournemouth, Dorset, United Kingdom Hays Full time

    Your new company The distinguished law firm has gained a strong reputation in various practice areas, including corporate law, real estate, dispute resolution, and more. Their team of legal experts are dedicated to providing exceptional service and consistently delivering favourable outcomes for our clients. Your new role Monitoring Compliance: Regularly...

  • Compliance & Onboarding Admin / Legal

    2 weeks ago

    Bournemouth, Dorset, United Kingdom Hays Full time

    Your new company The distinguished law firm has gained a strong reputation in various practice areas, including corporate law, real estate, dispute resolution, and more. Their team of legal experts are dedicated to providing exceptional service and consistently delivering favourable outcomes for our clients. Your new role Monitoring Compliance: Regularly...

  • Payments Product Manager

    2 weeks ago

    Bournemouth, Dorset, United Kingdom JPMorgan Chase & Co. Full time

    You enjoy shaping the future of product innovation as a core leader, driving value for customers, guiding successful launches, and exceeding expectations. Join our dynamic team and make a meaningful impact by delivering high-quality products that resonate with clients. As a Product Manager in EMEA Payments you are an integral part of the team that...

  • Trainer & Assessor

    2 days ago

    Bournemouth, Bournemouth, United Kingdom PET-Xi Training Full time

    Job Role: Adult Education Delivery Trainer & Assessor Salary: £160 per day (freelance) Location: Bournemouth Hours of work: 37.5 Hours , Monday to Friday) Capable of Assessing and Delivering any of the following:Digital Skills Level 1Hospitality l2Customer Service L2Employability Skills L2Essential English PET-Xi Training is a leading provider of...

  • Trainer & Assessor

    2 days ago

    Bournemouth, United Kingdom PET-Xi Training Full time

    Job Role: Adult Education Delivery Trainer & Assessor Salary: £160 per day (freelance) Location: Bournemouth Hours of work: 37.5 Hours ( 9 - 5, Monday to Friday) Capable of Assessing and Delivering any of the following: Digital Skills Level 1Hospitality l2Customer Service L2Employability Skills L2Essential English PET-Xi Training is a leading provider of...

  • Global Financial Crimes Compliance

    1 month ago

    Bournemouth, United Kingdom JPMorgan Chase Bank, N.A. Full time

    Global Financial Crimes Compliance (GFCC) team is part of the Compliance, Conduct and Operational Risk (CCOR) department which is responsible for the provision of compliance and operational risk management services to the Firm. The team covers both global and business-aligned functions supporting the firm's Anti-Money Laundering and Sanctions programs. ...

  • Legal Executive

    6 days ago

    Bournemouth, Dorset, United Kingdom Debenhams Ottaway LLP Full time

    Preston Redman is a forward-thinking law firm based in Bournemouth on the South Coast. The firm has a culture of exceptional client service and prides itself on being an open friendly place to work.We are seeking an enthusiastic, conscientious, and reliable full-time litigation legal secretary, with the ability to work under pressure, previous experience of...

  • Legal Executive

    1 day ago

    Bournemouth, Dorset, United Kingdom Debenhams Ottaway LLP Full time

    Preston Redman is a forward-thinking law firm based in Bournemouth on the South Coast. The firm has a culture of exceptional client service and prides itself on being an open friendly place to work.We are seeking an enthusiastic, conscientious, and reliable full-time litigation legal secretary, with the ability to work under pressure, previous experience of...

  • Legal Executive Officer

    6 days ago

    Bournemouth, Dorset, United Kingdom Debenhams Ottaway LLP Full time

    Preston Redman is a forward-thinking law firm based in Bournemouth on the South Coast. The firm has a culture of exceptional client service and prides itself on being an open friendly place to work.We are seeking an enthusiastic, conscientious, and reliable full-time litigation legal secretary, with the ability to work under pressure, previous experience of...

  • Legal Executive Officer

    1 day ago

    Bournemouth, Dorset, United Kingdom Debenhams Ottaway LLP Full time

    Preston Redman is a forward-thinking law firm based in Bournemouth on the South Coast. The firm has a culture of exceptional client service and prides itself on being an open friendly place to work.We are seeking an enthusiastic, conscientious, and reliable full-time litigation legal secretary, with the ability to work under pressure, previous experience of...