Regulatory Specialist and Senior Specialist
2 weeks ago
MERJE has partnered with an international law firm and we’re on the lookout for an experienced Compliance professional to join their growing Financial Regulation Compliance team in London.
As a senior member of the team, you should demonstrate proactivity, hands-on engagement, a keenness for learning and progression, and a strong grasp of FS business models and regulatory landscapes.
Offering advisory compliance technical assistance to key clients within the financial services sector, while also aiding new market participants and mid-tier clients
Providing advisory guidance on permissions, governance, conduct rules, and conducting regulatory due diligence to support corporate transactions
Engaging in the development of client relationships, marketing efforts, knowledge sharing, and the advancement of practices
Implementing compliance and risk management frameworks
Evaluating and recommending enhancements to compliance and risk management systems and controls
Providing advice on adopting a risk-based approach to diverse regulatory requirements
Offering technical support regarding regulatory changes, such as crypto regulations, consumer duties, and appointed representatives
Assisting clients under close regulatory supervision
Supporting the implementation and initiation phases as clients venture into regulated activities or establish new business sectors
Regulatory advisory experience including technical knowledge of SMCR, consumer duty, regulatory change
Previous experience of working in a law firm is advantageous
Legal qualification/background is advantageous
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Found in: Talent UK C2 - 2 weeks ago
London, United Kingdom AstraZeneca Full timeRegulatory Affairs Specialist – CVRM Location: London Competitive Salary and Benefits Closing date: 5th May 2024 Introduction to Role: Join our CVRM Regulatory Team as a Regulatory Affairs Specialist and embrace the opportunity to shape the future of healthcare. Be part of changing the practice of medicine forever. In this role, you...
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Found in: Talent UK 2 C2 - 1 week ago
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Regulatory Specialist and Senior Specialist
2 weeks ago
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Found in: beBee jobs GB - 2 days ago
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Found in: Talent UK 2A C2 - 2 days ago
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Found in: beBee S GB - 3 weeks ago
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Found in: Talent UK 2A C2 - 1 week ago
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Found in: Whatjobs ES C2 - 6 days ago
London Area, United Kingdom Europe Arab Bank Full timeSummary: EAB is looking to recruit a Regulatory Reporting specialist on a 6-12 month FTC engagement, to support Basel iii implementation. As the bank uses Vermeg, this hire must be a Vermeg superuser with at least 3 years’ experience with the software. This hire will decipher and dispense Vermeg updates to the relevant stakeholders in the business....
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Found in: Appcast Linkedin GBL C2 - 1 week ago
London Area, United Kingdom Europe Arab Bank Full timeSummary: EAB is looking to recruit a Regulatory Reporting specialist on a 6-12 month FTC engagement, to support Basel iii implementation. As the bank uses Vermeg, this hire must be a Vermeg superuser with at least 3 years’ experience with the software. This hire will decipher and dispense Vermeg updates to the relevant stakeholders in the business. Also...