Policy and Regulatory Compliance Manager

Job Title: Regulatory Policy Manager, IRR Location: HSBC London 8CS Pay Rate: £730 PAYE Per Day Inside IR35 / £937.Our Risk and Compliance function has a critical role to play in supporting, challenging, and advising across all areas of the business through establishing policy, identifying and managing forward-looking risk and compliance. We focus on...

**THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...

They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business...

Job Title: Regulatory Policy Manager, IRR Duration: Location: HSBC London 8CS Pay Rate: £730 PAYE Per Day Inside IR35 / £937.Our Risk and Compliance function has a critical role to play in supporting, challenging, and advising across all areas of the business through establishing policy, identifying and managing forward-looking risk and compliance. We...

Job Title: Regulatory Policy Manager, IRR Duration: Location: HSBC London 8CS Pay Rate: £730 PAYE Per Day Inside IR35 / £937.Our Risk and Compliance function has a critical role to play in supporting, challenging, and advising across all areas of the business through establishing policy, identifying and managing forward-looking risk and compliance. We...

Job Description Job Title: Regulatory Policy Manager, IRR Location: HSBC London 8CS Pay Rate: £730 PAYE Per Day Inside IR35 / £937.Our Risk and Compliance function has a critical role to play in supporting, challenging, and advising across all areas of the business through establishing policy, identifying and managing forward-looking risk and...

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. Manage & produce valuable MI for key executive committees at Board and Executive level for the compliance department Carry out and support ad hoc compliance projects as required to...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...

Senior Reserving Manager Insurance - London Hybrid working environment Excellent career opportunities and benefits package. The company is a leader in its field and is an Insurance business with an excellent reputation both in the UK and abroad. This role will be joining the Risk & Compliance team as the technical subject matter expert for reserving....

Senior Reserving Manager Insurance - London Hybrid working environment Excellent career opportunities and benefits package. The company is a leader in its field and is an Insurance business with an excellent reputation both in the UK and abroad. This role will be joining the Risk & Compliance team as the technical subject matter expert for reserving....

A leading US law firm is looking for a dedicated and detail-oriented Regulatory & Privacy Assistant to join their team in London. As the Regulatory & Privacy Assistant you will work closely with the Regulatory & Privacy Manager to support a variety of projects related to risk management processes and regulatory compliance. Key responsibilities for the...

Responsibilities: - Responsible for policy and procedure drafting, acting as a Subject Matter Expert on selected regulatory change in order to interpret regulations for all to use. - Oversee the process of Certification completion and other Compliance on-boarding requirements for new joiners. - Works independently and proactively, manages, motivates and...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking services. THIS...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking services. THIS...

Kennedy Pearce are partnering with a London based Private Bank who offer Hybrid working in recruiting a Bridging Underwriting Manager To be responsible for maintaining credit quality within the Bridging department. Managing the Underwriters in the maintenance of credit standards and liaising with Quality Assurance in respect of ongoing monitoring and...

Kennedy Pearce are partnering with a London based Private Bank who offer Hybrid working in recruiting a Bridging Underwriting Manager To be responsible for maintaining credit quality within the Bridging department. Managing the Underwriters in the maintenance of credit standards and liaising with Quality Assurance in respect of ongoing monitoring and...

Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...