Central Compliance

Currently recruiting on behalf of a Global Investment Bank, for a VP level professional to join their central compliance team. You will have a broad range of responsibilities including PA Dealing, risk assessments, policy implementation and SMCR oversight. You should have previously sat within the central compliance division of a recognised bank, and have a...

**Central Compliance**: - London - £100,000 - £120,000 - Job type: Permanent - Sector: Financial Services, Banking - Job reference: NE41212 My client is a global financial services firm looking for a Central compliance officer to join their team. As a Central Compliance Director, you will play a pivotal role in ensuring that the bank adheres to all...

My client is a leading quant hedge fund looking to build out their central compliance function. You will be reporting into the EMEA Head of Compliance and acting as the lead for all central compliance matters, including training, regulatory registrations,Code of Ethics monitoring, and MI reporting. They operate on a hybrid model and are based in the City of...

Currently recruiting on behalf of a Global Investment Bank, for a VP level professional to join their central compliance team. You will have a broad range of responsibilities including PA Dealing, risk assessments, policy implementation and SMCR oversight. You should have previously sat within the central compliance division of a recognised bank, and have a...

Currently recruiting on behalf of a Global Investment Bank, for a VP level professional to join their central compliance team. You will have a broad range of responsibilities including PA Dealing, risk assessments, policy implementation and SMCR oversight. You should have previously sat within the central compliance division of a recognised bank, and have a...

Currently recruiting on behalf of a Global Investment Bank, for a VP level professional to join their central compliance team. You will have a broad range of responsibilities including PA Dealing, risk assessments, policy implementation and SMCR oversight. You should have previously sat within the central compliance division of a recognised bank, and have a...

**Poste et missions**:** Overview of the role**: To provide regulatory advice in relation to the UK Central Compliance team’s areas of responsibility to all business areas and support functions. **Main responsibilities of the role**: **PRA/FCA Senior Manager, Conduct Rules Regime (“SMCR”)** - To liaise with the Human Resources Department (“HR”) to...

Responsibilities: - Maintenance of the firms inside information registers and information walls in the relevant systems - Communication and Management of the firms updates to its Global Restrictive List (GRL) - Implementation of certain controls as they pertain to the GRL - Assisting in the coordination and delivery of the Compliance Risk Assessment -...

Deputy Head of Central Compliance Specialisms: Compliance Advisory Jobs | Regulatory Compliance Jobs London market rate Job type: Permanent Sector: Financial Services Job reference: NE42898 Apply for this job Job Title: Deputy Head of Central Compliance & SMCR StrategyLocation: LondonDepartment: Compliance – Central ComplianceReports to: Head of Central...

Marex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. It listed on Nasdaq Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets with...