Regulatory Specialist and Senior Specialist

2 weeks ago


London, United Kingdom MERJE Ltd Full time

MERJE has partnered with an international law firm and we’re on the lookout for an experienced Compliance professional to join their growing Financial Regulation Compliance team in London.
As a senior member of the team, you should demonstrate proactivity, hands-on engagement, a keenness for learning and progression, and a strong grasp of FS business models and regulatory landscapes.
Offering advisory compliance technical assistance to key clients within the financial services sector, while also aiding new market participants and mid-tier clients
Providing advisory guidance on permissions, governance, conduct rules, and conducting regulatory due diligence to support corporate transactions
Engaging in the development of client relationships, marketing efforts, knowledge sharing, and the advancement of practices
Implementing compliance and risk management frameworks
Evaluating and recommending enhancements to compliance and risk management systems and controls
Providing advice on adopting a risk-based approach to diverse regulatory requirements
Offering technical support regarding regulatory changes, such as crypto regulations, consumer duties, and appointed representatives
Assisting clients under close regulatory supervision
Supporting the implementation and initiation phases as clients venture into regulated activities or establish new business sectors
Regulatory advisory experience including technical knowledge of SMCR, consumer duty, regulatory change
Previous experience of working in a law firm is advantageous
Legal qualification/background is advantageous



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