Regulatory Specialist and Senior Specialist

1 month ago


London, United Kingdom InterQuest Group Full time

Interim Compliance Specialist - Part-time
12 months Contract
Location: Remote
Start ASAP
We are currently supporting an emerging Fund Management firm with their search for a Compliance Specialist.
You will be responsible for ensuring that the firm's operations meet the highest standards of compliance, particularly within the UCITS framework. You will leverage your extensive experience in compliance functions to oversee and enhance compliance processes, with a focus on Article 8,9 funds and ESG considerations.
If you're passionate about ensuring regulatory adherence and have a strong background in UCITS compliance, we want to hear from you.
Extensive experience in compliance functions within the financial industry, preferably within a fund management or investment firm.
Strong analytical skills and attention to detail, with the ability to interpret complex regulatory requirements and assess their implications for the firm's operations.
Proven track record of driving compliance initiatives and delivering results in a dynamic and fast-paced environment.
If you are ready to take on a vital role in ensuring the organisation's Compliance Functions and contribute to commitment to excellence, please send your CV directly to Atanu.



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