Senior Compliance Officer
2 weeks ago
Meraki Talent are currently working with an Investment Management company with a strong stock brokering background.
There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role.
This role will report directly to the head of compliance
Key Responsibilities include.
- the head of compliance with implementation of compliance and regulatory rules
- the firm meets all regulatory requirements and or conduct risks
- reporting that is clear and conclusive of assurance activities
- regulatory changes and ad hoc compliance changes
- receipts of the FCA notice and good practice guidance
- in the preparation of regulatory submission
- maintain and update technical regulatory knowledge#
The ideal candidate will have.
- experience working within compliance for a financial services institution with a good experience FCA & regulations governing investment/ stockbroking business
- experience in compliance and risk management
- and control procedures
- written and verbal communication skills
- experience to mentor and manager junior members of staff
Please be advised there is no sponsorship available for this role.
They are looking for a candidate who is analytic, flexible, great at planning and organising they will also have great people management skills and can manage information well.
-
Senior Compliance Officer
3 weeks ago
Tunbridge Wells, Kent, United Kingdom Meraki Talent Ltd Full timeJob Description Meraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role. This role will report directly to the head of...
-
Senior Compliance Officer
4 weeks ago
Tunbridge Wells, Kent, United Kingdom Meraki Talent Ltd Full timeMeraki Talent are currently working with an Investment Management company with a strong stock brokering background. There is an excellent opportunity for a Senior Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role. This role will report directly to the head of compliance Key...
-
Compliance Manager
4 weeks ago
Tunbridge Wells, United Kingdom Insight Select Ltd Full time**Compliance Manager - Tunbridge Wells, £130K-£150K DOE** **Overview**: A market leader in the Kent investment management space. Working with the latest technology in one of the most dynamic working environments on the market. My client are seeking a Compliance Manager to join their office in Tunbridge Wells. This is an importantrole within the business...
-
Senior Regulatory Compliance Officer
2 weeks ago
Kent, United Kingdom Hyper Recruitment Solutions Full timeJob Description We are currently looking for a Senior Regulatory Affairs Officer to join a leading Pharmaceutical company based in the Kent area. As the Regulatory Affairs Manager, you will play a pivotal role in managing the life cycle and post-authorisation changes for products within the UK, focusing on CMC, clinical, safety, and product information...
-
Compliance Inspector
7 days ago
Tunbridge Wells, Kent, United Kingdom Town & Country Housing Group Full time €31,827Compliance Inspector About the role Role Summary We are looking for a Compliance Inspector to make a positive contribution to our core purpose of keeping our homes safe places for residents to live. The right person would be assisting in compiling building safety cases including collating the golden thread of information on buildings and ensure that this...
-
Compliance Inspector
7 days ago
Tunbridge Wells, Kent, United Kingdom Town & Country Housing Group Full time €31,827Compliance Inspector About the role Role Summary We are looking for a Compliance Inspector to make a positive contribution to our core purpose of keeping our homes safe places for residents to live. The right person would be assisting in compiling building safety cases including collating the golden thread of information on buildings and ensure that this...
-
Senior Human Resources Manager
4 days ago
Tunbridge Wells, Kent, United Kingdom Unity Care Solutions Limited Full time €55,000 - €65,000Role: Human Resources Manager Hours: Monday-Friday 09:00-17:00 We do not offer sponsorship therefore we cannot not accept overseas applicants. Unity Care Solutions is a leading care provider in the South of England dedicated to delivering high-quality care and support to individuals within the community. Job Role : We are seeking a dedicated and...
-
Business Tax Senior/ Assistant Manager
1 month ago
Tunbridge Wells, Kent, United Kingdom Evelyn Partners Group Full timeEvelyn Partners is the UK’s leading integrated wealth management and professional services group,with over 186 years of experience in helping generations of people and businesses to thrive. We offer an extensive range of financial and professional services to individuals, family trusts, professional intermediaries, charities and businesses. Join us on...
-
Compliance Inspector
3 days ago
Tunbridge Wells, United Kingdom Town & Country Housing Group Full timeCompliance InspectorAbout the roleRole SummaryWe are looking for a Compliance Inspector to make a positive contribution to our core purpose of keeping our homes safe places for residents to live. The right person would be assisting in compiling building safety cases including collating the golden thread of information on buildings and ensure that this...
-
Senior Compliance Monitoring
2 weeks ago
Gravesend, Kent, United Kingdom Kuflink Full timeHead of Compliance This role is office based (min 4 days) in Gravesend in Kent As Head of Compliance, you will play a crucial role in ensuring that we adhere to all relevant laws, regulations, and internal policies. You’ll be responsible for monitoring, assessing, and reporting on compliance activities across various departments. Your attention to...
-
Senior Compliance Monitoring
1 week ago
Gravesend, Kent, United Kingdom Kuflink Full timeHead of Compliance This role is office based (min 4 days) in Gravesend in Kent As Head of Compliance, you will play a crucial role in ensuring that we adhere to all relevant laws, regulations, and internal policies. You’ll be responsible for monitoring, assessing, and reporting on compliance activities across various departments. Your attention to...
-
Car Park Inspection Officer
7 days ago
Tunbridge Wells, Kent, United Kingdom Town & Country Housing Group Full time €31,827Compliance Inspector We are looking for a Compliance Inspector to make a positive contribution to our core purpose of keeping our homes safe places for residents to live. The right person would be assisting in compiling building safety cases including collating the golden thread of information on buildings and ensure that this information is digitally...
-
Car Park Inspection Officer
7 days ago
Tunbridge Wells, Kent, United Kingdom Town & Country Housing Group Full time €31,827Compliance Inspector We are looking for a Compliance Inspector to make a positive contribution to our core purpose of keeping our homes safe places for residents to live. The right person would be assisting in compiling building safety cases including collating the golden thread of information on buildings and ensure that this information is digitally...
-
Accounts and Tax Senior
1 month ago
Tunbridge Wells, Kent, United Kingdom TPF Recruitment Full timeTPF Recruitment is recruiting for a fantastic firm of chartered accountants who are looking to strengthen their tax offering across Kent, Sussex, London and the South East with aPersonal Tax Senior (Trusts & IHT). The practice is forward-thinking and offers an excellent working environment where you can enjoy the challenge of working with complex clients and...
-
Compliance & Integriteit Officer
1 week ago
West Malling, Kent, United Kingdom Oxbow Resourcing Full timeHead of Risk and Compliance Permanent role Full-time-Office Based- West Malling,Kent Oxbow Resourcing are delighted to be working with this reputable and established Buy to Let Lender who have a successful business spanning over 25 years in the UK Mortgage Market. As they embark on an exciting phase of growth they are now seeking a dynamic and...
-
Compliance & Integriteit Officer
1 week ago
West Malling, Kent, United Kingdom Oxbow Resourcing Full timeHead of Risk and Compliance Permanent role Office Based- Kent ( 1 day a week WFH) Oxbow Resourcing are delighted to be working with this reputable and established Buy to Let Lender who have a successful business spanning over 25 years in the UK Mortgage Market. As they embark on an exciting phase of growth they are now seeking a dynamic and driven...
-
Compliance & Integriteit Officer
2 weeks ago
West Malling, Kent, United Kingdom Oxbow Resourcing Full timeHead of Risk and Compliance Permanent role Office Based- Kent ( 1 day a week WFH) Oxbow Resourcing are delighted to be working with this reputable and established Buy to Let Lender who have a successful business spanning over 25 years in the UK Mortgage Market. As they embark on an exciting phase of growth they are now seeking a dynamic and driven...
-
Senior Tax/Assistant Manager
3 weeks ago
Tunbridge Wells, Kent, United Kingdom Pro-Tax Full timeCorporate Tax Assistant Manager I am seeking a skilled and ambitious Corporate Tax Assistant Manager to join a well-respected firm in Tunbridge Wells. This role involves providing comprehensive tax compliance and advisory services to their diverse clientele. As a key member of the team, you will assist Managers and Senior Managers in delivering exceptional...
-
Bedrijfsleider / Office Manager
4 weeks ago
Tunbridge Wells, Kent, United Kingdom VolkerWessels UK Ltd Full timeVolkerFitzpatrick offers a range and depth of civil engineering, infrastructure and building services. We contribute to vital parts of the nation's life through projects of strategic importance, while delivering those less visible, yet essential, works required by both private and public sectors. We build, renew, maintain highways, airports, railway...
-
Compliance & Integriteit Officer
2 weeks ago
West Malling, Kent, United Kingdom Oxbow Resourcing Full timeJob Description Head of Risk and Compliance Permanent role Full-time-Office Based- West Malling,Kent Oxbow Resourcing are delighted to be working with this reputable and established Buy to Let Lender who have a successful business spanning over 25 years in the UK Mortgage Market. As they embark on an exciting phase of growth they are now seeking a...