VP of Internal Audit
4 weeks ago
Job Description
As the VP of Internal Audit at Deriv, you'll be more than just a leader; you'll be the key to ensuring the effectiveness of our internal controls, risk management, and regulatory compliance. This role demands a strategic approach, leveraging advanced analytics for critical insights and trend identification. You're key to safeguarding our assets and reputation while maintaining customer trust.
- Create and implement a comprehensive audit strategy focused on high-risk domains like trading platforms, customer data security, and Anti-Money Laundering (AML) controls, ensuring alignment with the organisation's objectives.
- Identify risks associated with trading, investment, financing, and regulatory activities. Evaluate the adequacy of audit coverage and monitor for any control weaknesses or regulatory non-compliance.
- Lead the planning and execution of internal audits covering trading controls, transaction verification, cash reconciliations, collateral management, and regulatory compliance. Ensure thorough follow-up and resolution of identified issues.
- Conduct internal audits professionally and objectively, complying with the Institute of Internal Auditors' standards. Deliver timely and actionable audit reports to enhance internal control systems.
- Keep up-to-date with the latest developments in broker-dealer operations and global financial markets. Incorporate industry best practices into the organisation's risk, compliance, and audit frameworks.
- Monitor the effective implementation of audit recommendations by management. Maintain strong collaborative relationships and communicate regularly regarding audit plans, resource needs, findings, and progress updates.
- Achieve key performance indicators such as the rate of audit plan completion and quality assessments of audit reports.
- Build and lead a high-performing internal audit team. Provide mentoring, coaching, and performance feedback.
- 10+ years of proven internal audit and risk management experience in senior positions
- University degree in Accounting, Finance, or a related discipline
- Demonstrated expertise in auditing standards, risk assessment methodologies, and regulatory compliance requirements
- Solid analytical and problem-solving skills with the ability to identify risks, assess controls, and develop practical solutions
- Ability to present complex information clearly and effectively to diverse audiences
- Strong leadership skills, capable of guiding and inspiring a dynamic team, and an ability to collaborate effectively with a range of teams and stakeholders
- Strategic thinker, capable of making difficult decisions in a fast-paced environment
- Excellent spoken and written English communication skills
- Professional certifications such as CIA, CPA, or CISA
- Experience in the fintech industry
- Competitive salary
- Annual performance bonus
- Health benefits include private medical insurance, death service benefits, health screening, dental, and vision allowance
- Training and educational resources
- Quarterly appraisal and well-defined career/learning paths
- A chance to work with top talent from across the globe (70+ nationalities)
- A Great Place to Work (GPTW) and IIP Platinum-certified workplace
- Hybrid working environment (onsite+remote)
- Team-building and bonding activities
- Competitive annual leave
- Maternity & Paternity leave
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